The Wealth Alliance LLC

Item 5 – Fees and Compensation

Overview of Advisory fees.
WA’s Advisory fees vary based on a number of factors that may include the services request, account size,
investment strategy, complexity of the client relationship, and other circumstances agreed upon with the client.
Fees may differ among clients, and some clients may pay more or less than others for similar services depending
on the scope of the overall relationship.

WA does not receive transaction -based compensation for securities trades in Advisory accounts. However, certain
WA supervised persons are also registered representatives of an unaffiliated broker dealer- and may receive
commissions when acting in that separate brokerage capacity. WA does not assess Advisory fees on those
commission based- assets or transactions.

Fees for Advisory Services.

Investment Management Services.
WA charges an asset-based- fee, billed quarterly in advance, based on the value of assets managed as of the last
business day of the prior calendar quarter. Advisory fees generally range from 0.25% to 1.75% annually depending
on services provided, relationship complexity, and overall assets under management.

For new accounts, fees for the initial period are prorated from the account’s inception date through the end of the
quarter. Fees may be negotiable, and WA may consider a client’s overall relationship when determining applicable
fees. Account valuations are provided by the custodian, and WA periodically reviews valuations for billing accuracy.

Clients may add or withdraw assets at any time. Withdrawals or liquidations may result in transaction charges,
mutual fund fees (including contingent deferred sales charges, if applicable), and/or tax consequences.

Use of Independent Managers.
WA may recommend one or more unaffiliated Independent Managers to manage portion of a client’s portfolio. WA
does not receive compensation from such managers. Clients pay WA’s Advisory fee, and depending on the program,
the Independent Manager or platform provider may charge a separate fee disclosed in the corresponding program
documents.

Financial Planning Services.
WA offers financial planning services on an hourly (up to $500/hour) or fixed fees basis, depending on the
complexity of the engagement. Fees may be negotiable. Financial planning services may be included at no additional
costs for clients receiving ongoing investment management. Clients receive a fee estimate prior to the start of
services.

FORM ADV, Part 2A BROCHURE                                                 The Wealth Alliance, LLC

Retirement Plan Advisory Services.
For employer-sponsored retirement plans, WA charges an asset-based- fee of up to 1.75% annually, billed monthly
or quarterly in advance, based on plan assets as of the prior billing period. Fees may be negotiable depending on
the size and complexity of the plan.

Fee Billing and Payment.

Investment Management Services.
Advisory fees are typically deducted directly from the client’s account pursuant to written authorization. Fees are
calculated by applying the quarterly equivalent of the annual fee to the account value as of the prior quarter
end. -Clients receive custodial statements reflecting fee deductions should review these statements for accuracy.

Independent Managers.
When an Independent Manager is engaged, the client’s total fees may include WA’s Advisory fee and, depending
on the program, fees charged by the Independent Manager. WA does not charge platform fees. In wrap fee
arrangements, Independent Manager fees may be included as Covered Costs. In certain programs, Independent
Managers may deduct their own fees directly from the client’s account pursuant to their separate agreement with
the client.

Financial Planning Services.
Financial planning fees may be billed up to 50% upfront, with the balance due upon delivery of services.

Retirement Plan Advisory Services.
Retirement plan fees may be billed to the plan sponsor or deducted from plan assets, depending on the applicable
agreement.

Other Fees and Expenses.
Clients may incur additional fees charged by third parties, including custodial fees, transaction charges, mutual fund
and ETF expenses, wire fees, and administrative fees. Some costs may be included in WA’s Wrap Fee Program;
however, clients may still be responsible for certain transaction-level or investment level- expenses.

Advisory fees paid to WA are separate from and in addition to the internal expenses of mutual funds, ETFs, and
alternative investments, as described in each investment’s prospectus. Clients should consider both Advisory fees
and product-level expenses when evaluating total costs. For more detail, see Item 12 – Brokerage Practices and
Appendix 1 – Wrap Fee Program Brochure, as applicable.

Even when you pay an Advisory fee to WA, you will also pay certain third-party or product- -level costs that are
separate from and in addition to our fee. These can include:

    •   Fund internal expenses (e.g., mutual fund or ETF management fees and operating expenses, including any
        12b-1 fees embedded in certain share classes);
    •   Custodial charges (e.g., account maintenance, paper statement, or miscellaneous custodial fees);
        Transaction level- fees (e.g., ticket charges, exchange fees, or markups/mark-downs on fixed income
        trades when applicable);
    •   Wire/transfer and service charges (e.g., outgoing wire fees, overnight delivery); and
    •   Alternative investment fees (e.g., fund management and incentive fees, partnership expenses, and
        subscription/administration costs). These costs are charged by the fund, custodian, platform, or other

FORM ADV, Part 2A BROCHURE                                                  The Wealth Alliance, LLC

        third parties-not by WA-and they do not reduce the Advisory fee you pay to WA. See Item 12 (Brokerage
...

Item 7 – Types of Clients

WA provides investment Advisory services primarily to individual investors, including high-net-worth and other
retail clients. We also advise family trusts and estates, IRAs and other retirement accounts, charitable
organizations and foundations, and small and mid-sized business (e.g. corporate taxable accounts and workplace
retirement plans such as profit-sharing or 401(k) plans). In addition, WA manages accounts for employees and

FORM ADV, Part 2A BROCHURE                                                 The Wealth Alliance, LLC

their related persons. Please see Item 5 (Fees and Compensation), Item 11 (Code of Ethics) for personal-trading
controls, and 12 (Brokerage Practices) for execution, allocation, and trade-rotation practices related to such
accounts.

Account Minimums.
WA does not impose a firm-wide minimum account size for its advisory services. Certain advisory programs,
investment strategies, custodians, platforms, or third-party managers may impose their own minimum account
sizes or eligibility requirements, which may vary by service model (for example, wrap fee versus non-wrap
arrangements). Any applicable minimums or eligibility criteria will be disclosed to clients in writing prior to
account onboarding.

Additional program specific details relating to minimums for WA’s Wrap Fee Program appear in Form ADV Part
2A, Appendix 1 (Wrap Fee Program Brochure), which is delivered together with this Brochure.