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| Upstart Wealth Management LLC
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| |
|---|---|
| CRD # | 173728 |
| SEC # | 801-121693 |
| CIK # | 0001902383 |
| AUM | $248.0 MM (2024-05-23) |
| Employees | 4 (100% Investors, 0% Brokers) |
| Phone | 415-549-0646 |
| Address | 101 West 79th Street New York, NY 10024 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 31 | 15.6 |
| (b) Individuals (high net worth individuals) | 58 | 230.6 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 1.7 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 206 | 248.0 |
| By Discretionary | ||
| Discretionary | 206 | 248.0 |
| Non-Discretionary | 0 | 0.0 |
| Total | 206 | 248.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 4.8 | |
| United States Persons | 243.2 | |
| Total | 206 | 248.0 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-NT | [0001902383] |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Strait & Sound Wealth Management LLC
✚
|
CA | 0.2 |
|
TS Bank
✚
|
NE | 0.2 |
|
Nicholson Meyer Capital Management Inc
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|
MO | 0.2 |
|
Hergenroeder Financial Advisors Inc
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|
MD | 0.2 |
|
Stoever Glass Wealth Management Inc
✚
|
NY | 0.2 |
|
The Wealth Group Ltd
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|
NC | 0.2 |
|
NWM Advisors LLC
✚
|
CA | 0.2 |
|
Tallwoods Partners LLC
✚
|
IL | 0.2 |
|
Focus Wealth Advisors LLC
✚
|
TX | 0.2 |
|
Optima Capital LLC
✚
|
OR | 0.2 |