Ingalls & Snyder LLC

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Assets, Funds, Holdings

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Ingalls & Snyder LLC
CRD #2288
SEC #801-5016
CIK #0001041885
AUM 7,826.6 M (2025-12-24)
Employees 92 (54% Investors, 65% Brokers)
Phone212-269-7800
Address1 Rockefeller Plaza
New York, NY 10020
Source [IAPD] [EDGAR] [Website] [LinkedIn]
Total AUM ($B)
10.08.06.04.02.00.01999200820172027
Sector Form 13F Holdings Value ($B)
Stryker Corp 0.0
Upjohn Inc 0.0
Emerson Electric Co 0.0
Academy Sports & Outdoors Inc 0.0
Huntsman Corp 0.0
AT&T Inc 0.0
BHP Billiton Ltd 0.0
International Business Machines Corp 0.0
Linde PLC 0.0
Marathon Petroleum Corp 0.0
View All
Holdings by Sector ($B)
3.02.41.81.20.60.02011201620212027
Type Form D Funds Date Sold AUM
HF IAS Alpha Partners LP [2022-03-10] 23.1 M 26.3 M
Filed 2026-01-05 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Commission $11,916 · Net Assets Decline to Disclose
HF Ingalls & Snyder Value Partners LP [2011-12-15] 93.7 M
HF Macbay Partners LP [2011-12-15] 27.2 M 17.4 M
Filed 2013-04-19 (D/A) · Exemption 506, 3(c), 3(c)(7) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF Underhill Partners LP [2011-12-15] 40.0 M 22.2 M
Filed 2025-09-05 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Finder's Fee $7,083 · Net Assets Decline to Disclose
AUM Breakdown Accounts AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals) 3,155 1.0
(b) Individuals (high net worth individuals) 1,090 5.8
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 3 0.2
(g) Pension and profit sharing plans 51 0.1
(h) Charitable organizations 59 0.1
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 1 0.3
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 94 0.3
(n) Other 0 0.0
Total 4,453 7.8
By Discretionary
Discretionary 4,403 7.7
Non-Discretionary 50 0.2
Total 4,453 7.8
By Non-United States Persons
Non-United States Persons 7.8
United States Persons 0.0
Total 4,453 7.8
Form D Directors Role # Filings # Firms 2011 - 2026
Kenneth Lee Executive Officer 33 4
Robert Case Executive Officer 13 2
H Boone Executive Officer 5 2
Edward Oberst Executive Officer 2 2
Frank Stolba Executive Officer 3 1
Adam Grisanti Executive Officer 1 1
Underhill Capital LLC Executive Officer 1 1
EDGAR Form CIK 2011 - 2026
13F-HR [0001041885]
SC 13D [0001041885]
SC 13G [0001041885]
Form 13D/13G Filer Form 13D/13G Subject Filed
Ingalls & Snyder LLC Applied Energetics Inc [2026-04-23]
Ingalls & Snyder LLC Durect Corp [2024-03-27]
Ingalls & Snyder LLC Immunoprecise Antibodies Ltd [2024-02-27]
Ingalls & Snyder LLC Immunoprecise Antibodies Ltd [2023-07-07]
Ingalls & Snyder LLC Applied Energetics Inc [2022-02-04]
Ingalls & Snyder LLC Inuvo Inc [2019-07-19]
Ingalls & Snyder LLC Inuvo Inc [2018-06-26]
Ingalls & Snyder LLC Concert Pharmaceuticals Inc [2018-02-09]
Ingalls & Snyder LLC Durect Corp [2018-02-09]
Ingalls & Snyder LLC Americas Silver Corp [2017-02-15]
View All
Firm Profile (Form ADV)
Discretionary AUM$3.1B
Clients1 (1 non-US)
ServesInstitutional, Retail, Research
Fund TypesHedge Fund
LEIWM8HZVNQD6SIY7TWON61
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