US Private Wealth LLC

ITEM 5 – FEES AND COMPENSATION

Financial Planning Services Fees
As described in Item 4 of this brochure we typically begin each new client relationship with financial
planning services. Our fee for these services is separate and in addition to our ongoing portfolio
management services. Depending on the complexity of your individual situation and your specific needs,
the fee for our initial financial planning services is between $500 and $10,000 which is charged in advance.
Such fees are negotiable. The specific services to be provided and fees to be charged will be captured in
our written client advisory agreement with you. We will invoice you directly for financial planning
services upon delivery of the written plan to you. The invoice can be paid via check, ACH, wire, or credit
card. If permitted by your custodian and authorized in writing by you, fees may also be deducted from
your investment account.

Portfolio Management Services Fees
We charge an annual fee for portfolio management based on a percentage of your assets under
management. Our maximum annual fee is 1.50%. In addition to the annual portfolio management fee, each
household will be subject to an annual technology fee of $59.40 payable on a monthly basis to utilize the
services of Orion Technologies for billing, trading, and reporting.

Our fee is billed monthly in arrears and is calculated by dividing the amount of the total fee by the number
of calendar days in the year and multiplying that total by the number of calendar days in the month. For
example, a client with a fee of 1.50% and an account balance of $1,000,000 on January 31 would pay a fee
of 1.50%/365 x 31= $1,273.97.

Although we have an established annual fee schedule, we retain the discretion to negotiate fees on a client-
by-client basis. Client facts, circumstances and needs will be considered in determining the fees we charge.
These include the complexity of the client, assets to be placed under management, anticipated future
additional assets, related accounts, portfolio style, and account composition, among other factors. The
specific annual fee applicable to your relationship with us will be identified in the written advisory
agreement between us. As we charge fees on a relationship basis, we may group certain related client
accounts together for the purposes of determining the annualized fee. Discounts, while not generally
available to our advisory clients, may be offered to family members, friends or associated persons of
USPW.

Fees are based on the market value of client assets under management as of the last day of the previous
month. For purposes of determining value, securities and other instruments traded on a market for which
actual transaction prices are publicly reported are valued at the last reported sale price on the principal
market in which they are traded.

The specific amount and manner of the fee we charge is established in our written client advisory
agreement with you.

If the advisory agreement does not span the entire monthly billing period, the fee will be prorated based
on the number of days the account is funded during the billing period.

Advisory fees are withdrawn directly from your account by your account custodian with client written
authorization. Concurrent with our request to your qualified custodian to withdraw fees, we send clients
an invoice itemizing the advisory fee paid to us. This includes the formula used to calculate the fee, the
amount of assets under management on which the fee is based, and the time period covered by the fee. If
there is insufficient cash in your account to pay your fees, an equal balance of securities in your portfolio
may be sold to pay our fee.

Your account custodian will send you client statements, at least quarterly, showing all disbursements for
the account including the amount of the advisory fee, if deducted directly from the account. While we take
measures to ensure the fees charged are accurate, we strongly urge you to compare these statements for
accuracy and contact both your custodian and USPW to let us know.
Your fee includes our time when we work with your attorney and/or accountant in reaching agreement
on solutions, as well as assisting them in implementation of all appropriate documents. However, we are
not responsible for attorney or account fees charged to you as a result of the above activities.

Compensation for our services will be calculated in accordance with what is set forth in the advisory
agreement between us. We may modify the terms of any agreement by written changes submitted to you
for signature. While we strive to maintain competitive fees, the same or similar services may be available
from other firms at higher or lower fees.

Pension Consulting Services Fees
We charge a maximum 1.0% fee based on a percentage of assets in the plan. Fees are charged at the end
of each calendar quarter. As the Fees are charged in arrears, we do not offer refunds as services have
already been performed. For the first quarter that you engage us or if the Parties’ terminate the Agreement
during the quarter, the Fees will be prorated for only those days that we rendered our Services. Your
custodian/record-keeper will send statements, at least quarterly, to you that will reflect the Fees paid to
us, but you should verify the accuracy of Fees paid.

Concurrent with our request to your qualified custodian to withdraw fees, we send clients an invoice
itemizing the advisory fee paid to us. This includes the formula used to calculate the fee, the amount of
assets under management on which the fee is based, and the time period covered by the fee. If there is
insufficient cash in your account to pay your fees, an equal balance of securities in your portfolio may be
sold to pay our fee.

USPW is deemed to be a fiduciary to advisory clients that are employee benefit plans pursuant to the
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ITEM 7 – TYPES OF CLIENTS
We generally provide investment advisory services to individuals (including families), small business
owners, pension and profit-sharing plans, trusts, endowments, estates, and charitable organizations.

Minimum Account Size
We have a requirement of at least $1,000,000 to establish a relationship with USPW or our affiliated
insurance practice. The minimum amount of assets required to qualify for Family Office services is
$25,000,000. The minimum account size requirement may be waived based on the needs of the client and
the complexity of the situation, or the overall relationship with the client. Interests in private placements
are offered to persons who are “accredited investors” as defined in Rule 501(a) of Regulation D under the
Securities Act.