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| Tranquility Partners LLC
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| CRD # | 283478 |
| SEC # | 801-113232 |
| CIK # | 0001783773 |
| AUM | 897.0 M (2026-02-03) |
| Employees | 7 (100% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 615-432-5370 |
| Address | 5214 Maryland Way Brentwood, TN 37027 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Fees and Compensation — Form ADV Part 2A (8/3/2026) [Brochure] |
|---|
Item 5: Fees and Compensation
A. Fee Schedule
Wealth WM +
Value of Assets Management Family Office
(AUM) (AUA)
First $10,000,000 1.00% 1.25%
Next $10,000,000 0.75% 0.95%
Next $10,000,000 0.65% 0.80%
Assets Greater Than $30,000,000 0.50% 0.60%
The fee schedules shown above are representative of the schedules available to most
clients. Since we offer customized services, the rates for services offered to any particular
client may vary from those shown above and will be documented in each 'client's
Investment Advisory Contract and can be found in its respective Exhibit II.
Clients may terminate agreements without penalty for a full refund of Tranquility
'Partners' fees within five business days of signing the Investment Advisory Contract.
Thereafter, clients may terminate the Investment Advisory Contract generally with 30
days' written notice (email notice will not suffice), but Tranquility Partners may waive
this 30 day period at its discretion.
Tranquility Partners uses the value of the account as of the last business day of the prior
billing period, after taking into account deposits and withdrawals, for purposes of
determining the market value of the assets upon which the advisory fee is based.
Other Advisers Fees
Tranquility Partners may recommend clients utilize third-party investment advisers
"("Sub-advisers"") which are approved by either or both of its principal custodians,
Fidelity and Schwab. Tranquility Partners does not receive any compensation from the
Sub-advisers to which it directs those clients. The Sub-advisers fees are generally
negotiated by Tranquility Partners on each client's behalf and generally reduce the overall
fee charged by Tranquility Partners. Accordingly, the combined fees will not exceed any
limit imposed by any regulatory agency. The notice of termination requirement and terms
of payment of fees for third-party investment advisers will depend on the requirements
of the specific Sub-adviser selected.
B. Payment of Fees
Payment of Asset-Based Wealth Management Fees
Asset-based wealth management fees are withdrawn directly from the client's accounts
with client's written authorization on a monthly basis. Fees are paid in arrears.
Payment of Family Offices Fees
Asset-based family office services fees are withdrawn directly from the client's accounts
with client's written authorization on a monthly basis. Fees are paid in arrears.
Payment of Other Advisers Fees
Clients funds that are managed by Sub-advisers are segregated into specific, separately
managed accounts "("Sub-advised SMA"") where the investments are directed by the Sub-
adviser. Fees are paid quarterly, either in advance or in arrears, depending on the
requirements of each specific Sub-adviser. Fees for Sub-advisers services are withdrawn
by each Sub-adviser directly from the Sub-advised SMA accounts. Tranquility Partners
does not directly deduct the Sub-'adviser's fees.
C. Client Responsibility For Third Party Fees
Clients are responsible for the payment of all third-party fees (i.e. custodian fees,
brokerage fees, mutual fund fees, transaction fees, etc.). Those fees are separate and
distinct from the fees and expenses charged by Tranquility Partners. Please see Item 12 of
this brochure regarding broker-dealer/custodian.
D. Prepayment of Fees
Tranquility Partners collects fees in arrears. It does not collect fees in advance. Please see
Item 5 B of this brochure with regard to payment of Sub-Adviser fees.
E. Outside Compensation For the Sale of Securities to Clients
Neither Tranquility Partners nor its supervised persons accept any compensation for the
sale of securities or other investment products, including asset-based sales charges or
service fees from the sale of mutual funds. |
| Account Minimums and Types of Clients — Form ADV Part 2A (8/3/2026) [Brochure] |
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Item 7: Types of Clients Tranquility Partners generally provides advisory services to High-Net-Worth Individuals, yet many of its clients do not meet that definition. Minimum Account Size for Wealth Management There is an account minimum of $1,000 which may be waived by Tranquility Partners at its discretion. |
| CIK | Period |
|---|---|
| 0001783773 |
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Microsoft Corp | 13.5 | ||
| Blackstone Group LP | 10.7 | ||
| Apple Inc | 9.8 | ||
| HCA Holdings Inc | 7.5 | ||
| Nvidia Corp | 6.8 | ||
| Costco Wholesale Corp /NEW | 6.5 | ||
| Alphabet Inc | 6.1 | ||
| Amazon Com Inc | 5.9 | ||
| J P Morgan Chase & Co | 5.3 | ||
| Golub Capital BDC Inc | 4.6 | ||
| Alphabet Inc | 4.2 | ||
| Mastercard Inc | 3.5 | ||
| Brookfield Infrastructure Partners LP | 3.0 | ||
| Altimar Acquisition Corp | 3.0 | ||
| Visa Inc | 2.7 | ||
| Marathon Petroleum Corp | 2.5 | ||
| New Mountain Finance Corp | 2.5 | ||
| Johnson & Johnson | 2.2 | ||
| Prev | Page 1 | Next | |||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 143 | 69.5 |
| (b) Individuals (high net worth individuals) | 100 | 810.4 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 1 | 1.2 |
| (h) Charitable organizations | 2 | 0.6 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 2 | 15.2 |
| (n) Other | 0 | 0.0 |
| Total | 950 | 897.0 |
| By Discretionary | ||
| Discretionary | 908 | 868.0 |
| Non-Discretionary | 42 | 29.0 |
| Total | 950 | 897.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 897.0 | |
| Total | 950 | 897.0 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001783773] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Serves | Retail |
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