Trellus Management Company LLC

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Assets, Funds, Holdings

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Trellus Management Company LLC
CRD #137537
SEC #801-65138
CIK #0001307877, 0001134487
AUM
Employees
Phone212-389-8799
Address350 Madison Ave, 9th Floor
New York, NY 10017
Source [IAPD] [EDGAR]
Total AUM ($M)
17001360102068034002005201220192026
Sector Form 13F Holdings Value ($M)
Vicor Corp 7.7
SPDR Gold Trust 5.1
American Water Works Company Inc 5.1
Quidelortho Corp 3.4
Neumedia Inc 2.4
Centene Corp 2.1
Aspen Aerogels Inc 1.9
Fulgent Genetics Inc 1.2
One Madison Corp 1.1
Walt Disney Co 1.1
View All
Holdings by Sector ($M)
200160120804002011201520192024
Type Form D Funds Date Sold ($M) AUM ($M)
HF Trellus Offshore Fund Limited 2012-03-22 93.9
HF Trellus Partners II LP 2012-03-22 7.3
HF Trellus Partners LP 2012-03-22 123.3
HF Trellus Resource Opportunity Fund LP [2012-03-22] 0.2 2.4
HF Trellus Small Cap Opportunity Fund LP 2012-03-22 42.5
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 7 1,640.0
By Discretionary
Discretionary 7 1,640.0
Non-Discretionary 0 0.0
Total 7 1,640.0
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 1,640.0
Total 7 1,640.0
Form D Directors # Filings # Firms 2011 - 2025
Stuart Larkins 33
Jon Kaiden 35
Jeffrey Pruitt 18
David Husband 4
Michael Corak 3
EDGAR Form CIK 2011 - 2025
3 [0001134487]
13F-HR [0001307877]
3 [0001307877]
SC 13D [0001307877]
SC 13G [0001307877]
Form 13D/13G Filer Form 13D/13G Subject Filed
Trellus Management Company LLC JUHL Energy Inc [2015-02-10]
Trellus Management Company LLC Multiband Corp [2013-02-14]
Trellus Management Company LLC Vertex Energy Inc [2013-02-14]
Trellus Management Company LLC Nfinanse Inc [2012-02-27]
Form 3/4/5 Subject 2011 - 2025
Juhl Energy, Inc
Trellus Management Company, LLC
Usdan Adam
Trellus Partners LP
Trellus Co LLC
nFinanSe Inc.
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