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| Happy Holidays!! thanks for using AUM13F!! |
| Wainwright Investment Counsel LLC
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| CRD # | 108711 |
| SEC # | 801-56485 |
| CIK # | 0001219108 |
| AUM | $5.5 B (2025-06-04) |
| Employees | 16 (62% Investors, 100% Brokers) |
| Phone | 617-531-3100 |
| Address | One Boston Place Boston, MA 02108 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| HF | Wainwright Renaissance Fund 1 LP Series A Limited Partnership Interests | [2015-03-27] | 37.8 | 14.4 |
| HF | Wainwright Dreadnought Master Fund LP | [2014-03-28] | 2.4 | 0.4 |
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 70 | 0.0 |
| (b) Individuals (high net worth individuals) | 98 | 1.5 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 1 | 0.0 |
| (g) Pension and profit sharing plans | 3 | 0.0 |
| (h) Charitable organizations | 13 | 0.2 |
| (i) State or municipal government entities | 11 | 3.1 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 9 | 0.0 |
| (n) Other | 2 | 0.7 |
| Total | 207 | 5.5 |
| By Discretionary | ||
| Discretionary | 59 | 0.1 |
| Non-Discretionary | 148 | 5.4 |
| Total | 207 | 5.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.5 | |
| United States Persons | 5.1 | |
| Total | 207 | 5.5 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 |
|---|---|---|---|
| Roger Priaulx | 15 | ||
| Saro Picciotto | 3 | ||
| Wainwright Investment Counsel LLC | 4 | ||
| Eric Bertonazzi | 4 | ||
| Gustavo Aristizabal | 3 | ||
| Dreadnought Management LLC | 2 | ||
| Wainwright Capital Partners LLC | 2 | ||
| Edel Anderson | 1 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Cary Street Partners Investment Advisory LLC
✚
|
VA | 8.3 |
|
Ingalls & Snyder LLC
✚
|
NY | 6.9 |
|
Bailard Inc
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CA | 6.5 |
|
Fenimore Asset Management Inc
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|
NY | 5.4 |
|
MGO One Seven LLC
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|
OH | 4.8 |
|
Baker Avenue Asset Management LP
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|
CA | 3.8 |
|
GM Advisory Group LLC
✚
|
NY | 3.7 |
|
CWA Asset Management Group LLC
✚
|
FL | 3.3 |
|
Morton Capital Management LLC
✚
|
CA | 3.0 |
|
Logan Capital Management Inc
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|
PA | 2.7 |