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| Ivy Investment Management Company
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|---|---|
| CRD # | 123381 |
| SEC # | 801-61515 |
| CIK # | 0001501721, 0001190088 |
| AUM | |
| Employees | 64 (50% Investors, 5% Brokers) |
| Fees | |
| Minimum | |
| Phone | 913-236-2000 |
| Address | 6301 Glenwood Street Overland Park, KS 66202 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] |
| Total AUM ($B) |
|---|
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 7 | 0.4 |
| (g) Pension and profit sharing plans | 0 | 0.4 |
| (h) Charitable organizations | 0 | 0.1 |
| (i) State or municipal government entities | 0 | 0.2 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 6 | 0.5 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 35 | 1.6 |
| By Discretionary | ||
| Discretionary | 35 | 1.6 |
| Non-Discretionary | 0 | 0.0 |
| Total | 35 | 1.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 1.6 | |
| Total | 35 | 1.6 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-NT | [0001190088] | |
| 3 | [0001190088] | |
| 4 | [0001190088] | |
| D | [0001501721] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $7.5B |
| Clients | 23 |
| Serves | Institutional |
| LEI | 549300F178E4UZJNUI38 |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Marrone Bio Innovations Inc MBII
Warrant · derivative
|
2018-02-26 | Other | 1,380,000 | ||
|
Marrone Bio Innovations Inc MBII
Warrant · derivative
|
2018-02-26 | Other | 1,380,000 | ||
|
Marrone Bio Innovations Inc MBII
Warrant · derivative
|
2018-02-26 | Other | 1,380,000 | ||
|
Marrone Bio Innovations Inc MBII
Common Stock
|
2018-02-26 | Other | 8,727,500 | ||
|
Marrone Bio Innovations Inc MBII
Common Stock
|
2018-02-26 | Other | 8,727,500 | ||
|
Marrone Bio Innovations Inc MBII
Warrant · derivative
|
2018-02-26 | Other | 1,380,000 | ||
|
Marrone Bio Innovations Inc MBII
Warrant · derivative
|
2018-02-05 | Other | 4,000,000 | $0.00 | |
|
Marrone Bio Innovations Inc MBII
Common Stock
|
2018-02-05 | Other | 20,000,000 | ||
|
Marrone Bio Innovations Inc MBII
Common Stock
|
2017-02-02 | Sell | 10,500 | $2.16 | 22,680 |
|
Marrone Bio Innovations Inc MBII
Common Stock
|
2017-02-01 | Sell | 800 | $2.11 | 1,688 |
|
Marrone Bio Innovations Inc MBII
Common Stock
|
2016-11-01 | Other | 41,900 | $2.00 | 83,800 |
|
Marrone Bio Innovations Inc MBII
Warrant · derivative
|
2015-08-20 | Buy | 4,000,000 | $0.00 | |
|
Marrone Bio Innovations Inc MBII
Common Stock
|
2014-09-30 | Buy | 11,300 | $2.77 | 31,301 |
|
Marrone Bio Innovations Inc MBII
Common Stock
|
2014-06-06 | Buy | 22,000 | $9.50 | 209,000 |
|
Marrone Bio Innovations Inc MBII
Common Stock
|
2014-06-06 | Buy | 1,386,600 | $9.50 | 13,172,700 |
|
Marrone Bio Innovations Inc MBII
Common Stock
|
2014-06-06 | Buy | 946,700 | $9.50 | 8,993,650 |
|
Marrone Bio Innovations Inc MBII
Common Stock
|
2014-06-06 | Buy | 144,700 | $9.50 | 1,374,650 |
|
Marrone Bio Innovations Inc MBII
Common Stock
|
2014-05-16 | Buy | 20,300 | $9.25 | 187,775 |
|
Marrone Bio Innovations Inc MBII
Common Stock
|
2014-05-16 | Buy | 27,988 | $9.25 | 258,889 |
|
Marrone Bio Innovations Inc MBII
Common Stock
|
2014-05-16 | Buy | 300 | $9.25 | 2,775 |
| showing 20 of 27 most recent transactions | |||||
| Related Firms | State | AUM |
|---|---|---|
|
Ivy Investment Management Company
✚
|
KS | |
|
Waddell & Reed Inc
✚
|
KS |