Warlander Asset Management LP

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Warlander Asset Management LP
CRD #282199
SEC #801-106998
CIK #0001673887
AUM
Employees 10 (40% Investors, 0% Brokers)
Fees
Minimum
Phone646-779-6200
Address250 West 55th Street
New York, NY 10019
Source [IAPD] [EDGAR]
Total AUM ($M)
20001600120080040002009201420192025
Fees and Compensation — Form ADV Part 2A (2/12/2021) [Brochure]
FEES AND COMPENSATION

   A. Advisory Fees and Compensation.

      The fees applicable to each Fund are set forth in detail in each Fund's offering
documents. A brief summary of such fees is provided below.

       1. Domestic Fund

        Management Fee. Generally, the Domestic Fund pays the Investment Adviser a fee
for investment management services (the "Management Fee") for each fiscal quarter based
upon combined total fee-paying assets under management (“Fee AUM”) across all funds
advised by the Investment Manager between 0.125% (when the fee-paying AUM is >$2.5B)
and 0.375% (when the fee-paying AUM is <=$1B) and 0.50-1.50% per annum. The
Management Fee is calculated and paid in advance but is amortized monthly by the Domestic
Fund over the quarter for which such Management Fee is paid.

        The Management Fee will be prorated for any capital contribution or withdrawal by
an investor that is effective other than as of the first day of a quarter. In the event of a
withdrawal by an investor other than as of the last day of a quarter, the Investment Adviser
will pay to the Domestic Fund an amount equal to the pro rata portion of the Management
Fee, based on the actual number of days remaining in such quarter, and the Domestic Fund
will distribute such amount to the withdrawing investor. The Investment Adviser, in its sole
discretion, may elect to reduce, waive or calculate differently the Management Fee with
respect to any employee or affiliate of the Investment Adviser, or any family member or
estate planning vehicle of such person. The Fund General Partner will not be charged the
Management Fee.

        Incentive Allocation. Generally, at the end of each fiscal year of the Domestic Fund,
the Fund General Partner is entitled to an incentive allocation (the "Incentive Allocation") in
an amount equal to 15% of the net capital appreciation (which includes both realized gains
and losses and unrealized appreciation and depreciation of securities held in the Domestic
Fund's portfolio) allocated to an investor's capital account for such fiscal year after deducting
the Management Fee debited to such investor's capital account for such fiscal year, subject to
a loss carryforward mechanism.

        In the event that the Domestic Fund is terminated, or an investor withdraws other than
at the end of a fiscal year, then for purposes of determining the Incentive Allocation allocable
at such time to the Fund General Partner, net capital appreciation will be determined as if
such dates were the end of the fiscal year, subject to certain adjustments. The Fund General
Partner, in its sole discretion, may elect to reduce, waive or calculate differently the Incentive
Allocation with respect to any employee or affiliate of the Investment Adviser, or any family
member or estate planning vehicle of such person.

       2. Offshore Fund

      Management Fee. Generally, the Offshore Fund pays the Investment Adviser a
Management Fee for each fiscal quarter based upon combined total fee-paying assets under
management (“Fee AUM”) across all funds advised by the Investment Manager between
0.125% (when the fee-paying AUM is >$2.5B) and 0.375% (when the fee-paying AUM is
<=$1B) and 0.50-1.50% per annum. The Management Fee is calculated and paid in advance

but is amortized monthly by the Offshore Fund over the quarter for which such Management
Fee is paid.
        The Management Fee will be prorated for any subscription or redemption by an
investor that is effective other than as of the first day of a quarter. In the event of a
redemption by an investor other than as of the last day of a quarter, the Investment Adviser
will pay to the Offshore Fund an amount equal to the pro rata portion of the Management
Fee, based on the actual number of days remaining in such quarter, and the Offshore Fund
will distribute such amount to the redeeming investor. The Investment Adviser, in its sole
discretion, may elect to reduce, waive or calculate differently the Management Fee with
respect to any employee or affiliate of the Investment Adviser, or any family member or
estate planning vehicle of such person. The Fund General Partner will not be charged the
Management Fee.

       Incentive Allocation. Because all of the Offshore Fund's investible assets will be
invested in the Offshore Mini-Master Fund, any appreciation and depreciation of the
Offshore Fund's net asset value will be based on the net capital appreciation or net capital
depreciation of the Offshore Mini-Master Fund's assets.

        Generally, at the end of each fiscal year, the Fund General Partner is entitled to
receive an Incentive Allocation (together with the Incentive Allocation from the Domestic
Fund, the "Performance Compensation") in an amount equal to 15% of the net realized and
unrealized appreciation in the net asset value of the Offshore Mini-Master Fund
corresponding to a series of shares in the Offshore Fund, adjusted for any redemption of
shares in the series made during the year and any accruals of the Incentive Allocation and
subject to a loss carryforward mechanism.

         In the event that shares are redeemed other than at the end of a fiscal year, the
Incentive Allocation will be determined solely with respect to the shares so redeemed as of
the redemption date. The Fund General Partner, in its sole discretion, may elect to reduce,
waive or calculate differently the Incentive Allocation with respect to any employee or
affiliate of the Investment Adviser, or any family member or estate planning vehicle of such
person.

   B. Payment of Fees.

       Fees and compensation paid to the Investment Adviser or its affiliates by the Funds
are generally deducted from the assets of such clients. As discussed above, Management
Fees are generally deducted on a quarterly basis and Performance Compensation is generally
deducted on an annual basis.

   C. Additional Fees and Expenses.
...
Account Minimums and Types of Clients — Form ADV Part 2A (2/12/2021) [Brochure]
TYPES OF CLIENTS

       We provide investment advice to the Funds, as described above.

      As discussed above, we may in the future provide investment advice to Managed
Accounts for institutional and other investors.
Sector Form 13F Holdings Value ($M)
Westinghouse Air Brake Technologies Corp 93.4
Globalstar Inc 17.8
 
 
 
 
 
 
 
 
 
Holdings by Sector ($M)
120096072048024002017201820192020
Type Form D Funds Date Sold AUM
HF Warlander Offshore Mini-Master Fund LP [2015-11-25] 1.3 M 138.1 M
Filed 2021-01-08 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 3 448.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 3 448.0
By Discretionary
Discretionary 3 448.0
Non-Discretionary 0 0.0
Total 3 448.0
By Non-United States Persons
Non-United States Persons 138.1
United States Persons 309.9
Total 3 448.0
Form D Directors Role # Filings # Firms 2011 - 2026
Marc Pfeffer Executive Officer 7 4
Eric Cole Executive Officer 3 3
Warlander Asset Management LP Promoter 3 3
Warlander Partners GP LLC Executive Officer 2 2
Alex Ginzburg Executive Officer 2 2
EDGAR Form CIK 2011 - 2026
13F-HR [0001673887]
SC 13D [0001673887]
SC 13G [0001673887]
Form 13D/13G Filer Form 13D/13G Subject Filed
Warlander Asset Management LP Garrett Motion Inc [2020-12-21]
Warlander Asset Management LP Superior Energy Services Inc [2020-01-10]
Warlander Asset Management LP Ultra Petroleum Corp [2016-05-12]
Firm Profile (Form ADV)
Discretionary AUM$0.0B
Clients3 (66 non-US)
ServesInstitutional
Fund TypesHedge Fund
LEI549300FDKAP0CYKMB722
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