|
⚲
|
| Keyboard |
| Wainwright Investment Counsel LLC
✚
|
|
|---|---|
| CRD # | 108711 |
| SEC # | 801-56485 |
| CIK # | 0001219108 |
| AUM | 5,516.2 M (2026-03-31) |
| Employees | 17 (59% Investors, 94% Brokers) |
| Phone | 617-531-3100 |
| Address | One Boston Place Boston, MA 02108 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Wainwright Renaissance Fund 1 LP Series A Limited Partnership Interests | [2015-03-27] | 45.3 M | 13.6 M |
| Filed 2025-08-29 (D/A) · Exemption 506(b) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Commission $266,071 · Net Assets Decline to Disclose | ||||
| HF | Wainwright Dreadnought Master Fund LP | [2014-03-28] | 4.9 M | 0.4 M |
| Filed 2016-01-13 (D/A) · Exemption 506(b), 3(c)(1) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Commission $8,712 · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 68 | 0.0 |
| (b) Individuals (high net worth individuals) | 108 | 1.7 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 1 | 0.0 |
| (g) Pension and profit sharing plans | 4 | 0.0 |
| (h) Charitable organizations | 12 | 0.2 |
| (i) State or municipal government entities | 10 | 2.8 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 9 | 0.0 |
| (n) Other | 2 | 0.7 |
| Total | 214 | 5.5 |
| By Discretionary | ||
| Discretionary | 62 | 0.1 |
| Non-Discretionary | 152 | 5.4 |
| Total | 214 | 5.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.5 | |
| United States Persons | 5.0 | |
| Total | 214 | 5.5 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Wainwright Investment Counsel LLC | Promoter | 4 | 2 | |
| Eric Bertonazzi | Executive Officer | 4 | 2 | |
| Gustavo Aristizabal | Executive Officer | 3 | 2 | |
| Dreadnought Management LLC | Executive Officer | 2 | 2 | |
| Wainwright Capital Partners LLC | Executive Officer | 2 | 2 | |
| Paul Martins | Executive Officer | 1 | 1 | |
| Dreadnought GP LLC | Executive Officer | 1 | 1 |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Serves | Institutional, Retail, Research |
| Fund Types | Hedge Fund |
| LEI | 549300U7Q5B93YK7O165 |
| Comparable Firms | State | AUM |
|---|---|---|
|
Ingalls & Snyder LLC
✚
|
NY | 7,826.6 M |
|
MGO One Seven LLC
✚
|
OH | 7,717.8 M |
|
Bailard Inc
✚
|
CA | 7,560.9 M |
|
Integrated Advisors Network LLC
✚
|
TX | 5,522.6 M |
|
Fenimore Asset Management Inc
✚
|
NY | 5,409.8 M |
|
Baker Avenue Asset Management LP
✚
|
CA | 5,086.0 M |
|
CWA Asset Management Group LLC
✚
|
FL | 4,514.5 M |
|
GM Advisory Group LLC
✚
|
NY | 4,362.4 M |
|
Morton Capital Management LLC
✚
|
CA | 3,465.7 M |
|
Logan Capital Management Inc
✚
|
PA | 3,095.8 M |