Unconventional Investor LLC

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Unconventional Investor LLC
CRD #317333
SEC #801-123588
CIK #0001910387
AUM 302.5 M (2026-03-26)
Employees 2 (100% Investors, 0% Brokers)
Fees
Minimum
Phone415-235-3729
Address
Source [IAPD] [EDGAR] [Website] [LinkedIn]
Total AUM ($M)
3502802101407002010201520212027
Fees and Compensation — Form ADV Part 2A (3/26/2026) [Brochure]
ITEM 5: FEES AND COMPENSATION
Portfolio Evaluation
There is no fee for an initial consultation and/or portfolio evaluation. At this point, if there is no signed
management agreement between the prospective client and UI, a high-level plan may be discussed but no
specific recommendations regarding asset allocation, security selection, or client-specific strategy will be
discussed.

Financial Planning and Ongoing Portfolio Management
Once a client has signed a management agreement with UI we will develop a personalized financial plan,
for which there is no additional fee. Fees for ongoing monitoring services are calculated as a percentage
of assets under management. These fees are billed at the end of the quarter, based on the assets under
management as of the last day of the calendar quarter. Our standard fee schedule is:

                 Assets under Management                                   Annual Fee
                 On the first $500,000                                        0.40%
                 Amounts over $500,000                                        0.20%

This fee may be negotiable in limited circumstances, such as a client placing a very large portfolio with
us. Financial planning services are included in the above services.

Clients have the option to provide Unconventional Investor authorization to deduct advisory fees directly
from the client’s investment account. Following are important disclosures about the deduction of
management fees:

       Account must be custodied at Schwab to be eligible for direct deduction.

       You must provide authorization for us to deduct fees.

       You will receive a statement from Schwab which shows all transactions in your account,
        including the deduction of our fee.

       You are responsible for reviewing the accuracy of the fees being billed, as the custodian will not
        do so.

You may elect to pay by check or ACH rather than having payment deducted directly from your account.

You may end our ongoing monitoring services by providing written notice. We will prorate the advisory
fees earned through the termination date and send you an invoice for the advisory fees due.

Other Costs Involved
In addition to our advisory fee shown above, you are responsible for paying fees associated with investing
for your account. These fees include:

     management fees for ETFs and mutual funds. These are fees charged by the managers of the ETF
      or mutual fund and are a portion of the expenses of the ETF or mutual fund.

     brokerage costs and transaction fees for any securities or fixed income trades. These are
      generally charged by your custodian and/or executing broker.

Additional information about brokerage costs and services is provided in “Item 12: Brokerage Practices.”

We believe the fees mentioned above are competitive; however you may be able to obtain similar services
from other sources at a lower price.
Account Minimums and Types of Clients — Form ADV Part 2A (3/26/2026) [Brochure]
ITEM 7: TYPES OF CLIENTS
Our clients are typically individuals. Generally we require that ongoing monitoring clients maintain
$250,000 under management with us. However, we may waive that minimum at our sole discretion.
Sector Form 13F Holdings Value ($M)
Nvidia Corp 2.0
DMY Technology Group Inc IV 1.4
Apple Inc 1.2
Currencyshares Australian Dollar Trust 0.5
Costco Wholesale Corp /NEW 0.5
Currencyshares Canadian Dollar Trust 0.5
 
 
 
 
 
Holdings by Sector ($M)
2502001501005002020202220242027
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 37 25.7
(b) Individuals (high net worth individuals) 51 273.6
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 3.3
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 359 302.5
By Discretionary
Discretionary 359 302.5
Non-Discretionary 0 0.0
Total 359 302.5
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 302.5
Total 359 302.5
EDGAR Form CIK 2011 - 2026
13F-HR [0001910387]
Firm Profile (Form ADV)
Discretionary AUM$0.2B
ServesRetail
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