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| W&S Brokerage Services Inc
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|
|
|---|---|
| CRD # | 8099 |
| SEC # | 801-113946 |
| CIK # | 0000058833 |
| AUM | $257.2 M (2026-03-31) |
| Employees | 114 (75% Investors, 100% Brokers) |
| Phone | 800-257-2135 |
| Address | 400 Broadway Cincinnati, OH 45202 |
| Source | [IAPD] [EDGAR] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 772 | 257.2 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 963 | 257.2 |
| By Discretionary | ||
| Discretionary | 963 | 257.2 |
| Non-Discretionary | 0 | 0.0 |
| Total | 963 | 257.2 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 257.2 | |
| Total | 963 | 257.2 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Wilkins Miller Wealth Management LLC
✚
|
AL | 0.3 |
|
Fullcircle Wealth LLC
✚
|
TX | 0.3 |
|
Bermuda Investment Advisory Services Limited
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|
0.3 | |
|
IKE Capital LLC
✚
|
0.3 | |
|
103 Advisory Group LLC
✚
|
IL | 0.3 |
|
New Millennium Group LLC
✚
|
UT | 0.3 |
|
Texas Family Wealth LLC
✚
|
TX | 0.3 |
|
Wisconsin Capital Management LLC
✚
|
WI | 0.3 |
|
Prospect Hill Management LLC
✚
|
0.3 | |
|
6th Street Advisors LLC
✚
|
AL | 0.3 |