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| Waterton Investment Adviser LLC
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| CRD # | 285602 |
| SEC # | 801-109009 |
| CIK # | |
| AUM | $4.3 B (2026-06-03) |
| Employees | 226 (31% Investors, 0% Brokers) |
| Phone | 312-948-4500 |
| Address | 222 S Riverside Plaza Chicago, IL 60606 |
| Source | [IAPD] [Website] [Twitter] [LinkedIn] [Facebook] [Instagram] |
| Total AUM ($B) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| RE | WRPV XV Credit Co-Invest LP | [2026-03-29] | 0.0 | 45.1 |
| Filed 2025-03-31 (D) · Exemption 506(b), 3(c), 3(c)(5), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| RE | Waterton Residential Property Venture XV LP | 2024-03-27 | 1,359.1 | |
| RE | Waterton Residential Property Venture XV Non-US LP | 2024-03-27 | 442.0 | |
| RE | WRPV XIV Shoreham-Tides Co-Invest LP | [2023-03-29] | 0.0 | 91.5 |
| Offered $100,000,000 · Filed 2022-04-14 (D) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(5), 3(c)(7) · Remaining $100,000,000 · Duration One year or less · Net Assets Decline to Disclose | ||||
| RE | Waterton Residential Property Venture XIII Edge Co-Invest LP | [2022-03-31] | 0.0 | 90.2 |
| Filed 2018-10-09 (D) · Exemption 506(b), 3(c), 3(c)(5), 3(c)(7) · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose | ||||
| RE | Waterton Residential Property Venture XIII LP | [2022-03-31] | 234.4 | 599.2 |
| Offered $750,000,000 · Filed 2017-05-02 (D) · Exemption 506(b), 3(c), 3(c)(5), 3(c)(7) · Remaining $515,625,000 · Duration More than one year · Net Assets Decline to Disclose | ||||
| RE | Waterton Residential Property Venture XIII Parallel Fund LP | 2022-03-31 | 214.4 | |
| RE | Waterton Residential Property Venture XII LP | [2022-03-31] | 385.0 | 72.1 |
| Offered $500,000,000 · Filed 2015-05-07 (D/A) · Exemption 506(b), 3(c), 3(c)(5), 3(c)(7) · Minimum $10,000,000 · Remaining $115,000,000 · Duration More than one year · Finder's Fee $1,000,000 · Net Assets Decline to Disclose | ||||
| RE | Waterton Residential Property Venture Xi LP | [2022-03-31] | 437.0 | 2.5 |
| Offered $500,000,000 · Filed 2011-02-17 (D) · Exemption 506, 3(c), 3(c)(5), 3(c)(7) · Minimum $5,000,000 · Remaining $63,000,000 · Duration One year or less · Commission $6,640,000 · Net Assets Over $100,000,000 | ||||
| RE | Waterton Residential Property Venture Xi PF-1 LP | [2022-03-31] | 63.0 | 0.4 |
| Offered $500,000,000 · Filed 2011-02-17 (D) · Exemption 506, 3(c), 3(c)(5), 3(c)(7) · Minimum $5,000,000 · Remaining $437,000,000 · Duration One year or less · Commission $860,000 · Net Assets Over $100,000,000 | ||||
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 17 | 4.3 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 17 | 4.3 |
| By Discretionary | ||
| Discretionary | 17 | 4.3 |
| Non-Discretionary | 0 | 0.0 |
| Total | 17 | 4.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 4.3 | |
| Total | 17 | 4.3 |
| Limited Partners | 2011 - 2026 |
|---|---|
| Orange County Employee Retirement System | |
| Teachers' Retirement System of the City of New York |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| David Schwartz | Executive Officer | 91 | 5 | |
| Michelle Wells | Executive Officer | 16 | 3 | |
| Marc Swerdlow | Executive Officer | 16 | 3 | |
| Erick Harris | Executive Officer | 8 | 3 | |
| Philip Lukowski | Executive Officer | 19 | 2 | |
| Rick Hurd | Executive Officer | 16 | 2 | |
| Erin Ankin | Executive Officer | 15 | 2 | |
| Lisa Newton | Executive Officer | 10 | 2 | |
| Peter Vilim | Executive Officer | 8 | 2 | |
| Douglas Denyer | Executive Officer | 7 | 2 | |
| Mark Stern | Executive Officer | 6 | 2 | |
| Gregory Lozinak | Executive Officer | 4 | 2 | |
| Craig Walczyk | Executive Officer | 3 | 2 | |
| Lela Cirjakovic | Executive Officer | 3 | 2 | |
| Mark Zettl | Executive Officer | 2 | 2 | |
| Waterton Associates LLC | Executive Officer, Promoter | 3 | 1 | |
| Waterton Venture XIII GP LLC | Promoter | 2 | 1 |
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