Trinity Investment Advisors LLC

Item 5: Fees and Compensation
Retirement	Plan	Services
An asset based fee, payable quarterly in arrears shall be payable by the client. Fees can be paid either from
plan assets or by the plan sponsor. The asset based fee ranges from 0.25% to 0.60% of total plan assets. The
fee percentage charged is determined by evaluating various factors including, but not limited to, the amount
of assets in the plan, the complexity of the plan, and the work involved with delivering services as agreed
upon to the plan. The calculation of fees, expressed as a percentage of assets under management, will be
handled by the plan administrator.

Retirement	Plan	Consulting	Services
Trinity’s consulting fees are based on a flat fee, or an annual percentage of plan assets, which are billed

monthly, quarterly, semi-annually, or annually in arrears or in advance as stated and agreed upon in the
agreement. The amount of the fee as well as the payment schedule is generally dependent on the scope of
the services to be performed, size of the account, number of employees and number of meetings and
consultations expected. For certain consulting projects, we make ask for a portion of the fee in the beginning
of the engagement with the remaining portion due upon completion if a fixed fee amount.

Other	Fees
The fees charged by Trinity do not include fees charged by any exchange-traded fund, mutual fund, separate
account manager, pooled investment vehicle, or any broker-dealer or custodian selected by the client. The
management fees for pooled investment vehicles are disclosed in their confidential offering memoranda and
applicable subscription documents or, in the case of an exchange-traded fund or mutual fund, in the respective
fund’s prospectus. Clients are advised to read these materials carefully before investing. If a mutual fund also
imposes sales charges, the client may pay initial or deferred sales charges as further described in the mutual
fund’s prospectus. A client using Trinity may be precluded from using certain mutual funds or separate account
managers because they may not be available or permitted by the applicable recordkeeper or plan custodian.
Please make sure to read Item 12 of this informational brochure, where we discuss broker-dealer and custodial
issues.

Pro	Rata	Fees
All agreements may be terminated by written notice, and any unearned fees will be returned to the client.
However, clients should be advised that a large portion of work related to pension consulting is done in the
early stages, and accordingly the return of unearned fees may not correlate directly to the amount of time
during which the engagement was active. Because asset management services are charged on a per-day
basis, fees will be pro-rated according to the number of days in the billing period the client was a client and
unearned fees remitted to the client.

Item 7: Types of Clients
The types of clients which Firm shall work with are corporations and business entities and specifically the
corporation or business institutional ERISA retirement plans.