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| Wealth Advisory Group Inc
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| CRD # | 122269 |
| SEC # | 801-107381 |
| CIK # | |
| AUM | 666.9 M (2025-10-30) |
| Employees | 7 (86% Investors, 57% Brokers) |
| Fees | |
| Minimum | |
| Phone | 610-225-1000 |
| Address | 1055 Westlakes Drive Berwyn, PA 19312 |
| Source | [IAPD] [Website] |
| Total AUM ($M) |
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| Fees and Compensation — Form ADV Part 2A (10/30/2025) [Brochure] |
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Item 5 Fees and Compensation
Wealth Advisory Group, Inc.'s Ongoing Fee-Based Engagement Agreements
Depending upon the type of advisory service to be provided, clients generally have a choice regarding
the manner in which fees will be calculated for such services. Options for calculating fees include the
following:
• Percentage of assets under management;
• Hourly charges;
• Flat Fees (As per the “metallic” engagement levels detailed directly below);
• Other retainer or service fees, or some combination of the above.
Note that when charging an asset-based fee (i.e., a percentage of the assets being managed) a
conflict of interest exists since the more assets there are in your account, the more you will pay in fees.
We therefore have an incentive to encourage you to increase the assets in your account or to invest in
riskier securities that offer the potential for higher growth. However, as a fiduciary, we are obligated to
act solely in your best interests and our focus is on providing you with investment advice that is
appropriate for you in light of your specific financial situation.
Silver Engagement - The Silver option annual fee is $1,000. Fee payments are due at the time of
engagement. The annual fee is renewable annually. Engagement fees may be further discounted at
the discretion of our firm. Clients may cancel within five business days of enrollment and receipt of our
Form ADV Part 2 for a full refund of any payment made. Thereafter, clients may only cancel by
submission of written notice to us. Engagement fees shall be refunded to the client on a pro-rata basis.
Gold Engagement -The Gold option annual fee is $2,500. Fee payments are due 50% at the time of
engagement, and the remaining 50% is due six months later. This annual fee is renewable annually.
Engagement fees may be further discounted at our discretion. Clients may cancel within 5 business
days of engagement and receipt of our Form ADV Part 2 for a full refund of any payment made.
Thereafter, clients may only cancel by submission of written notice to us. Engagement fees shall be
refunded to the client on a pro-rata basis.
Platinum Engagement - The Platinum option fee is either a flat fee not to exceed $6,000 per quarter,
or an asset-based fee based on the fair market value of the assets in your account as of the last
business day of the month in which the client enrolls and thereafter as of the last business day of each
billing period. The engagement fee for asset-based fees shall be determined on a client-by-client basis
but for new clients and new accounts for existing clients shall not exceed a maximum fee of 1.25% of
the assets under management. Platinum fees may be negotiable based upon the complexity and size
of the asset holdings. This engagement fee is renewable annually.
At our discretion, we may combine the account values of family members living in the same household
to determine the applicable advisory fee. For example, we may combine account values for you and
your minor children, joint accounts with your spouse, and other types of related accounts. Combining
account values may increase the asset total, which may result in your paying a reduced advisory fee
based on the available breakpoints in our fee schedule stated above.
Investment Management Services - These services are performed and billed quarterly, in arrears,
based upon a percentage of assets under management. with fees for new clients and new accounts
opened for existing clients ranging from 1.25% to 0.20% annually1. On some occasions we also charge
flat fees in lieu of an asset-based fee. Typically, we will directly debit client accounts for the payment of
portfolio management fees. When we directly debit your account, payment of fees will be made by the
qualified custodian holding your funds and securities provided that the following requirements are met:
• You provide written authorization permitting the fees to be paid directly from your account held
by the qualified custodian. We do not have access to your funds for payment of fees without
your consent in writing.
• The qualified custodian agrees to send you and us a statement, at least quarterly, indicating all
amounts dispersed from the account including the amount of the advisory fee paid directly to
our firm.
We encourage you to carefully review the statement(s) you receive from the qualified custodian and
contact us if you have any questions.
In limited circumstances, upon request, we may agree to directly invoice you for advisory fees. In such
cases, fees will be payable as invoiced instead of a direct debit.
Clients may cancel within five business days of enrollment and receipt of our Form ADV Part 2 for a full
refund of any payment made. Thereafter, clients may only cancel by submission of written notice to us.
Engagement fees shall be refunded to you on a pro-rata basis.
It is understood that the Platinum engagement fee does not include the costs that will be paid by the
client for the execution or management of the assets by us or by an independent broker-dealer or
money manager, if applicable..
Wealth Advisory Group, Inc.'s Other Services:
Wealth Advisory Group, Inc.'s other Services will be performed at either an hourly rate, not to exceed
$350.00 per hour, or based upon a percentage of assets under management with fees ranging from
1.50% to 0.20%. Such fee shall be determined based upon the amount of assets and the level of
services provided, and whether we, or our Associated Persons receive compensation from another
investment advisor, money manager, or insurance broker for introducing or referring you to them.
1We have at least one legacy client whose advisory fee for a single account exceeds 1.25%, but no new client
will be charged more than 1.25%.
The payment terms shall be determined on a case-by-case basis.
Estate Planning - Consulting advice is provided on an hourly basis.
... |
| Account Minimums and Types of Clients — Form ADV Part 2A (10/30/2025) [Brochure] |
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Item 7 Types of Clients We offer investment advisory services to individuals, pension and profit sharing plans, trusts, estates, charitable organizations, corporations, and other business entities. In general, we do not require a minimum dollar amount to open and maintain an advisory account; however, we have the right to terminate your Account if it falls below a minimum size which, in our sole opinion, is too small to effectively manage. Institutional Intelligent Portfolios® Platform Clients eligible to enroll in the Program include individuals, IRAs, and revocable living trusts. Clients that are organizations (such as corporations and partnerships) or government entities, and clients that are subject to the Employee Retirement Income Security Act of 1974, are not eligible for the Program. The minimum investment required to open an account in the Program is $5,000. The minimum account balance to enroll in the tax-loss harvesting feature is $50,000. |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 142 | 50.0 |
| (b) Individuals (high net worth individuals) | 69 | 162.7 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 103 | 449.4 |
| (h) Charitable organizations | 0 | 4.5 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.3 |
| (n) Other | 0 | 0.0 |
| Total | 321 | 666.9 |
| By Discretionary | ||
| Discretionary | 222 | 219.6 |
| Non-Discretionary | 99 | 447.3 |
| Total | 321 | 666.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 666.9 | |
| Total | 321 | 666.9 |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.0B |
| Clients | 10 |
| Serves | Institutional, Retail |
| Comparable Firms | State | AUM |
|---|---|---|
|
Lombard Advisers Incorporated
✚
|
MD | 669.8 M |
|
Pacific Capital Wealth Advisors Inc
✚
|
CA | 668.6 M |
|
Wealth Care LLC
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|
668.6 M | |
|
The Oak Ridge Financial Services Group Inc
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|
MN | 668.6 M |
|
Oakwell Private Wealth Management LLC
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|
TX | 668.1 M |
|
Veridan Wealth LLC
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|
OR | 667.2 M |
|
Investors Research Corporation
✚
|
GA | 666.7 M |
|
Prestige Wealth Management Group LLC
✚
|
NJ | 666.4 M |
|
Bluechip Wealth Advisors LLC
✚
|
GA | 666.4 M |
|
Focused Alpha LLC
✚
|
CO | 663.9 M |