First Trust Capital Management LP

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First Trust Capital Management LP ✚
CRD #	317825
SEC #	801-122924
CIK #	0001070296, 0001617572, 0001604488, 0001072842, 0001972865
AUM	12.28 B (2026-03-31)
Employees	62 (39% Investors, 2% Brokers)
Phone	773-828-6700
Address	225 W Wacker Drive Chicago, IL 60606
Source	[IAPD] [EDGAR] [Website] [LinkedIn]

Total AUM ($B) Copy

Sector	Form 13F Holdings	Value ($B)
	Chart Industries Inc	0.1
	Electronic Arts Inc	0.1
	National Storage Affiliates Trust	0.1
	Webster Financial Corp	0.0
	Centurion Acquisition Corp	0.0
	Drugs MADE in America Acquisition Corp	0.0
	Gp-Act III Acquisition Corp	0.0
	Agriculture & Natural Solutions Acquisition Corp	0.0
	Siddhi Acquisition Corp Cayman Islands	0.0

Holdings by Sector ($B)

Type	Form D Funds	Date	Sold	AUM
PE	FT Ventures Platform I LLC	[2026-03-31]	17.7 M	113.1 M
	Filed 2025-10-23 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $53,000 · Revenue Decline to Disclose
PE	Rehmann Master Fund LLC	[2026-03-31]	1.2 M	16.1 M
	Filed 2025-07-10 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $240,000 · Revenue Decline to Disclose
PE	FT Strategic I LLC	2025-03-28		146.9 M
PE	Aaron Wealth Private Access Fund LLC	[2024-11-12]	207.7 M	70.8 M
	Filed 2025-08-14 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $410,000 · Revenue Decline to Disclose
Other	CP Special Assets Fund LLC	[2024-03-28]	139.6 M	65.6 M
	Filed 2026-01-16 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $295,000 · Revenue Decline to Disclose
HF	Destiny Target Outcome Fund 2024-1 LLC	[2024-03-28]	22.3 M	24.2 M
	Filed 2026-02-20 (D/A) · Exemption 506(c), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	FT Vest Hedged Equity Enhanced Income Fund LLC	[2024-03-28]	51.4 M	55.1 M
	Filed 2026-02-13 (D/A) · Exemption 506(c), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $287,198 · Net Assets Decline to Disclose
Other	Park Shore Multi Asset Strategy Fund LLC	[2024-03-28]	60.7 M	39.7 M
	Filed 2025-11-07 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $28,000 · Net Assets Decline to Disclose
PE	FT Investments I LLC	2023-03-31		3.7 M
HF	FT Alternative Platform I LLC	[2022-03-31]	651.0 M	438.5 M
	Filed 2025-11-20 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $145,342 · Net Assets Decline to Disclose
View All

AUM Breakdown	Accounts	AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals)	0	0.0
(b) Individuals (high net worth individuals)	0	0.0
(c) Banking or thrift institutions	0	0.0
(d) Investment companies	25	7.7
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	15	4.6
(g) Pension and profit sharing plans	0	0.0
(h) Charitable organizations	0	0.0
(i) State or municipal government entities	0	0.0
(j) Other investment advisers	0	0.0
(k) Insurance companies	0	0.0
(l) Sovereign wealth funds and foreign official institutions	0	0.0
(m) Corporations or other businesses not listed above	0	0.0
(n) Other	0	0.0
Total	40	12.3
By Discretionary
Discretionary	23	11.3
Non-Discretionary	17	1.0
Total	40	12.3
By Non-United States Persons
Non-United States Persons		0.2
United States Persons		12.0
Total	40	12.3

Form D Directors	Role	# Filings	# Firms
David Lee	Director	160	9
Michael Peck	Executive Officer	45	4
Chad Eisenberg	Executive Officer	39	3
Robert Seyferth	Director	28	3
Terrance Gallagher	Director	25	3
David Sternberg	Executive Officer	12	3
Jeff O'Brien	Executive Officer	4	3
Vivaldi Capital Management LLC	Promoter	4	3
Randal Golden	Executive Officer	4	3
Gary Shugrue	Director	26	2
View All

EDGAR Form	CIK	2011 - 2026
10-K	[0001070296]
10-Q	[0001070296]
3	[0001070296]
4	[0001070296]
5	[0001070296]
8-K	[0001070296]
SC 13G	[0001070296]
10-K	[0001072842]
10-Q	[0001072842]
3	[0001072842]
8-K	[0001072842]
13F-HR	[0001604488]
3	[0001604488]
4	[0001604488]
5	[0001604488]
SC 13G	[0001604488]
10-K	[0001617572]
10-Q	[0001617572]
3	[0001617572]
8-K	[0001617572]
D	[0001617572]
D	[0001972865]

Form 13D/13G Filer	Form 13D/13G Subject	Filed
First Trust Capital Management LP	Blue Foundry Bancorp	[2026-05-15]
First Trust Capital Management LP	Future Money Acquisition Corp	[2026-05-15]
Vanguard Capital Management LLC	First Capital Inc	[2026-04-29]
First Trust Capital Management LP	BC Partners Lending Corp	[2026-03-24]
First Trust Capital Management LP	TCW Direct Lending VIII LLC	[2026-02-17]
Vanguard Group Inc	First Capital Inc	[2026-01-30]
BlackRock Inc	First Capital Inc	[2026-01-21]
First Trust Capital Management LP	Vendome Acquisition Corp I	[2025-11-14]
First Trust Capital Management LP	ARIS Water Solutions Inc	[2025-11-14]
First Trust Capital Management LP	Digital Asset Acquisition Corp	[2025-08-14]
View All

Firm Profile (Form ADV)
Discretionary AUM	$1.8B
Serves	Institutional
Fund Types	Hedge Fund, Private Equity, Real Estate
LEI	254900F17D83LYP3CD32

Form 3/4/5 Subject	2011 - 2026
First Trust Capital Management LP
First Trust Private Credit Fund
First Trust Hedged Strategies Fund
First Trust Private Assets Fund
First Trust Real Assets Fund
First Trust Enhanced Private Credit Fund
FT Vest Total Return Income Fund Series A1
First Capital Inc
Frederick Chris
Stevens Joshua Paul
View All

Insider Transaction (Form 3/4/5)	Date	Action	Shares	Price	Value ($)
First Capital Inc FCAP Common Stock	2026-02-27	Grant	300	$50.80	15,240
First Capital Inc FCAP Common Stock	2026-02-27	Grant	300	$50.80	15,240
First Capital Inc FCAP Common Stock	2025-12-26	Other	18.94	$59.81	1,133
First Capital Inc FCAP Common Stock	2025-12-26	Other	9.76	$59.81	584
First Capital Inc FCAP Common Stock	2025-12-26	Other	17.58	$59.81	1,051
First Capital Inc FCAP Common Stock	2025-12-26	Other	3.62	$59.81	217
First Capital Inc FCAP Common Stock	2025-12-26	Other	14.81	$59.81	886
First Capital Inc FCAP Common Stock	2025-09-26	Other	4.67	$46.10	215
First Capital Inc FCAP Common Stock	2025-09-26	Other	12.57	$46.10	579
First Capital Inc FCAP Common Stock	2025-08-15	Grant	200	$38.25	7,650
First Capital Inc FCAP Common Stock	2025-08-15	Grant	200	$37.50	7,500
First Capital Inc FCAP Common Stock	2025-06-27	Other	12.11	$42.32	512
First Capital Inc FCAP Common Stock	2025-06-27	Other	4.11	$42.32	174
First Capital Inc FCAP Common Stock	2025-06-27	Other	24.09	$42.32	1,019
First Capital Inc FCAP Common Stock	2025-06-27	Other	22.93	$42.32	970
First Capital Inc FCAP Common Stock	2025-06-27	Other	12.09	$42.32	512
First Capital Inc FCAP Common Stock	2025-05-01	Buy	60	$45.70	2,742
First Capital Inc FCAP Common Stock	2025-05-01	Buy	140	$44.38	6,213
First Capital Inc FCAP Common Stock	2025-03-28	Other	13.30	$38.24	509
First Capital Inc FCAP Common Stock	2025-03-28	Other	13.29	$38.24	508
showing 20 of 200 most recent transactions

Comparable Firms	State	AUM
Bain Capital Asset Management LP ✚	MA	16.29 B
Crow Holdings Capital Partners LLC ✚	TX	14.45 B
Brandywine Managers LLC ✚	DE	13.97 B
Ullico Investment Advisors Inc ✚	MD	13.92 B
Global Endowment Management LP ✚	NC	12.88 B
PointState Capital LP ✚	NY	11.98 B
LaSalle Investment Management Inc ✚	IL	11.46 B
CAZ Investments LP ✚	TX	10.83 B
Black Diamond Capital Management I LLLP ✚	VI	10.71 B
TIFF Advisory Services LLC ✚	PA	8,615.7 M

First Trust Capital Management LP

Assets, Funds, Holdings