Transatlantique Private Wealth LLC

Item 5: Fees and Compensation

Description
The investment advisory fee payment structure requires advisory fees to be pay quarterly, in arrears. We will
either deduct fees directly from client custodial accounts or invoice clients. Fees for asset allocation services
are calculated in arrears on the first day of each subsequent calendar quarter (January 1, April 1, July 1 and
October 1). Investment advisory fees are NEGOTIABLE. Lower fees for comparable services may be
available from other sources. The investment advisory fee is calculated on a quarterly basis based on the
market value of the account on the last business day of the quarter. The fees are payable on the first day of
each subsequent calendar quarter (January 1, April 1, July 1 and October 1), or on a semi-annual basis
depending on the custodial arrangement in place.

Advisory Fees
All clients receive at the opening of their account the advisory fee schedule contained herein this Brochure.
An advisory client’s investable assets as to which TPW gives advice are referred to in the Advisory
Agreement as the client’s “Account.” To clarify, if the client has more than one account with TPW for which
an investment advisory fee is charged, then the fees computed, including fees charged on new assets and
refunds given on withdrawn assets will be based on the combined value of all of the client’s accounts.
Accordingly, the group of accounts, for which the Advisory Agreement is made and the fee is calculated, are
referred to as the “Account.”

Each Advisory Agreement is entered into by the volition of each party and able to be terminated by either
party (see the Termination of Agreement section below). In terms of the Firm’s advisory fees schedule,
current client relationships may exist where the fees are higher or lower than the fee schedule below due to
a negotiated rate. However, in no event would the TPW advisory fee charged to its clients ever be greater
than 3% of client AUM.

The current TPW investment advisory fee for asset allocation advisory services is computed as follows:
    •   0.30% of assets per quarter (approximately 1.20% per annum) on assets up to and including $1
        million
    •   0.25% of assets per quarter (approximately 1.00% per annum) on assets over $1 million and up to
        and including $2.5 million;
    •   0.1875% of assets per quarter (approximately 0.75% per annum) on assets over $2.5 million and up
        to and including $5 million; and
    •   0.125% of assets per quarter (approximately 0.50% per annum) on assets over $5 million and up to
        and including $10 million.

For assets managed under TPW’s Transatlantique Allocation Yield strategy:
    •   0.175% of assets per quarter (approximately 0.7% per annum) on assets up to and including $1
        million;
    •   0.15% of assets per quarter (approximately 0.6% per annum) on assets over $1 million and up to and
        including 5 million;
    •   0.125% of assets per quarter (approximately 0.50% per annum) on assets over $5 million

For the Municipal Bond asset class:
    •   0.10% of assets per quarter (approximately 0.4% per annum) on assets up to and including $1
        million;
    •   0.0875% of assets per quarter (approximately 0.35% per annum) on assets over$1 million and up to
        and including 5 million;
    •   0.075% of assets per quarter (approximately 0.30% per annum) on assets over $5 million.

Regardless of the assets allocations, fees on assets over $10 million are negotiable. The investment advisory
fee is calculated on a quarterly basis based on the market value of the account on the last business day of the
quarter. The fees are payable on the first day of each subsequent calendar quarter (January 1, April 1, July 1
and October 1), or on a semi-annual basis depending on the custodial arrangement in place.

Brokerage fees will typically be charged to the advisory client’s account in addition to the advisory fee by
brokers, dealers, or other market intermediaries having the required registrations and/or authorizations in the
relevant jurisdictions, including affiliates of TPW, for the execution of day to day buy and sell orders. For
additional information regarding brokerage please see the Brokerage Practices section of this Brochure below.

Advisory clients would typically also pay custodial fees in addition to the advisory fee. For additional
information regarding the fees charged by the custodian of your account, including any charges relating to
foreign exchange transactions or how your custodian handles foreign exchange transactions relating to your
account, you should contact your custodian or refer to any agreement you have entered into with your
custodian.

Other charges that the advisory client may incur relating to their account may include exchange fees, stamp
duties and/or taxes on securities transactions. Exchange traded funds also charge internal management fees,
which are disclosed in the funds’ prospectus. Such charges, fees, and commissions are exclusive of and in
addition to the advisory fees described herein.

TPW does not charge any fees other than the advisory fee. If TPW recommends a non- affiliated outside
manager to manage some or all of a client’s assets as part of an overall asset allocation plan, there would be a
fee share arrangement between TPW and the outside manager that would compensate either party. TPW is not
compensated by outside managers or funds for recommending such money managers to the advisory client.

TPW Direct Management VS. Management by Non-Affiliated Outside Manager
TPW may manage client assets directly and/or may recommend non-affiliated outside managers (“outside
managers”).

TPW may select, exchange-traded funds and other products. In addition to the advisory fee charged by TPW,
and exchange-traded products have their own management fees. The end result is a higher combined fee paid
by the client as opposed to assets being managed by outside managers.
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Item 7: Types of Clients

Description
TPW generally provides investment advice to High Net-Worth Individuals, Family Offices, Endowments and
Foundations, Trusts, Estates, and other Charitable Organizations.

Client relationships vary in scope and length of service.

Account Minimums
Each Advisory Agreement is entered into by the volition of each party and can be terminated by either party
(see the Termination of Agreement section above).

Each investment strategy requires $300,000 account minimum to open a client account. Advisory fees are
NEGOTIABLE.