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| Tradewinds Capital Management LLC
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|---|---|
| CRD # | 145934 |
| SEC # | 801-68789 |
| CIK # | 0001616026 |
| AUM | 727.3 M (2026-03-26) |
| Employees | 10 (70% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 360-715-9000 |
| Address | 2211 Rimland Drive Bellingham, WA 98226 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| World Currency Gold Trust | 38.4 | ||
| ETFS Silver Trust | 36.1 | ||
| Global MOFY Metaverse Ltd | 26.2 | ||
| Microsoft Corp | 9.5 | ||
| Apple Inc | 4.2 | ||
| Amazon Com Inc | 2.9 | ||
| Johnson & Johnson | 2.8 | ||
| Alphabet Inc | 2.0 | ||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 2,028 | 241.6 |
| (b) Individuals (high net worth individuals) | 196 | 483.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 5 | 1.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 9 | 1.8 |
| (n) Other | 0 | 0.0 |
| Total | 2,268 | 727.3 |
| By Discretionary | ||
| Discretionary | 2,268 | 727.3 |
| Non-Discretionary | 0 | 0.0 |
| Total | 2,268 | 727.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 727.3 | |
| Total | 2,268 | 727.3 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001616026] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.3B |
| Serves | Institutional, Retail |
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|---|---|---|
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|
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MI | 725.5 M |