Unterberg Capital LLC

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Assets, Funds, Holdings

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Unterberg Capital LLC
CRD #282310
SEC #801-107045
CIK #0001662237
AUM
Employees 5 (60% Investors, 0% Brokers)
Phone212-745-1138
Address445 Park Avenue
New York, NY 10022
Source [IAPD] [EDGAR] [Website]
Total AUM ($M)
16012896643202009201420192025
Type Form D Funds Date Sold ($M) AUM ($M)
HF Unterberg Taylor Capital LLC 2017-09-13 131.2
HF Unterberg Koller Capital Fund LP [2014-03-28] 79.5 52.2
HF Unterberg Technology Partners LP [2013-03-28] 75.5 65.7
HF Unterberg Technology Partners LP [2012-04-04] 75.5 73.1
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 2 117.9
By Discretionary
Discretionary 2 117.9
Non-Discretionary 0 0.0
Total 2 117.9
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 117.9
Total 2 117.9
Form D Directors # Filings # Firms 2011 - 2025
Edmund Hajim 8
Charles Diker 7
Mark Diker 7
Diker GP LLC 7
Diker Management LLC 6
Diker GP LLC Diker GP LLC 6
Ross Koller 3
Andrew Arno 22
Laurence Zuriff 13
Jonas Siegel 3
Thomas Unterberg 3
Unterberg Capital LLC 2
Ed Diker 1
Diker-Ukc GP LLC 1
Unterberg Technology Partners GP 1
UKC GP LLC 1
Unterberg Technology Partners GP LLC 1
Charles Diker Management LLC 1
EDGAR Form CIK 2011 - 2025
13F-HR [0001662237]
4 [0001662237]
SC 13D [0001662237]
SC 13G [0001662237]
Form 13D/13G Filer Form 13D/13G Subject Filed
Unterberg Capital LLC Fusion Telecommunications International Inc [2016-02-12]
Unterberg Capital LLC RR Media Ltd [2016-01-14]
Unterberg Capital LLC Mattersight Corp [2016-01-14]
Unterberg Capital LLC Adesto Technologies Corp [2016-01-14]
Unterberg Capital LLC Gigoptix Inc [2016-01-14]
Unterberg Capital LLC Smith Micro Software Inc [2016-01-14]
Unterberg Capital LLC Determine Inc [2016-01-14]
Unterberg Capital LLC Cyren Ltd [2016-01-14]
Unterberg Capital LLC Attunity Ltd [2016-01-14]
Unterberg Capital LLC Fusion Telecommunications International Inc [2016-01-14]
Form 3/4/5 Subject 2011 - 2025
Fusion Connect, Inc.
Unterberg Capital LLC
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