|
⚲
|
| Keyboard |
| Unconventional Investor LLC
✚
|
|
|---|---|
| CRD # | 317333 |
| SEC # | 801-123588 |
| CIK # | 0001910387 |
| AUM | 302.5 M (2026-03-26) |
| Employees | 2 (100% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 415-235-3729 |
| Address | |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Fees and Compensation — Form ADV Part 2A (3/26/2026) [Brochure] |
|---|
ITEM 5: FEES AND COMPENSATION
Portfolio Evaluation
There is no fee for an initial consultation and/or portfolio evaluation. At this point, if there is no signed
management agreement between the prospective client and UI, a high-level plan may be discussed but no
specific recommendations regarding asset allocation, security selection, or client-specific strategy will be
discussed.
Financial Planning and Ongoing Portfolio Management
Once a client has signed a management agreement with UI we will develop a personalized financial plan,
for which there is no additional fee. Fees for ongoing monitoring services are calculated as a percentage
of assets under management. These fees are billed at the end of the quarter, based on the assets under
management as of the last day of the calendar quarter. Our standard fee schedule is:
Assets under Management Annual Fee
On the first $500,000 0.40%
Amounts over $500,000 0.20%
This fee may be negotiable in limited circumstances, such as a client placing a very large portfolio with
us. Financial planning services are included in the above services.
Clients have the option to provide Unconventional Investor authorization to deduct advisory fees directly
from the client’s investment account. Following are important disclosures about the deduction of
management fees:
Account must be custodied at Schwab to be eligible for direct deduction.
You must provide authorization for us to deduct fees.
You will receive a statement from Schwab which shows all transactions in your account,
including the deduction of our fee.
You are responsible for reviewing the accuracy of the fees being billed, as the custodian will not
do so.
You may elect to pay by check or ACH rather than having payment deducted directly from your account.
You may end our ongoing monitoring services by providing written notice. We will prorate the advisory
fees earned through the termination date and send you an invoice for the advisory fees due.
Other Costs Involved
In addition to our advisory fee shown above, you are responsible for paying fees associated with investing
for your account. These fees include:
management fees for ETFs and mutual funds. These are fees charged by the managers of the ETF
or mutual fund and are a portion of the expenses of the ETF or mutual fund.
brokerage costs and transaction fees for any securities or fixed income trades. These are
generally charged by your custodian and/or executing broker.
Additional information about brokerage costs and services is provided in “Item 12: Brokerage Practices.”
We believe the fees mentioned above are competitive; however you may be able to obtain similar services
from other sources at a lower price. |
| Account Minimums and Types of Clients — Form ADV Part 2A (3/26/2026) [Brochure] |
|---|
ITEM 7: TYPES OF CLIENTS Our clients are typically individuals. Generally we require that ongoing monitoring clients maintain $250,000 under management with us. However, we may waive that minimum at our sole discretion. |
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Nvidia Corp | 2.0 | ||
| DMY Technology Group Inc IV | 1.4 | ||
| Apple Inc | 1.2 | ||
| Currencyshares Australian Dollar Trust | 0.5 | ||
| Costco Wholesale Corp /NEW | 0.5 | ||
| Currencyshares Canadian Dollar Trust | 0.5 | ||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 37 | 25.7 |
| (b) Individuals (high net worth individuals) | 51 | 273.6 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 3.3 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 359 | 302.5 |
| By Discretionary | ||
| Discretionary | 359 | 302.5 |
| Non-Discretionary | 0 | 0.0 |
| Total | 359 | 302.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 302.5 | |
| Total | 359 | 302.5 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001910387] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.2B |
| Serves | Retail |
| Comparable Firms | State | AUM |
|---|---|---|
|
Thrive Retirement Specialists LLC
✚
|
MI | 303.9 M |
|
Key Group Management Inc
✚
|
AZ | 303.8 M |
|
Brightwater Advisory LLC
✚
|
FL | 303.8 M |
|
Penney Financial LLC
✚
|
TX | 303.5 M |
|
American Trust Investment Advisors LLC
✚
|
NH | 303.5 M |
|
Campbell Capital Management Inc
✚
|
FL | 303.3 M |
|
Clientfirst Wealth Management LLC
✚
|
AR | 302.8 M |
|
Breakwater Investment Management LLC
✚
|
WA | 302.7 M |
|
Massachusetts Wealth Management LLC
✚
|
MA | 301.5 M |
|
BAC Capital Advisors LLC
✚
|
WA | 301.2 M |