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| Trishield Capital Management LLC
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|---|---|
| CRD # | 164150 |
| SEC # | 801-81091 |
| CIK # | 0001466715 |
| AUM | |
| Employees | 8 (50% Investors, 0% Brokers) |
| Phone | 212-256-1400 |
| Address | 540 Madison Avenue New York, NY 10022 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Trishield Special Situations Fund Ltd | [2014-02-11] | 7.7 M | 12.1 M |
| Filed 2016-06-28 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Trishield Special Situations Master Fund Ltd | 2014-02-11 | 212.9 M | |
| HF | Trishield Special Situations Fund LLC | [2012-04-25] | 147.5 M | 127.6 M |
| Filed 2018-03-09 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 3 | 172.1 |
| By Discretionary | ||
| Discretionary | 3 | 172.1 |
| Non-Discretionary | 0 | 0.0 |
| Total | 3 | 172.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 172.1 | |
| Total | 3 | 172.1 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Jennifer Collins | Director | 232 | 47 | |
| Cormac Sheehan | Director | 43 | 19 | |
| Julie Hughes | Director | 43 | 18 | |
| Robert Harteveldt | Director, Executive Officer | 3 | 2 | |
| Trishield Capital Management LLC | Executive Officer | 2 | 1 | |
| Alan Buick Jr | Executive Officer | 1 | 1 | |
| Trishield Partners LLC | Executive Officer | 1 | 1 | |
| Michael Leibert | Executive Officer | 1 | 1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001466715] | |
| 3 | [0001466715] | |
| 4 | [0001466715] | |
| SC 13D | [0001466715] | |
| SC 13G | [0001466715] |
| Firm Profile (Form ADV) | |
|---|---|
| Serves | Institutional |
| Fund Types | Hedge Fund |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| Trishield Special Situations Master Fund Ltd | |
| Harteveldt Robert L | |
| Trishield Capital Management LLC | |
| Buick Alan Jeffrey Jr | |
| JG Wentworth Co |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
JG Wentworth Co JGWE
Class A common stock, par value $0.00001 per share
|
2017-11-10 | Sell | 2,311,589 | $0.02 | 46,232 |
|
JG Wentworth Co JGW
Class A common stock, par value $0.00001 per share
|
2016-11-15 | Sell | 537,575 | $0.22 | 118,266 |
|
JG Wentworth Co JGW
Class A Common Stock, par value $0.00001
|
2015-10-21 | Buy | 14,800 | $4.93 | 72,964 |
|
JG Wentworth Co JGW
Class A Common Stock, par value $0.00001
|
2015-10-02 | Buy | 7,600 | $4.76 | 36,176 |
|
JG Wentworth Co JGW
Class A Common Stock, par value $0.00001 per share
|
2015-09-30 | Buy | 40,000 | $4.97 | 198,800 |
|
JG Wentworth Co JGW
Class A Common Stock, par value $0.00001 per share
|
2015-09-29 | Buy | 55,058 | $4.99 | 274,739 |
|
JG Wentworth Co JGW
Class A Common Stock, par value $0.00001 per share
|
2015-09-28 | Buy | 11,936 | $4.96 | 59,203 |
|
JG Wentworth Co JGW
Class A Common Stock, par value $0.00001 per share
|
2015-09-11 | Buy | 7,300 | $5.15 | 37,595 |
|
JG Wentworth Co JGW
Class A Common Stock, par value $0.00001 per share
|
2015-09-10 | Buy | 3,100 | $5.15 | 15,965 |
|
JG Wentworth Co JGW
Class A common stock, par value $0.00001 per share
|
2015-09-09 | Buy | 3,205 | $5.25 | 16,826 |
|
JG Wentworth Co JGW
Class A common stock, par value $0.00001 per share
|
2015-09-04 | Buy | 26,220 | $5.20 | 136,344 |
|
JG Wentworth Co JGW
Class A common stock, par value $0.00001 per share
|
2015-09-03 | Buy | 34,494 | $5.16 | 177,989 |
|
JG Wentworth Co JGW
Class A common stock, par value $0.00001 per share
|
2015-09-02 | Buy | 40,128 | $5.07 | 203,449 |
|
JG Wentworth Co JGW
Class A common stock, par value $0.00001 per share
|
2015-09-01 | Buy | 23,500 | $5.08 | 119,380 |
|
JG Wentworth Co JGW
Class A Common stock, par value $0.00001 per share
|
2015-08-27 | Buy | 4,900 | $4.91 | 24,059 |
|
JG Wentworth Co JGW
Class A Common stock, par value $0.00001 per share
|
2015-08-25 | Buy | 50,000 | $4.99 | 249,500 |
|
JG Wentworth Co JGW
Class A Common stock, par value $0.00001 per share
|
2015-08-06 | Buy | 35,100 | $7.25 | 254,475 |
|
JG Wentworth Co JGW
Class A Common stock, par value $0.00001 per share
|
2015-07-31 | Buy | 19,500 | $8.23 | 160,485 |
|
JG Wentworth Co JGW
Class A Common stock, par value $0.00001 per share
|
2015-07-30 | Buy | 25,000 | $8.20 | 205,000 |
|
JG Wentworth Co JGW
Class A Common stock, par value $0.00001 per share
|
2015-07-20 | Buy | 50,000 | $8.52 | 426,000 |
| showing 20 of 41 most recent transactions | |||||