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| VIEX Capital Advisors LLC
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|---|---|
| CRD # | 179513 |
| SEC # | 801-110362 |
| CIK # | 0001619125 |
| AUM | |
| Employees | 1 (100% Investors, 0% Brokers) |
| Phone | 212-752-5750 |
| Address | 745 Boylston Street Boston, MA 02116 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Allot Communications Ltd | 9.2 | ||
| Pixelworks Inc | 1.4 | ||
| Cognyte Software Ltd | 1.2 | ||
| A10 Networks Inc | 0.8 | ||
| Magnachip Semiconductor Corp | 0.5 | ||
| Camp4 Therapeutics Corp | 0.3 | ||
| Holdings by Sector ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | VIEX Opportunities Fund LP - Series Two | 2016-08-02 | 3.1 M | |
| HF | Vertex Special Opportunities Fund IV LP | 2015-05-18 | 9.4 M | |
| HF | VIEX Opportunities Fund LP - Series One | [2015-05-18] | 60.8 M | 76.0 M |
| Filed 2018-05-31 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | VIEX Special Opportunities Fund III LP | [2015-05-18] | 14.0 M | 11.8 M |
| Filed 2014-10-30 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose | ||||
| HF | VIEX Special Opportunities Fund II LP | [2015-05-18] | 34.8 M | 77.2 M |
| Filed 2014-10-30 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 4 | 168.1 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 4 | 168.1 |
| By Discretionary | ||
| Discretionary | 4 | 168.1 |
| Non-Discretionary | 0 | 0.0 |
| Total | 4 | 168.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 168.1 | |
| Total | 4 | 168.1 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Eric Singer | Executive Officer | 38 | 4 | |
| Mark Rubin | Executive Officer | 12 | 3 | |
| Vertex Capital Advisors LLC | Executive Officer | 3 | 1 | |
| Vertex GP LLC | Executive Officer | 1 | 1 | |
| Viex Capital Advisors LLC | Executive Officer | 1 | 1 | |
| Viex GP LLC | Executive Officer | 1 | 1 | |
| Vertex Special Opportunities GP III LLC | Executive Officer | 1 | 1 | |
| Vertex Special Opportunities GP II LLC | Executive Officer | 1 | 1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001619125] | |
| 3 | [0001619125] | |
| 4 | [0001619125] | |
| SC 13D | [0001619125] | |
| SC 13G | [0001619125] |
| Firm Profile (Form ADV) | |
|---|---|
| Serves | Institutional |
| Fund Types | Hedge Fund |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
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A10 Networks Inc ATEN
Common Stock, par value $0.00001
|
2022-11-07 | Sell | 60,541 | $18.01 | 1,090,343 |
|
Immersion Corp IMMR
Common Stock, $0.001 par value
|
2021-03-12 | Sell | 100,000 | $10.69 | 1,069,000 |
|
Immersion Corp IMMR
Common Stock, $0.001 par value
|
2021-03-09 | Sell | 219,431 | $9.99 | 2,192,116 |
|
Immersion Corp IMMR
Common Stock, $0.001 par value
|
2021-03-08 | Sell | 67,939 | $9.98 | 678,031 |
|
Immersion Corp IMMR
Common Stock, $0.001 par value
|
2021-02-19 | Sell | 152,622 | $12.58 | 1,919,985 |
|
Immersion Corp IMMR
Common Stock, $0.001 par value
|
2021-02-19 | Sell | 101,749 | $12.58 | 1,280,002 |
|
Immersion Corp IMMR
Common Stock, $0.001 par value
|
2021-02-18 | Sell | 145,479 | $13.00 | 1,891,227 |
|
Immersion Corp IMMR
Common Stock, $0.001 par value
|
2021-02-18 | Sell | 96,987 | $13.00 | 1,260,831 |
|
Immersion Corp IMMR
Common Stock, $0.001 par value
|
2020-12-29 | Sell | 66,560 | $10.72 | 713,523 |
|
Immersion Corp IMMR
Common Stock, $0.001 par value
|
2020-12-29 | Sell | 37,440 | $10.72 | 401,357 |
|
Immersion Corp IMMR
Common Stock, $0.001 par value
|
2020-12-28 | Sell | 937,549 | $9.73 | 9,122,352 |
|
Immersion Corp IMMR
Common Stock, $0.001 par value
|
2020-12-28 | Sell | 508,451 | $9.73 | 4,947,228 |
|
Immersion Corp IMMR
Common Stock, $0.001 par value
|
2020-09-03 | Sell | 54,062 | $9.21 | 497,911 |
|
Immersion Corp IMMR
Common Stock, $0.001 par value
|
2020-09-03 | Sell | 23,874 | $9.53 | 227,519 |
|
Immersion Corp IMMR
Common Stock, $0.001 par value
|
2020-09-03 | Sell | 43,980 | $9.53 | 419,129 |
|
Immersion Corp IMMR
Common Stock, $0.001 par value
|
2020-09-03 | Sell | 29,347 | $9.21 | 270,286 |
|
Immersion Corp IMMR
Common Stock, $0.001 par value
|
2020-09-02 | Sell | 187,211 | $10.32 | 1,932,018 |
|
Immersion Corp IMMR
Common Stock, $0.001 par value
|
2020-09-02 | Sell | 23,635 | $10.14 | 239,659 |
|
Immersion Corp IMMR
Common Stock, $0.001 par value
|
2020-09-02 | Sell | 43,580 | $10.14 | 441,901 |
|
Immersion Corp IMMR
Common Stock, $0.001 par value
|
2020-09-02 | Sell | 345,187 | $10.32 | 3,562,330 |
| showing 20 of 121 most recent transactions | |||||