Tradewinds Global Investors LLC

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Tradewinds Global Investors LLC ✚
CRD #	138476
SEC #	801-65208
CIK #	0001383221
AUM
Employees	42 (50% Investors, 17% Brokers)
Phone	310-552-8900
Address	2049 Century Park East Los Angeles, CA 90067-3120
Source	[IAPD] [EDGAR] [Website]

Total AUM ($B) Copy

Sector	Form 13F Holdings	Value ($B)
	AXIS Capital Holdings Ltd	0.0
	SK Telecom Co Ltd	0.0
	Nippon Telegraph & Telephone Corp	0.0
	ING Groep NV	0.0
	Toyota Motor Corp/	0.0
	Skywest Inc	0.0
	Tenaris Sa	0.0
	Sanofi	0.0
	Teva Pharmaceutical Industries Ltd	0.0
	Flextronics International Ltd	0.0
View All

Holdings by Sector ($B)

Type	Form D Funds	Date	Sold ($M)	AUM ($M)
HF	Tradewinds Global/Long Short Master Fund Limited	[2012-03-30]		46.4
Other	Tradewinds Institutional Investment Trust - Tradewinds Emerging Markets Porfolio	[2012-03-30]	24.2	21.0
	Filed 2012-12-06 (D/A) · Exemption 506, 3(c), 3(c)(7) · Minimum $2,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
Other	Tradewinds Institutional Investment Trust - Tradewinds Global All-Cap Portfolio	[2012-03-30]	2,511.2	18.8
	Filed 2013-07-17 (D/A) · Exemption 506, 3(c), 3(c)(7) · Minimum $2,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
Other	Tradewinds Institutional Investment Trust - Tradewinds International Equity Portfolio	2012-03-30		353.4

AUM Breakdown	Accounts	AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals)	0	0.0
(b) Individuals (high net worth individuals)	0	0.0
(c) Banking or thrift institutions	0	0.0
(d) Investment companies	0	0.0
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	0	0.0
(g) Pension and profit sharing plans	0	0.0
(h) Charitable organizations	0	0.0
(i) State or municipal government entities	0	0.0
(j) Other investment advisers	0	0.0
(k) Insurance companies	0	0.0
(l) Sovereign wealth funds and foreign official institutions	0	0.0
(m) Corporations or other businesses not listed above	0	0.0
(n) Other	0	0.0
Total	3,589	3.0
By Discretionary
Discretionary	3,589	3.0
Non-Discretionary	0	0.0
Total	3,589	3.0
By Non-United States Persons
Non-United States Persons		0.0
United States Persons		3.0
Total	3,589	3.0

Form D Directors	Role	# Filings	# Firms
Robert de Leon	Executive Officer	38	3
David Iben	Executive Officer	12	3
Constance Lawton	Executive Officer	6	2
Robert Deleon	Executive Officer	4	2
Tradewinds Global Investors LLC	Promoter	3	2
Jane Crist	Executive Officer	2	2

Form 13D/13G Filer	Form 13D/13G Subject	Filed
Tradewinds Global Investors LLC	SK Telecom Co Ltd	[2012-02-14]
Tradewinds Global Investors LLC	Georgia Gulf Corp /DE/	[2012-02-14]
Tradewinds Global Investors LLC	Western Digital Corp	[2012-02-14]
Tradewinds Global Investors LLC	USEC Inc	[2012-02-14]
Tradewinds Global Investors LLC	SK Telecom Co Ltd	[2012-02-14]
Tradewinds Global Investors LLC	Silver Standard Resources Inc /FI	[2012-02-14]
Tradewinds Global Investors LLC	Novagold Resources Inc	[2012-02-14]
Tradewinds Global Investors LLC	Nexen Inc	[2012-02-14]
Tradewinds Global Investors LLC	Ingram Micro Inc	[2012-02-14]
Tradewinds Global Investors LLC	Endurance Specialty Holdings Ltd	[2012-02-14]
Tradewinds Global Investors LLC	Dean Foods Co	[2012-02-14]
Tradewinds Global Investors LLC	Computer Sciences Corp	[2012-02-14]
Tradewinds Global Investors LLC	Arch Coal Inc	[2012-02-14]
Tradewinds Global Investors LLC	Alliant Techsystems Inc	[2012-02-14]

Assets, Funds, Holdings