Woodstock Wealth Management Inc

Item 7 - Types of Clients

 WWM provides portfolio management services to individuals, high net worth individuals,
 businesses, charities, and retirement plans.
     •   WWM has a guideline minimum of $25,000 in assets to be managed and participate in the
         Managed Account Program; however, WWM and its Investment Adviser Representatives
         may accept less than the guideline minimum at their discretion.
     •   WWM has a guideline minimum of $50,000 in assets in assets to be managed to participate
         in the Performance Fee Program. The client must also meet one or more of the following
         requirements: 1) has assets under management of $1.1 million or more with Woodstock
         Wealth Management, Inc.; 2) has a net worth of $2.2 million or more at the time of contract
         (See Note Below on Calculation of Net Worth); 3) meets the definition of Qualified
         purchasers (i.e. persons or family owned businesses owning at least $5 million in
         investments; trusts managed solely by qualified purchasers; or persons owning and

        investing on a discretionary basis for their own accounts or the accounts of other qualified
        purchasers of at least $25 million; 4) be a knowledgeable employee of Woodstock Wealth
        Management, Inc. who serves as an officer, director, trustee, general partner or serve in a
        similar capacity; and 5) be an employee of Woodstock Wealth Management, Inc. who has
        participated in the investment activities of Woodstock Wealth Management, Inc. for at least
        12 months. In calculating net worth, the following rules apply: 1) assets held jointly with
        a spouse can be included; 2) a person’s primary residence must not be included as an asset;
        3) indebtedness secured by the person's primary residence, up to the estimated fair market
        value of the primary residence at the time the investment advisory contract is entered into
        may not be included as a liability (except that if the amount of such indebtedness
        outstanding at the time of calculation exceeds the amount outstanding 60 days before such
        time, other than as a result of the acquisition of the primary residence, the amount of such
        excess must be included as a liability); and 4) indebtedness that is secured by the person’s
        primary residence in excess of the estimated fair market value of the residence must be
        included as a liability. ERISA plans are not eligible to participate.
   •    For financial planning services, no minimums exist.
   •    For clients participating in Third Party Management Programs, the third-party manager may
        require a minimum amount of assets to be managed. More information concerning Third
        Party Management Programs can be found by reviewing the third-party manager’s Form
        ADV Brochure and other documents detailing any minimum requirements.