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| Keyboard |
| The Kocen Financial Group Inc
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|---|---|
| CRD # | 112129 |
| SEC # | 801-64553 |
| CIK # | |
| AUM | 185.9 M (2026-03-31) |
| Employees | 5 (100% Investors, 0% Brokers) |
| Phone | 760-324-4015 |
| Address | 35900 Bob Hope Dr, Suite 202 Rancho Mirage, CA 92270-1767 |
| Source | [IAPD] [Website] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 129 | 29.6 |
| (b) Individuals (high net worth individuals) | 84 | 144.6 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 9 | 11.4 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.3 |
| (n) Other | 0 | 0.0 |
| Total | 773 | 185.9 |
| By Discretionary | ||
| Discretionary | 773 | 185.9 |
| Non-Discretionary | 0 | 0.0 |
| Total | 773 | 185.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.6 | |
| United States Persons | 185.2 | |
| Total | 773 | 185.9 |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Clients | 2 (2 non-US) |
| Serves | Institutional, Retail |
| Comparable Firms | State | AUM |
|---|---|---|
|
Eagle Investment Advisors LLC
✚
|
PA | 186.1 M |
|
Total Wealth Services LLC
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CA | 186.1 M |
|
Gibson Wealth Advisors LLC
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186.1 M | |
|
Vigil Wealth Management LLC
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FL | 186.0 M |
|
Ridge Capital Management LLC
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GA | 186.0 M |
|
Hillspring Financial Inc
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AZ | 186.0 M |
|
Schrum Private Wealth Management LLC
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|
FL | 185.9 M |
|
Liberty Atlantic Advisors LLC
✚
|
185.8 M | |
|
Doheny Asset Management LLC
✚
|
CA | 185.7 M |
|
First Mason Financial LLC
✚
|
OH | 185.7 M |