Upstart Wealth Management LLC

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Upstart Wealth Management LLC
CRD #173728
SEC #801-121693
CIK #0001902383
AUM 385.9 M (2026-05-28)
Employees 4 (100% Investors, 0% Brokers)
Phone415-549-0646
Address
Source [IAPD] [EDGAR] [Website] [LinkedIn]
Total AUM ($M)
4003202401608002010201520212027
Sector Form 13F Holdings Value ($M)
Coinbase Global Inc 35.0
Apple Inc 19.3
Nvidia Corp 18.5
Microsoft Corp 11.6
Alphabet Inc 10.7
Palantir Technologies Inc 10.7
Celestica Inc 9.5
Taiwan Semiconductor Manufacturing Co Ltd 9.3
Trebia Acquisition Corp 8.3
Facebook Inc 7.8
View All
Holdings by Sector ($M)
70056042028014002020202220242027
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 30 17.9
(b) Individuals (high net worth individuals) 61 366.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 2.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 207 385.9
By Discretionary
Discretionary 207 385.9
Non-Discretionary 0 0.0
Total 207 385.9
By Non-United States Persons
Non-United States Persons 2.6
United States Persons 383.3
Total 207 385.9
EDGAR Form CIK 2011 - 2026
13F-NT [0001902383]
Firm Profile (Form ADV)
Discretionary AUM$0.1B
Clients6 (1 non-US)
ServesInstitutional, Retail
Comparable Firms State AUM
MacroView Investment Management LLC
MD 387.1 M
Lewis Asset Management LLC
CA 387.1 M
New Wave Wealth Advisors LLC
AR 386.8 M
Balance Wealth Partners LLC
OH 386.7 M
1836 Asset Management LLC
TX 386.6 M
Skyline Advisors Inc
WA 386.5 M
Ostrofe Financial Consultants Inc
CA 386.4 M
Cannon Capital Management Inc
UT 386.1 M
TAPP Finance Inc
386.0 M
Planning Strategies Inc
PA 384.8 M
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