| AUM Breakdown |
Accounts |
AUM ($BB) |
| By Client Type |
| (a) Individuals (other than high net worth individuals) |
183,258
|
28.2 |
| (b) Individuals (high net worth individuals) |
3,121
|
4.9 |
| (c) Banking or thrift institutions |
0
|
0.0 |
| (d) Investment companies |
0
|
0.0 |
| (e) Business development companies |
0 |
0.0 |
| (f) Pooled investment vehicles |
0 |
0.0 |
| (g) Pension and profit sharing plans |
17 |
0.0 |
| (h) Charitable organizations |
191 |
0.0 |
| (i) State or municipal government entities |
223 |
0.0 |
| (j) Other investment advisers |
0 |
0.0 |
| (k) Insurance companies |
0 |
0.0 |
| (l) Sovereign wealth funds and foreign official institutions |
0 |
0.0 |
| (m) Corporations or other businesses not listed above |
209 |
0.0 |
| (n) Other |
0 |
0.0 |
| Total |
187,019 |
33.2 |
| By Discretionary |
| Discretionary |
27,982 |
6.4 |
| Non-Discretionary |
159,037 |
26.9 |
| Total |
187,019 |
33.2 |
| By Non-United States Persons |
| Non-United States Persons |
|
0.0 |
| United States Persons |
|
33.2 |
| Total |
187,019 |
33.2 |