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| Tradewinds Capital Management LLC
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|---|---|
| CRD # | 145934 |
| SEC # | 801-68789 |
| CIK # | 0001616026 |
| AUM | $515.0 MM (2023-03-30) |
| Employees | 7 (29% Investors, 0% Brokers) |
| Phone | 360-715-9000 |
| Address | 2211 Rimland Drive Bellingham, WA 98226 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] |
| Total AUM ($MM) |
|---|
| Sector | Form 13F Holdings | Cap ($MM) | Value ($MM) |
|---|---|---|---|
| MSFT | 1,918,222.4 | 4.9 | |
| AAPL | 2,382,844.0 | 2.7 | |
| HON | 119,775.0 | 1.5 | |
| UPS | 157,208.0 | 1.2 | |
| SBUX | 87,554.3 | 1.0 | |
| VMI | 4,757.1 | 0.9 | |
| COST | 207,576.9 | 0.7 | |
| AMZN | 1,092,997.8 | 0.6 | |
| BA | 82,059.9 | 0.6 | |
| WAFD | 1,984.7 | 0.6 | |
| View All | |||
| Holdings by Sector ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 2,540 | 321.0 |
| (b) Individuals (high net worth individuals) | 68 | 145.3 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 40 | 45.6 |
| (h) Charitable organizations | 0 | 0.8 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 7 | 2.4 |
| (n) Other | 0 | 0.0 |
| Total | 2,608 | 515.0 |
| By Discretionary | ||
| Discretionary | 2,608 | 515.0 |
| Non-Discretionary | 0 | 0.0 |
| Total | 2,608 | 515.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 515.0 | |
| Total | 2,608 | 515.0 |
| EDGAR Form | CIK | 2011 - 2023 |
|---|---|---|
| 13F-HR | [0001616026] |
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