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| Water Island Capital LLC
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|---|---|
| CRD # | 113358 |
| SEC # | 801-57341 |
| CIK # | 0001222765 |
| AUM | 1,218.3 M (2026-03-30) |
| Employees | 26 (27% Investors, 27% Brokers) |
| Fees | |
| Minimum | |
| Phone | 800-560-8210 |
| Address | 104 5th Avenue New York, NY 10011-6901 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Electronic Arts Inc | 0.1 | ||
| Discovery Communications Inc | 0.0 | ||
| PNM Resources Inc | 0.0 | ||
| Penumbra Inc | 0.0 | ||
| Chart Industries Inc | 0.0 | ||
| Norfolk Southern Corp | 0.0 | ||
| Webster Financial Corp | 0.0 | ||
| National Storage Affiliates Trust | 0.0 | ||
| Colony NorthStar Inc | 0.0 | ||
| Silicon Laboratories Inc | 0.0 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Water Island Merger Arbitrage Institutional Commingled Master Fund LP | [2020-03-27] | 115.8 M | 141.2 M |
| Filed 2022-02-18 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $50,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Water Island Event-Driven Fund LLC | [2018-03-29] | 6.9 M | |
| Filed 2017-03-31 (D) · Exemption 506(c), 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets $5,000,001 - $25,000,000 | ||||
| HF | Water Island Levarb Fund LP | [2018-03-29] | 6.3 M | 2.4 M |
| Filed 2021-02-24 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| Other | Water Island Merger Arbitrage Institutional Commingled Fund LP | [2018-03-29] | 115.8 M | 115.8 M |
| Filed 2022-02-18 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $50,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Water Island Global Master LP | 2016-03-30 | 0.3 M | |
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 6 | 1.2 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 1 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 7 | 1.2 |
| By Discretionary | ||
| Discretionary | 7 | 1.2 |
| Non-Discretionary | 0 | 0.0 |
| Total | 7 | 1.2 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 1.2 | |
| Total | 7 | 1.2 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| John Orrico | Executive Officer | 4 | 2 | |
| Water Island Holdings LLC | Executive Officer | 2 | 2 | |
| Institutional Commingled GP LLC Water Island Merger Arbitrage | Executive Officer | 1 | 1 | |
| Water Island Merger Arbitrage Institutional Commingled GP LLC | Executive Officer | 1 | 1 | |
| Water Island Levarb GP LLC | Executive Officer | 1 | 1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001222765] | |
| SC 13D | [0001222765] | |
| SC 13G | [0001222765] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.3B |
| Serves | Institutional |
| Fund Types | Hedge Fund |
| LEI | IEUW0AW31PB5M40NL881 |
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