Tradewinds Global Investors LLC

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Assets, Funds, Holdings

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Tradewinds Global Investors LLC
CRD #138476
SEC #801-65208
CIK #0001383221
AUM
Employees 42 (50% Investors, 17% Brokers)
Phone310-552-8900
Address2049 Century Park East
Los Angeles, CA 90067-3120
Source [IAPD] [EDGAR] [Website]
Total AUM ($BB)
40322416802006201120162021
Type Form D Funds Date Sold ($MM) AUM ($MM)
HF Tradewinds Global/Long Short Master Fund Limited [2012-03-30] 139.8 46.4
Other Tradewinds Institutional Investment Trust - Tradewinds Emerging Markets Porfolio [2012-03-30] 24.2 21.0
Other Tradewinds Institutional Investment Trust - Tradewinds Global All-Cap Portfolio [2012-03-30] 2,511.2 18.8
Other Tradewinds Institutional Investment Trust - Tradewinds International Equity Portfolio 2012-03-30 353.4
AUM Breakdown Accounts AUM ($BB)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 3,589 3.0
By Discretionary
Discretionary 3,589 3.0
Non-Discretionary 0 0.0
Total 3,589 3.0
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 3.0
Total 3,589 3.0
Form D Directors # Filings # Firms 2011 - 2023
Robert de Leon 36
David Iben 12
Constance Lawton 6
Tradewinds Global Investors LLC 3
Robert Deleon 3
Jane Crist 2
EDGAR Form CIK 2011 - 2023
13F-HR [0001383221]
D [0001383221]
SC 13G [0001383221]
Form 13D/13G Filer Form 13D/13G Subject Filed
Tradewinds Global Investors LLC SK Telecom Co Ltd [2012-02-14]
Tradewinds Global Investors LLC Georgia Gulf Corp /DE/ [2012-02-14]
Tradewinds Global Investors LLC Western Digital Corp [2012-02-14]
Tradewinds Global Investors LLC USEC Inc [2012-02-14]
Tradewinds Global Investors LLC SK Telecom Co Ltd [2012-02-14]
Tradewinds Global Investors LLC Silver Standard Resources Inc /FI [2012-02-14]
Tradewinds Global Investors LLC Novagold Resources Inc [2012-02-14]
Tradewinds Global Investors LLC Nexen Inc [2012-02-14]
Tradewinds Global Investors LLC Ingram Micro Inc [2012-02-14]
Tradewinds Global Investors LLC Endurance Specialty Holdings Ltd [2012-02-14]
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