Trafelet Brokaw Capital Management LP

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Assets, Funds, Holdings

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Trafelet Brokaw Capital Management LP
CRD #156631
SEC #801-73192
CIK #0001387672
AUM
Employees 8 (88% Investors, 0% Brokers)
Phone212-201-7800
Address410 Park Avenue
New York, NY 10022
Source [IAPD] [EDGAR] [Website]
Total AUM ($M)
60048036024012002010201420192024
Sector Form 13F Holdings Value ($M)
Alico Inc 5.2
Navigator Holdings Ltd 0.5
Newcastle Investment Corp 0.5
 
 
 
 
 
 
 
 
Holdings by Sector ($M)
180144108723602012201420172020
Type Form D Funds Date Sold ($M) AUM ($M)
PE 734 Investors LLC 2015-03-25 109.6
HF Delta Offshore Master II Ltd [2015-03-25] 7.5 166.1
HF Delta Institutional LP 2012-02-08 61.2
HF Delta Offshore Master Ltd [2012-02-08] 1,451.3 194.0
HF Delta Onshore LP [2012-02-08] 70.1 28.0
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 25.7
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 4 306.9
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 47.4
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 7 380.0
By Discretionary
Discretionary 7 380.0
Non-Discretionary 0 0.0
Total 7 380.0
By Non-United States Persons
Non-United States Persons 166.1
United States Persons 213.9
Total 7 380.0
Form D Directors # Filings # Firms 2011 - 2025
Graham Cook 79
Jonathan Roney 94
Cormac Sheehan 42
David Cooper 41
George Brokaw 6
Remy Trafelet 16
Trafelet Brokaw Capital Management LP 2
Trafelet & Company LLC 1
TBCM GP LLC 1
EDGAR Form CIK 2011 - 2025
13F-HR [0001387672]
3 [0001387672]
4 [0001387672]
SC 13D [0001387672]
SC 13G [0001387672]
Form 13D/13G Filer Form 13D/13G Subject Filed
Trafelet Brokaw Capital Management LP Applied Optoelectronics Inc [2017-02-13]
Trafelet Capital Management LP XCEL Brands Inc [2013-06-13]
Trafelet Capital Management LP Prospect Global Resources Inc [2013-01-17]
Trafelet Capital Management LP Christopher & Banks Corp [2012-10-18]
Trafelet Capital Management LP XCEL Brands Inc [2012-05-18]
Trafelet Capital Management LP Homestreet Inc [2012-05-10]
Form 3/4/5 Subject 2011 - 2025
Trafelet Capital Management, L.P.
Delta Institutional, LP
XCel Brands, Inc.
Trafelet & Co Advisors LLC
Trafelet Remy W
Trafelet & Company LLC
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