Unterberg Capital LLC

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Assets, Funds, Holdings

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Unterberg Capital LLC
CRD #282310
SEC #801-107045
CIK #0001662237
AUM
Employees 5 (60% Investors, 0% Brokers)
Phone212-745-1138
Address445 Park Avenue
New York, NY 10022
Source [IAPD] [EDGAR] [Website]
Total AUM ($M)
16012896643202010201420192024
Sector Form 13F Holdings Value ($M)
Chegg Inc 5.1
Gaiam Inc 4.6
Mitek Systems Inc 4.6
Varonis Systems Inc 4.4
Asure Software Inc 4.2
Allot Communications Ltd 3.7
Elite Nutritional Brands Inc 3.1
Neumedia Inc 2.3
Marchex Inc 2.2
 
 
Holdings by Sector ($M)
907254361802015201620172019
Type Form D Funds Date Sold ($M) AUM ($M)
HF Unterberg Taylor Capital LLC 2017-09-13 131.2
HF Unterberg Koller Capital Fund LP [2014-03-28] 79.5 52.2
HF Unterberg Technology Partners LP [2013-03-28] 75.5 65.7
HF Unterberg Technology Partners LP [2012-04-04] 75.5 73.1
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 2 117.9
By Discretionary
Discretionary 2 117.9
Non-Discretionary 0 0.0
Total 2 117.9
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 117.9
Total 2 117.9
Form D Directors # Filings # Firms 2011 - 2025
Edmund Hajim 8
Charles Diker 7
Mark Diker 7
Diker GP LLC 7
Diker Management LLC 6
Diker GP LLC Diker GP LLC 6
Ross Koller 3
Andrew Arno 22
Laurence Zuriff 13
Jonas Siegel 3
Thomas Unterberg 3
Unterberg Capital LLC 2
Ed Diker 1
Diker-Ukc GP LLC 1
Unterberg Technology Partners GP 1
UKC GP LLC 1
Unterberg Technology Partners GP LLC 1
Charles Diker Management LLC 1
EDGAR Form CIK 2011 - 2025
13F-HR [0001662237]
4 [0001662237]
SC 13D [0001662237]
SC 13G [0001662237]
Form 13D/13G Filer Form 13D/13G Subject Filed
Unterberg Capital LLC Fusion Telecommunications International Inc [2016-02-12]
Unterberg Capital LLC RR Media Ltd [2016-01-14]
Unterberg Capital LLC Mattersight Corp [2016-01-14]
Unterberg Capital LLC Adesto Technologies Corp [2016-01-14]
Unterberg Capital LLC Gigoptix Inc [2016-01-14]
Unterberg Capital LLC Smith Micro Software Inc [2016-01-14]
Unterberg Capital LLC Determine Inc [2016-01-14]
Unterberg Capital LLC Cyren Ltd [2016-01-14]
Unterberg Capital LLC Attunity Ltd [2016-01-14]
Unterberg Capital LLC Fusion Telecommunications International Inc [2016-01-14]
Form 3/4/5 Subject 2011 - 2025
Unterberg Capital LLC
Fusion Connect, Inc.
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