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| Tradewinds Capital Management LLC
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| |
|---|---|
| CRD # | 145934 |
| SEC # | 801-68789 |
| CIK # | 0001616026 |
| AUM | $523.7 MM (2024-05-15) |
| Employees | 10 (70% Investors, 0% Brokers) |
| Phone | 360-715-9000 |
| Address | 2211 Rimland Drive Bellingham, WA 98226 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook] |
| Total AUM ($MM) |
|---|
| Sector | Form 13F Holdings | Cap ($MM) | Value ($MM) |
|---|---|---|---|
| IAU | 27.0 | ||
| MSFT | 1,918,222.4 | 9.1 | |
| AAPL | 2,382,844.0 | 4.0 | |
| AMZN | 1,092,997.8 | 1.7 | |
| HON | 119,775.0 | 1.7 | |
| SMCI | 2,169.7 | 1.3 | |
| NVDA | 399,550.0 | 1.3 | |
| COST | 207,576.9 | 1.3 | |
| Holdings by Sector ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 1,014 | 239.0 |
| (b) Individuals (high net worth individuals) | 135 | 278.5 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.6 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 5 | 5.5 |
| (n) Other | 0 | 0.0 |
| Total | 2,483 | 523.7 |
| By Discretionary | ||
| Discretionary | 2,483 | 523.7 |
| Non-Discretionary | 0 | 0.0 |
| Total | 2,483 | 523.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 523.7 | |
| Total | 2,483 | 523.7 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001616026] |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Lloyd Capital LLC
✚
|
0.5 | |
|
NBW Capital LLC
✚
|
MA | 0.5 |
|
MTM Investment Management LLC
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SC | 0.5 |
|
Single Point Partners LLC
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MA | 0.5 |
|
Wahed Invest LLC
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NY | 0.5 |
|
WMG Financial Advisors LLC
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TN | 0.5 |
|
First Citizens Asset Management Inc
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|
NC | 0.5 |
|
Liquid Strategies LLC
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|
GA | 0.5 |
|
Signalpoint Asset Management LLC
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|
MO | 0.5 |
|
Beacon Harbor Wealth Advisors Inc
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|
VA | 0.5 |