The Marshall Financial Group LLC

ITEM 5: FEES AND COMPENSATION
Investment Management Fees
Advisory Fees & Billing Practices
Fees for investment management do not exceed 3% per year of the assets under management. However, we may
negotiate lower fees based on percentages under management with clients based on account size and the scope and
complexity of the services to be performed. Additionally, we may charge a minimum fee to clients. Fees are fully
disclosed to you in the Investment Management Agreement.
        Payment in Advance. Fees are billed in advance, at quarter end. If a new account, the fee will be pro-rated
        based on the number of days the account has been funded. The advisory fee for each quarter is calculated
        using the market value of assets on the last day of the immediately preceding calendar quarter.
                Example: 2nd Quarter – April 1st thru June 30th
                Asset Valuation Date: March 31st
                Fee paid to The Marshall Financial Group within the first 15 days of the month of April.
        Payment in Arrears. Fees are billed in arrears, at quarter end. If a new account, the fee will be pro-rated
        based on the number of days the account has been funded. The advisory fee for each quarter is calculated
        using the market value of assets on the last day of the billing period which is the end of the immediately
        preceding calendar quarter.
                Example: 2nd Quarter – April 1st thru June 30th
                Asset Valuation Date: June 30th
                Fee paid to The Marshall Financial Group within the first 15 days of the month of July.
We generally request that you provide authorization for us to deduct our fees directly from your investment account.
Important information about the deduction of management fees:
•   You must provide authorization for us to deduct fees by initialing the appropriate section and signing the
    investment management agreement. For clients that do not authorize us to have their fees deducted directly from
    their account, or for those who have not signed new agreements or do not have an investment management account
    at a custodian, payment is due within thirty (30) days after receipt of the billing statement from TMFG.
•   You will receive a detailed invoice each quarter which outlines our fees and how they are calculated at the same
    time we request payment from the custodian.
•   You will receive a statement from your custodian which shows your holdings.
•   You are responsible for reviewing the accuracy of the fees being billed, as the custodian will not doso.
Minimum Fee
Our firm charges an advisory fee based upon the total assets under management for each client. If this fee is below
our minimum fee, not to exceed $5,000 annually, we will impose additional fees be paid for management of your
advisory accounts. If a client's assets under management are not sufficient to generate the minimum annual fee, they
have the option to pay the difference (until their assets are sufficient) to receive the desired level of service. For
example, a client desires to receive Managed Services and their assets generate an annualized fee of $4,000, they have
the option of paying the difference (i.e. an additional $1,000) to reach the minimum annual fee of $5,000 until the
assets under management are sufficient to generate the minimum annual fee.
Clients can choose to have these fees paid by direct debit from the Account if allowable or by invoice. The total fee
and payment method are disclosed within the Advisory Agreement. The minimum fee may be more than other
advisors would charge for the same or similar services.
Cancellation, Termination and Refunds
You may end our advisory relationship by providing 2 weeks written notice. We will prorate the advisory fees earned
through the termination date and send you an invoice for the advisory fees due. For clients who pay in advance, we

will prorate the advisory fees earned through the termination date and send you a refund for any prepaid, unearned
fees.
If clients de-link their custodial account to exclude MFG as advisor of record, we are still legally obligated to be your
advisor based upon our mutual agreement, until a written termination of our relationship is received by MFG from
you the client. De-linking at the custodial level will not in itself end services by MFG, and fees may still be assessed
if services continue without proper notice to MFG.
Other Costs Involved
In addition to our advisory fee shown above, you are responsible for paying fees associated with investing for your
account. These fees may include:
•   mutual fund loads (if applicable) and retained by the custodian, MFG does not receive these commissions.
•   management fees for ETFs and mutual funds. These are fees charged by the managers of the ETF or mutual fund
    and are a portion of the expenses of the ETF or mutual fund.
•   brokerage costs and transaction fees for any securities or fixed income trades. These are generally charged by
    your custodian and/or executing broker.
•   Pontera (formally FeeX) services charge TMFG for Assets held away. This fee may require payment via an ACH,
    credit card, or invoiced separately if the client does not have other assets under management with TMFG, if client
    has other assets held with TMFG ,Ponter a linked advisory account fee can be charged to one of the clients
    existing accounts based upon the advisory fee within the Client’sAdvisory Agreement.
Additional information about brokerage costs and services is provided in “Item 12: Brokerage Practices.”

Conflicts of Interest

Peter Marshall, Sheryl Parks, and Anthony Pugliese are registered representatives, they receive commissions for executing
some trades for clients at PKS, and for mutual fund investments, they may receive trailing commissions.
Trailing commissions are fees the mutual fund pays to the registered representative each year that you own the mutual
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ITEM 7: TYPES OF CLIENTS
We provide investment advisory services to individuals, businesses, pension and profit-sharing plans, and charitable
organizations.