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Tu James
CIK #0001564957
EDGAR Form CIK 2011 - 2026
3 [0001564957]
4 [0001564957]
SC 13D [0001564957]
Form 13D/13G Filer Form 13D/13G Subject Filed
Tu James Energy Focus Inc/DE [2018-11-30]
Tu James Energy Focus Inc/DE [2014-04-17]
Form 3/4/5 Subject 2011 - 2026
Tu James
Charles & Colvard Ltd
Energy Focus Inc/DE
5 Elements Global Fund LP
Huang Gina
Jag International Co Ltd
Brilliant Start Enterprise Inc
Fusion Park LLC
Cleantech Global Ltd
Luo Jiangang
View All
Insider Transaction (Form 3/4/5) Date Action Shares Price Value ($)
Energy Focus Inc/DE EFOI
Common Stock
2021-08-16 Buy 5,000 $2.70 13,500
Energy Focus Inc/DE EFOI
Common Stock
2021-04-01 Conversion 344,205 $0.00
Energy Focus Inc/DE EFOI
Series A Convertible Preferred Stock · derivative
2021-04-01 Conversion 1,721,023
Energy Focus Inc/DE EFOI
Stock Option (Right to buy) · derivative
2021-02-19 Grant 15,000 $0.00
Energy Focus Inc/DE EFOI
Stock Option · derivative
2020-03-18 Grant 150,000 $0.00
Energy Focus Inc/DE EFOI
Series A Convertible Preferred Stock · derivative
2020-01-16 Conversion
Energy Focus Inc/DE EFOI
Convertible Notes due 2021 · derivative
2020-01-16 Conversion 1,721,023
Energy Focus Inc/DE EFOI
Stock Option · derivative
2019-07-16 Grant 300,000 $0.00
Energy Focus Inc/DE EFOI
Convertible Notes due 2021 · derivative
2019-03-29 Buy
Energy Focus Inc/DE EFOI
Stock Option · derivative
2016-03-14 Grant 51,350 $0.00
Energy Focus Inc/DE EFOI
Restricted Stock Units · derivative
2016-03-14 Grant 37,915 $0.00
Energy Focus Inc/DE EFOI
Stock Option · derivative
2015-03-16 Grant 80,000 $0.00
Energy Focus Inc/DE EFOI
Warrant (Right to Buy) · derivative
2015-02-24 Option exercise 90,000 $0.00
Energy Focus Inc/DE EFOI
Common Stock
2015-02-24 Option exercise 90,000 $4.30 387,000
Energy Focus Inc/DE EFOI
Stock option · derivative
2014-01-28 Grant 800,000 $0.00
Energy Focus Inc/DE EFOI
Stock Option · derivative
2013-04-29 Grant 400,000 $0.00
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