New Mountain Finance Corp

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New Mountain Finance Corp
TickerNMFC
CIK #0001496099
CUSIP647551100
Sector -
Address1633 Broadway 48th Floor, New York, NY 10019
Source [EDGAR]
Reg D Offering (Form D) Filed Raised Terms
New Mountain Finance Corp 2011-05-10 Exemption: 506 · Minimum: $1,000 · Remaining: $29,864,998 · Duration: One year or less · Revenue: Decline to Disclose
CIK Filing 2011 - 2026
[0001496099] 10-K
[0001496099] 10-Q
[0001496099] 3
[0001496099] 4
[0001496099] 5
[0001496099] 8-K
[0001496099] SC 13D
[0001496099] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
Radcliffe Capital Management LP New Mountain Finance Corp [2023-02-14] 6.69
Steelhead Partners LLC New Mountain Finance Corp [2020-02-14] 2.3
Wells Fargo & Company/MN New Mountain Finance Corp [2020-02-04] 3.97
Steelhead Partners LLC New Mountain Finance Corp [2019-06-06] 5.2
Radcliffe Capital Management LP New Mountain Finance Corp [2019-02-14] 6.14
RiverNorth Capital Management LLC New Mountain Finance Corp [2019-02-14] 6.39
Klinsky Steven B New Mountain Finance Corp [2016-03-04] 8.6
Wells Fargo & Company/MN New Mountain Finance Corp [2015-02-10] 6.31
Ameriprise Financial Inc New Mountain Finance Corp [2013-02-13] 5.06
[2012-02-14] None
Form 3/4/5 Filer 2011 - 2026
Malfettone John P
New Mountain Finance Corp
Weinstein Adam
Klinsky Steven B
Ogens David
Boswerger Laura Holson
Corbett Kris
Kline John
Hamwee Robert
Daniel Barbara
Stone James
Arnold Rome G III
Hartswell Joseph
Kajee Shiraz
Handy Alice
Jerry Karrie J
Hebert Daniel B
Wolfgruber Kurt
Hurley Alfred F Jr
Malpass David
Siu Melody L
Bosco Paula
Cordova David M
Insider Transaction (Form 3/4/5) Date Action Shares Price Value ($)
Weinstein Adam
Common Stock
2026-03-17 Buy 12,900 $7.61 98,169
Klinsky Steven B
Common Stock
2026-03-11 Buy 184,162 $8.05 1,482,504
Klinsky Steven B
Common Stock
2026-03-11 Buy 92,080 $8.05 741,244
Klinsky Steven B
Common Stock
2026-03-10 Buy 74,586 $8.05 600,417
Klinsky Steven B
Common Stock
2026-03-10 Buy 149,172 $8.05 1,200,835
Klinsky Steven B
Common Stock
2026-03-05 Buy 158,582 $8.10 1,284,514
Klinsky Steven B
Common Stock
2026-03-05 Buy 79,291 $8.10 642,257
Klinsky Steven B
Common Stock
2026-03-04 Buy 62,301 $8.17 508,999
Klinsky Steven B
Common Stock
2026-03-04 Buy 124,604 $8.17 1,018,015
Ogens David
Common Stock
2026-03-03 Buy 10,100 $7.87 79,487
Ogens David
Common Stock
2026-03-03 Buy 2,400 $7.86 18,864
Klinsky Steven B
Common Stock
2026-03-03 Buy 83,498 $7.94 662,974
Klinsky Steven B
Common Stock
2026-03-03 Buy 166,997 $7.94 1,325,956
Weinstein Adam
Common Stock
2026-03-02 Buy 3,307 $7.73 25,563
Klinsky Steven B
Common Stock
2026-03-02 Buy 62,242 $7.79 484,865
Klinsky Steven B
Common Stock
2026-03-02 Buy 124,483 $7.79 969,723
Klinsky Steven B
Common Stock
2026-02-27 Buy 46,001 $7.69 353,748
Klinsky Steven B
Common Stock
2026-02-27 Buy 92,001 $7.69 707,488
Boswerger Laura Holson
Common Stock
2026-02-27 Buy 12,500 $7.74 96,750
Weinstein Adam
Common Stock
2026-02-27 Buy 38,400 $7.76 297,984
showing 20 of 200 most recent transactions
13F Ownership Over TimeHoldersShares Held
2026-03-31 154 22,852,009
2025-12-31 171 28,997,909
2025-09-30 160 25,665,769
2025-06-30 167 25,366,888
2025-03-31 166 27,703,335
2024-12-31 169 29,870,471
2024-09-30 169 31,868,221
2024-06-30 164 32,345,392
2024-03-31 176 36,298,449
2023-12-31 169 33,345,889
2023-09-30 161 28,292,356
2023-06-30 154 28,530,934
Form 13F Holdings
Firm Period DFND Voting Shares
Hennion & Walsh Asset Management Inc [2026-06-30] SOLE 483,324 483,324
Confluence Investment Management LLC [2026-06-30] DFND 0 196,789
Farther Finance Advisors LLC [2026-06-30] SOLE 0 115,100
Confluence Investment Management LLC [2026-06-30] SOLE 80,820 80,820
Spire Wealth Management [2026-06-30] SOLE 0 45,600
Generali Investments CEE investicni spolecnost as [2026-06-30] SOLE 25,251 25,251
Miller Global Investments LLC [2026-06-30] SOLE 23,815 23,815
Apella Capital LLC [2026-06-30] SOLE 0 17,525
Sanders Morris Harris LLC [2026-06-30] SOLE 0 16,375
Sunbeam Capital Management LLC [2026-06-30] SOLE 0 12,300
Mission Wealth Management LP [2026-06-30] SOLE 0 10,000
Union Bancaire Privee UBP SA [2026-06-30] DFND 0 5,193
Alaska Retirement Management Board [2026-06-30] SOLE 4,895 4,895
First Horizon Corp [2026-06-30] DFND 1,000 1,000
Bank & Trust Co [2026-06-30] SOLE 422 422
Community Financial Services Group LLC [2026-06-30] SOLE 200 200
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