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| Unterberg Capital LLC
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|---|---|
| CRD # | 282310 |
| SEC # | 801-107045 |
| CIK # | 0001662237 |
| AUM | |
| Employees | 5 (60% Investors, 0% Brokers) |
| Phone | 212-745-1138 |
| Address | 445 Park Avenue New York, NY 10022 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Chegg Inc | 5.1 | ||
| Gaiam Inc | 4.6 | ||
| Mitek Systems Inc | 4.6 | ||
| Varonis Systems Inc | 4.4 | ||
| Asure Software Inc | 4.2 | ||
| Allot Communications Ltd | 3.7 | ||
| Neumedia Inc | 2.3 | ||
| Marchex Inc | 2.2 | ||
| Holdings by Sector ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Unterberg Taylor Capital LLC | 2017-09-13 | 131.2 M | |
| HF | Unterberg Koller Capital Fund LP | [2014-03-28] | 79.5 M | 52.2 M |
| Filed 2017-01-31 (D/A) · Exemption 506(b), 3(c)(1) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Unterberg Technology Partners LP | [2013-03-28] | 75.5 M | 65.7 M |
| Filed 2017-01-31 (D/A) · Exemption 3(c)(1), 506(b) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Unterberg Technology Partners LP | [2012-04-04] | 75.5 M | 73.1 M |
| Filed 2017-01-31 (D/A) · Exemption 3(c)(1), 506(b) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 2 | 117.9 |
| By Discretionary | ||
| Discretionary | 2 | 117.9 |
| Non-Discretionary | 0 | 0.0 |
| Total | 2 | 117.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 117.9 | |
| Total | 2 | 117.9 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Edmund Hajim | Executive Officer | 8 | 4 | |
| Mark Diker | Executive Officer | 7 | 3 | |
| Charles Diker | Executive Officer | 7 | 3 | |
| Diker GP LLC | Executive Officer | 7 | 3 | |
| Diker GP LLC Diker GP LLC | Executive Officer | 6 | 3 | |
| Diker Management LLC | Promoter | 6 | 3 | |
| Ross Koller | Executive Officer | 3 | 3 | |
| Andrew Arno | Promoter | 28 | 2 | |
| Laurence Zuriff | Executive Officer | 13 | 2 | |
| Jonas Siegel | Executive Officer | 3 | 2 | |
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001662237] | |
| 4 | [0001662237] | |
| SC 13D | [0001662237] | |
| SC 13G | [0001662237] |
| Firm Profile (Form ADV) | |
|---|---|
| Serves | Institutional |
| Fund Types | Hedge Fund |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| Fusion Telecommunications International Inc | |
| Unterberg Capital LLC |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Fusion Telecommunications International Inc FSNN
Fusion Telecom common
|
2017-09-06 | Sell | 258,000 | $2.85 | 735,300 |
|
Fusion Telecommunications International Inc FSNN
Fusion Telecom common
|
2017-09-05 | Sell | 50,000 | $2.91 | 145,500 |
|
Fusion Telecommunications International Inc FSNN
Fusion Telecom common
|
2017-09-05 | Sell | 37,200 | $2.87 | 106,764 |
|
Fusion Telecommunications International Inc FSNN
Fusion Telecom common
|
2017-09-01 | Sell | 127,000 | $2.97 | 377,190 |
|
Fusion Telecommunications International Inc FSNN
Fusion Telecom common
|
2017-09-01 | Sell | 100,000 | $2.99 | 299,000 |
|
Fusion Telecommunications International Inc FSNN
Fusion Telecom common
|
2017-08-31 | Sell | 277,948 | $3.40 | 945,023 |
|
Fusion Telecommunications International Inc FSNN
Fusion Telecom common
|
2017-08-30 | Sell | 200,000 | $3.06 | 612,000 |
|
Fusion Telecommunications International Inc FSNN
Fusion Telecom common
|
2017-08-28 | Sell | 425,000 | $2.14 | 909,500 |
|
Fusion Telecommunications International Inc FSNN
Fusion Telecom common
|
2017-08-28 | Sell | 320,000 | $2.10 | 672,000 |
|
Fusion Telecommunications International Inc FSNN
Fusion Telecom common
|
2017-06-14 | Sell | 3,700 | $1.50 | 5,550 |
|
Fusion Telecommunications International Inc FSNN
Fusion Telecom common
|
2017-06-13 | Sell | 156,934 | $1.52 | 238,540 |
|
Fusion Telecommunications International Inc FSNN
Fusion Telecom common
|
2017-05-31 | Sell | 300 | $1.50 | 450 |
|
Fusion Telecommunications International Inc FSNN
Fusion Telecom common
|
2017-05-30 | Sell | 617 | $1.50 | 926 |
|
Fusion Telecommunications International Inc FSNN
Fusion Telecom common
|
2016-02-11 | Buy | 1,666,667 | ||
|
Fusion Telecommunications International Inc FSNN
Fusion Telecom common
|
2016-02-11 | Buy | 17,153 | ||
|
Fusion Telecommunications International Inc FSNN
Fusion Telecom common
|
2015-12-31 | Buy | 23,112 | ||
|
Fusion Telecommunications International Inc FSNN
Fusion Telecom common
|
2015-12-14 | Buy | 1,834,862 | $2.18 | 3,999,999 |
|
Fusion Telecommunications International Inc FSNN
Fusion Telecom common
|
2015-09-30 | Buy | 33,848 | ||
|
Fusion Telecommunications International Inc FSNN
Fusion Telecom common
|
2015-06-30 | Buy | 35,047 | ||
|
Fusion Telecommunications International Inc FSNN
Fusion Telecom common
|
2015-03-31 | Buy | 17,067 | ||
| showing 20 of 29 most recent transactions | |||||