The Nestegg Group Inc

Item 5​           Fees and Compensation

    A.​ The client can determine to engage the Registrant to provide discretionary investment
        advisory services on a fee-only basis.

          INVESTMENT ADVISORY SERVICES
          If a client determines to engage the Registrant to provide discretionary investment
          advisory services on a fee-only basis, the Registrant’s annual investment advisory fee
          shall be based upon a percentage (%) of the market value and type of assets placed under
          the Registrant’s management, with all inflows and outflows prorated, on a stepped up
          basis as follows:

​         ​       ​       Account Size            ​​       Annual Fee
                          First 1,000,000​ ​       ​       1.00%
              ​   ​       Next 1,000,000​ ​        ​       0.75%
              ​   ​       Over 2,000,000​​         ​       0.50%​

    B.​ Clients may elect to have the Registrant’s advisory fees deducted from their custodial
        account. Both Registrant's Investment Advisory Agreement and the custodial/clearing
        agreement may authorize the custodian to debit the account for the amount of the
        Registrant's investment advisory fee and to directly remit that management fee to the
        Registrant in compliance with regulatory procedures. In the limited event that the
        Registrant bills the client directly, payment is due upon receipt of the Registrant’s
        invoice. The Registrant shall deduct fees and/or bill clients quarterly in advance, based
        upon the market value of the assets on the last business day of the previous quarter.

    C.​ As discussed below, unless the client directs otherwise or an individual client’s
        circumstances require, the Registrant shall generally recommend that Charles Schwab
        and Co., Inc. (“Schwab”) serve as the broker-dealer/custodian for client investment
        management assets. Broker-dealers such as Schwab charge brokerage commissions,
        transaction, and/or other type fees for effecting certain types of securities transactions
        (i.e., including transaction fees for certain mutual funds, and mark-ups and mark-downs

          charged for fixed income transactions, etc.). The types of securities for which transaction
          fees, commissions, and/or other type fees (as well as the amount of those fees) shall differ
          depending upon the broker-dealer/custodian. While certain custodians, including Schwab,
          generally (with the potential exception for large orders) do not currently charge fees on
          individual equity transactions (including ETFs), others do. There can be no assurance that
          Schwab will not change their transaction fee pricing in the future. Schwab may also
          assess fees to clients who elect to receive trade confirmations and account statements by
          regular mail rather than electronically. In addition to Registrant’s investment management
          fee, brokerage commissions and/or transaction fees, clients will also incur, relative to all
          mutual fund and exchange traded fund purchases, charges imposed at the fund level (e.g.,
          management fees and other fund expenses).

   D.​ Registrant's annual investment advisory fee shall be prorated and paid quarterly, in
       advance, based upon the market value of the assets on the last business day of the
       previous quarter, adjusted for inflows and outflows during the billing period. The
       Registrant generally requires an annual minimum fee of $2,000 and a minimum asset
       level of $200,000 for investment advisory services. The Registrant, in its sole discretion,
       may charge a lesser investment management fee and/or waive or reduce its minimum fee
       or asset requirement based upon certain criteria (i.e., anticipated future earning capacity,
       anticipated future additional assets, dollar amount of assets to be managed, related
       accounts, account composition, negotiations with client, etc.).

          The Investment Advisory Agreement between the Registrant and the client will continue
          in effect until terminated by either party by written notice in accordance with the terms of
          the Investment Advisory Agreement. Upon termination, the Registrant shall refund the
          pro-rated portion of the advanced advisory fee paid based upon the number of days
          remaining in the billing quarter.

   E.​ Neither the Registrant, nor its representatives accept compensation from the sale of
       securities or other investment products.

Item 7​           Types of Clients

          The Registrant’s clients shall generally include individuals, pension and profit sharing
          plans, business entities, trusts, estates and charitable organizations.