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| Happy Holidays!! thanks for using AUM13F!! |
| Waterton Investment Adviser LLC
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| CRD # | 285602 |
| SEC # | 801-109009 |
| CIK # | |
| AUM | $4.5 B (2025-05-19) |
| Employees | 224 (31% Investors, 0% Brokers) |
| Phone | 312-948-4500 |
| Address | 222 S Riverside Plaza Chicago, IL 60606 |
| Source | [IAPD] [Website] [Twitter] [LinkedIn] [Facebook] [Instagram] |
| Total AUM ($B) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| RE | Waterton Residential Property Venture XV LP | 2024-03-27 | 1,308.0 | |
| RE | Waterton Residential Property Venture XV Non-US LP | 2024-03-27 | 427.4 | |
| RE | WRPV XIV Shoreham-Tides Co-Invest LP | [2023-03-29] | 0.0 | 80.6 |
| RE | Waterton Residential Property Venture XIII Edge Co-Invest LP | [2022-03-31] | 0.0 | 124.6 |
| RE | Waterton Residential Property Venture XIII LP | [2022-03-31] | 234.4 | 736.8 |
| RE | Waterton Residential Property Venture XIII Parallel Fund LP | 2022-03-31 | 261.8 | |
| RE | Waterton Residential Property Venture XII LP | [2022-03-31] | 385.0 | 180.6 |
| RE | Waterton Residential Property Venture Xi LP | [2022-03-31] | 437.0 | 20.3 |
| RE | Waterton Residential Property Venture Xi PF-1 LP | [2022-03-31] | 63.0 | 3.0 |
| RE | Waterton Residential Property Venture XIV LP | [2022-03-31] | 0.0 | 995.1 |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 16 | 4.5 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 16 | 4.5 |
| By Discretionary | ||
| Discretionary | 16 | 4.5 |
| Non-Discretionary | 0 | 0.0 |
| Total | 16 | 4.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 4.5 | |
| Total | 16 | 4.5 |
| Limited Partners | 2011 - 2025 |
|---|---|
| Orange County Employee Retirement System | |
| Teachers' Retirement System of the City of New York |
| Form D Directors | # Filings | # Firms | 2011 - 2025 |
|---|---|---|---|
| David Schwartz | 86 | ||
| Michelle Wells | 16 | ||
| Marc Swerdlow | 16 | ||
| Philip Lukowski | 19 | ||
| Rick Hurd | 16 | ||
| Erin Ankin | 15 | ||
| Lisa Newton | 10 | ||
| Peter Vilim | 8 | ||
| Douglas Denyer | 7 | ||
| Mark Stern | 6 | ||
| Gregory Lozinak | 4 | ||
| Craig Walczyk | 3 | ||
| Lela Cirjakovic | 3 | ||
| Mark Zettl | 2 | ||
| Waterton Associates LLC | 3 | ||
| Waterton Venture XIII GP LLC | 2 | ||
| Waterton Kj Bond Manager LLC | 1 |
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|---|---|---|
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Transwestern Investment Management LLC
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Greystone Bridge Lending Fund Manager LLC
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Slate Advisory Service US LLC
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IL | 3.8 |