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| Vivaldi Asset Management LLC
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|---|---|
| CRD # | 168884 |
| SEC # | 801-78504 |
| CIK # | 0001604488 |
| AUM | |
| Employees | 22 (45% Investors, 18% Brokers) |
| Fees | |
| Minimum | |
| Phone | 312-248-8300 |
| Address | 225 West Wacker Chicago, IL 60606 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Chart Industries Inc | 0.1 | ||
| Electronic Arts Inc | 0.1 | ||
| National Storage Affiliates Trust | 0.1 | ||
| Webster Financial Corp | 0.0 | ||
| Centurion Acquisition Corp | 0.0 | ||
| Drugs MADE in America Acquisition Corp | 0.0 | ||
| Gp-Act III Acquisition Corp | 0.0 | ||
| Agriculture & Natural Solutions Acquisition Corp | 0.0 | ||
| Siddhi Acquisition Corp Cayman Islands | 0.0 | ||
| Holdings by Sector ($B) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 5 | 786.1 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 5 | 786.1 |
| By Discretionary | ||
| Discretionary | 4 | 698.9 |
| Non-Discretionary | 1 | 87.2 |
| Total | 5 | 786.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 786.1 | |
| Total | 5 | 786.1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001604488] | |
| 3 | [0001604488] | |
| 4 | [0001604488] | |
| 5 | [0001604488] | |
| SC 13G | [0001604488] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.0B |
| Serves | Institutional |
| LEI | 254900F17D83LYP3CD32 |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
First Trust Private Credit Fund FTCAX
CLASS A COMMON SHARES
|
2025-03-05 | Other | 0.98 | $10.16 | 10 |
|
First Trust Private Credit Fund FTCAX
CLASS A COMMON SHARES
|
2025-02-05 | Other | 0.97 | $10.19 | 10 |
|
First Trust Private Assets Fund NA
COMMON SHARES
|
2025-01-27 | Other | 138.11 | $11.02 | 1,522 |
|
First Trust Real Assets Fund FTREX
CLASS I COMMON SHARES
|
2024-12-13 | Other | 137.96 | $9.07 | 1,251 |
|
First Trust Private Credit Fund FTCAX
CLASS A COMMON SHARES
|
2024-12-13 | Other | 1.76 | $10.12 | 18 |
|
First Trust Hedged Strategies Fund HFLEX
CLASS I COMMON SHARES
|
2024-12-13 | Other | 473.03 | $11.18 | 5,288 |
|
First Trust Hedged Strategies Fund HFLEX
CLASS A COMMON SHARES
|
2024-12-13 | Other | 1.41 | $11.13 | 16 |
|
First Trust Private Credit Fund FTCAX
CLASS A COMMON SHARES
|
2024-12-04 | Other | 0.95 | $10.25 | 10 |
|
First Trust Private Credit Fund FTCAX
CLASS A COMMON SHARES
|
2024-11-06 | Other | 0.94 | $10.31 | 10 |
|
First Trust Real Assets Fund FTREX
CLASS I COMMON SHARES
|
2024-10-02 | Other | 136.37 | $9.17 | 1,251 |
|
First Trust Private Credit Fund FTCAX
CLASS A COMMON SHARES
|
2024-10-02 | Other | 0.94 | $10.29 | 10 |
|
First Trust Private Credit Fund FTCAX
CLASS A COMMON SHARES
|
2024-09-04 | Other | 0.93 | $10.31 | 10 |
|
First Trust Private Credit Fund FTCAX
CLASS A COMMON SHARES
|
2024-08-07 | Other | 0.91 | $10.30 | 9 |
|
First Trust Real Assets Fund FTREX
CLASS I COMMON SHARES
|
2024-07-03 | Other | 134.52 | $9.18 | 1,235 |
|
First Trust Private Credit Fund FTCAX
CLASS A COMMON SHARES
|
2024-07-03 | Other | 0.91 | $10.34 | 9 |
|
First Trust Private Credit Fund FTCAX
CLASS A COMMON SHARES
|
2024-06-05 | Other | 0.90 | $10.37 | 9 |
|
First Trust Private Credit Fund FTCAX
CLASS A COMMON SHARES
|
2024-05-01 | Other | 0.90 | $10.35 | 9 |
|
First Trust Private Credit Fund FTCAX
CLASS A COMMON SHARES
|
2024-04-03 | Other | 0.89 | $10.37 | 9 |
|
First Trust Real Assets Fund FTREX
CLASS I COMMON SHARES
|
2024-04-03 | Other | 132.83 | $9.23 | 1,226 |
|
First Trust Private Credit Fund FTCAX
CLASS A COMMON SHARES
|
2024-03-06 | Other | 0.88 | $10.37 | 9 |
| showing 20 of 54 most recent transactions | |||||
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|---|---|---|
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