The Perspective Group LLC

Item 5 – Fees and Compensation
The following paragraphs detail the fee structure and compensation methodology for services provided by the
Advisor. Each Client engaging the Advisor for services described herein shall be required to enter into a written
agreement with the Advisor.

Fees may vary from the fee schedules depending on the nature and complexity of each Client’s circumstances,
or with the inclusion of financial planning or other services, [pursuant to the terms of the wealth management
agreement] OR [which is offered on an hourly or flat financial planning fee basis, as described below. An
estimate for the total costs will be determined prior to establishing the advisory relationship].
The firm offers three pathways for our advisory services.
The Advanced Planning offers comprehensive financial planning services without investment management
services. This pathway may work well for clients who have investments held within employer plans, have
investments in non-traded securities, or hold illiquid investments. Lastly, it is available for clients starting their
financial planning journey who may not have existing wealth, but who wish to pursue financial goals.
Investment-Management services offer access to the firm’s proprietary purpose-built portfoliosSM. This pathway
works well for those who want to partner with a firm for investment-management services and who want a
dedicated team here to help them design, monitor, and take action on their investments. In addition, The
Perspective Group, LLC offers tax preparation services for its ongoing investment-management clients.
Guided Wealth Portfolios (GWP) offers clients the ability to participate in a centrally managed, algorithm-based
investment program, which is made available to users and clients through a web-based, interactive account
management portal (“Investor Portal”). Investment recommendations to buy and sell open-end mutual funds and
exchange-traded funds are generated through proprietary, automated, computer algorithms based upon model
portfolios constructed by LPL and selected for the account as described below (such model portfolio selected for
the account, the “Model Portfolio”). Communications concerning GWP are intended to occur primarily through
electronic means (including but not limited to, through email communications or through the Investor Portal),
although The Perspective Group will be available to discuss investment strategies, objectives or the account in
general in person or via telephone. This pathway works well for those who prefer to have greater use of
technology and less human interactions.

A. Fees for Advisory Services
Wealth Management Services

Advanced Planning

$325/hour for lead CFP® Professionals
$250/hour for CFP® Professionals and CPA Professionals
$175/hour for analysis and or administrative work by professional team member(s) without any professional
designations.

Investment Management

                           Assets Under Management $                  Annual Fee %
                                      $0 to $100,000                      1.15%
                                   $100,001 to $250,000                   1.10%
                                   $250,001 to $750,000                   1.00%
                                  $750,001 to $1,250,000                  0.95%
                                 $1,250,001 to $3,000,000                 0.90%
                                 $3,000,001 to $5,000,000                 0.80%
                                 $5,000,001 to $7,500,000                 0.70%
                                $7,500,001 to $10,000,000                 0.60%
                               $10,000,001 to $12,500,000                 0.50%
                               $12,500,001 to $15,000,000                 0.45%
                               $15,000,001 to $20,000,000                 0.40%
                                     $20,000,001 plus                    Custom1

Investment advisory fees are paid quarterly in advance pursuant to the terms of the investment advisory
agreement. Investment advisory fees are based on the market value of assets under management at the end of the
prior quarter. Investment advisory fees are based on the following schedule:

Investment Management includes online access through Account View, optional access to Wealth Vision, portfolio
design, and up to two meetings per year to visit about your investments. It also includes ongoing service and
access to our team.

Wealth Vision planning and analysis is billed as part of our Advanced Planning hourly rates.

Tax Preparation2 is an added offering for our Investment-Management clients.

    Return type                                                                                        From
    Personal return                                                                                    $300
    Personal return with an individual
    business, farm, or rental                                                                          $450
    Fiduciary                                                                                          $450
    Gift                                                                                               $450
    LLC/Partnership                                                                                    $550
    LLC                                                                                                $550
    LLC taxed as S Corp                                                                                $750
    Solo-401(k) retirement plan                                                                        $350

Tax preparation fees are based upon our hourly rate and are quoted in advance if, and when, we anticipate the total
may be more than the starting amount listed above.

  We customize your fee based on the complexity of your portfolio. Our firm will negotiate a fee percentage, or fixed
...

Item 7 – Types of Clients
The advisory services offered by The Perspective Group, LLC are available for individuals, individual retirement
accounts (“IRAs”), banks and thrift institutions, pension and profit-sharing plans, including plans subject to
Employee Retirement Income Security Act of 1974 (“ERISA”), trusts, estates, charitable organizations, state and
municipal government entities, corporations and other business entities. A minimum account value of $5,000 is
generally required to open an account.

However, the firm generally provides investment advice to individuals and high net worth individuals. The firm is
currently not working with other types of clients or pursuing them as prospects but would not turn away any
opportunities that may arise.