US Wealth Group LLC

Item 5: Fees and Compensation

    Description
            Asset Management Fees
            USWG calculates advisory fees based on a percentage of total assets under USWG
            management. The fee schedule is 1% of client assets, paid quarterly, in arrears.
            USWG, may, at its sole discretion, negotiate special fee arrangements where USWG deems it
            appropriate under the circumstances. For example, USWG may, at its sole discretion, charge a
            lesser or no advisory fee based upon certain criteria (i.e. employees and family of employees,
            anticipated future additional assets, related accounts, account composition, etc.). No increase in
            USWG fees will be effective unless the client receives prior written notice at least thirty (30) days
            in advance. Fees may be deducted from client accounts or billed directly. The method of fee
            payment will be discussed when client establishes account.
            Clients may also incur brokerage fees to the custodian, which are deducted from the account at
            the time of the transaction. Clients may refer to Item 12 in this Part 2 ADV for more discussion on
            brokerage policies.
            USWG does not invest in, value or bill asset management fees on private market assets.

    Assessment of Asset-Based Fees for U.S. Wealth Group’s Clients
            USWG will calculate the quarterly advisory fees in arrears, based upon a percentage of the value
            of assets held in client’s account(s) as of the last business day of the prior calendar quarter. This
            fee amount will be calculated by assessing one quarter (1/4) of the total annual percentage
            charged with respect to the assets in the client’s account(s).
            In the event of termination of a client’s IMA, the client will be billed for the pro-rata fee due for the
            quarter as of date of termination
            Most clients prefer to authorize the account custodian to have USWG’s advisory fees debited from
            their account(s) and remit the fees to USWG. If so desired, the client may choose to be billed
            directly by USWG for USWG’s fees, in which case the client will be invoiced on or before the fifth
            business day of the month subsequent to the immediately preceding billing period. Payments are
            due on or before the final business day of the month with respect to which the invoice is generated.

    Custodial Fees
            Custodians may charge transaction fees on purchases or sales of investment securities. These
            transaction charges are usually small and incidental to the purchase or sale of a security and are
            deducted from the account at the time of the transaction.
            (See Item 12: Brokerage Practices)

    Expense Ratios
            Mutual funds, exchange-traded funds, and other investment company securities generally charge
            a management fee for their services as investment managers. The management fee is called an
            expense ratio. For example, an expense ratio of 0.50 means that the fund company charges for
            their services 0.5% of the value of the security purchased. These fees are in addition to the fees
            paid by you to USWG.
            Performance figures quoted by fund companies in various publications are generally calculated
            after their fees have been deducted.

 Brochure                                              6                                                       03/25/2021

Item 7: Types of Clients

    Description
            USWG generally provides investment advice to individuals, trusts, estates and various entities
            (such as corporations, partnerships and limited liability companies) through which individuals
            and families hold investment assets.
            Client relationships may vary in scope and length of service.

    Account Minimums
            USWG imposes an account minimum of $250,000. Occasionally, USWG will accept accounts
            below the account minimum for clients with highly illiquid net worth, clients that are young and
            upwardly mobile/emerging affluent and related accounts of family members.