The Wealthplan LLC

Item 5: Fees and Compensation
Methods of Compensation and Fee Schedule
Wealth Planner
WealthPlan offers discretionary direct asset management services via its Wealth Planner service.
WealthPlan charges an annual asset management fee based on the fee schedule below. The schedule
contains breakpoints where the entire portfolio will be charged the same asset management fee as
applicable to the schedule. For example, a client with $750,000 under management would pay $7,500
on an annual basis ($750,000 x 1% = $7,500). These fees are renewable on an annual basis.

                         Assets Under Management                 Annual Fee
                         Up to $100,000                            1.50%
                         $100,001-$500,000                         1.25%
                         $500,001 - $1,000,000                     1.00%
                         $1,000,001-$3,000,000                     0.90%
                         $3,000,001+                               0.75%

Investment management fees are billed monthly in arrears (meaning we charge you after the billing
period) based on the amount of assets we manage as of the close of business on the last business day
of the previous month. For withdrawals or deposits during the month, fees will be prorated based on
the days that assets are managed and serviced during the given period. The billing period is based on
the number of days in the month. Fees are usually deducted from a designated client account to
facilitate billing. For accounts that don’t allow direct debiting, another account can be utilized for
billing purposes. All unpaid earned fees will be due to WealthPlan. The client must consent in
advance to direct debiting of their investment account by signing our fee agreement. WealthPlan, in
its sole discretion, may negotiate a lesser investment advisory fee or a negotiable annual flat fee based
upon certain criteria (e.g., historical relationship, type of assets, anticipated future earning capacity,
anticipated future additional assets, dollar amounts of assets to be managed, related accounts, account
composition, negotiations with clients, etc.). The fixed annual fee may exceed 3% of the account value.
You may receive similar services at a lower price with another adviser.

WealthPlan also has the option to bill the client directly with a flat fee payable by credit card or ACH
in lieu of directly debiting an investment account. Fees may be collected monthly, quarterly, or
annually in advance based on the client’s preference. Flat fees may be updated on a yearly basis to
reflect account value changes. Client shall be given thirty (30) days prior written notice of any increase
in fees. Any increase in fees will be acknowledged in writing by both parties before any increase in said
fees occurs.

WealthPlan charges the client directly a fixed fee for financial planning and consulting that is billed in
advance upon signing the Client Agreement. Prior to the planning process, the client will be provided
with the total plan fee. Financial planning services are offered based on a yearly flat fee between $500
and $7,500. Pricing is contingent on a variety of factors including number of meetings, time spent on
the client, client income and net worth, and complexity of the case. Financial planning fees will be
renewed annually and billed in advance, unless terminated by client, or if the client chooses to transfer
to asset management billing. WealthPlan’s WealthPlanner Lite is a one-time 3-hour project for which
we will charge clients a fee of $750.

Alternative Investment Access
WealthPlan may charge a flat one-time or ongoing annual fee of 1.5% (negotiable) based on the
investment recommended that is billed 100% in advance. The ongoing fee may be billed monthly,
quarterly, or annually. The client may cancel within five (5) business days of signing the Client
Agreement with no obligation and without penalty. If the client cancels after five (5) business days,
any unearned fees will be refunded to the client. WealthPlan reserves the right to waive the fee should
the client implement the plan through WealthPlan. For certain private investments, WealthPlan may
receive as compensation a percentage of the carry charged by the Sponsor to the client.

Held Away Account Services
WealthPlan’s services provided to Held Away Accounts (accounts with Custodians other than Charles
Schwab), WealthPlan will be paid a flat annual management fee referenced in their Client Agreement,
based on a recent market valuation of the Client’s Account. Fees will be prorated based on the number
of days service is provided during each billing period. As it is impossible to directly debit the fees
from these accounts, WealthPlan fees will be billed to the client directly or from an account that is
under our management. We are not affiliated with the platform in any way and receive no
compensation from them for using their platform. Fees may be collected monthly, quarterly, or
annually in advance or in arrears based on the client’s preference.

Our firm does not charge an additional fee for managing held-away assets for clients that engage us
under an Asset Management agreement, however, Pontera charges a 0.30% fee for those assets. Our
firm will not charge clients the 0.30% Pontera fee and will be included in the client’s fee structure.

Additional Client Fees Charged
WealthPlan will be charged by BitGo a Technology Services Fee ("TSF") on a monthly or quarterly
basis. The TSF is calculated at the end of each calendar period as an annualized percentage of 24
basis (0.24%) points on the aggregate USD market value of the daily average holdings held in
customer accounts being managed by WealthPlan during that calendar period. The TSF is inclusive
of custody fees assessed by the third-party custody service providers connected to WealthPlan
through the TDAMP.

Investment Companies (e.g., open-end mutual funds, closed-end mutual funds, exchange traded
...

Item 7: Types of Clients
WealthPlan generally provides investment advice to individuals, high net worth individuals, trusts,
estates, corporations, or business entities. Client relationships vary in scope and length of service.

WealthPlan may require a minimum or $250,000 to open an account for WealthPlanner, (negotiable).
WealthPlan does not require a minimum for the WealthPlanner Lite.