Prestige Wealth Management Group LLC

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Prestige Wealth Management Group LLC
CRD #127381
SEC #801-72627
CIK #0001772715, 0001765850
AUM 666.4 M (2026-03-10)
Employees 13 (31% Investors, 8% Brokers)
Fees
Minimum
Phone908-782-0001
Address31 State Route 12
Flemington, NJ 08822
Source [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook]
Total AUM ($M)
70056042028014002010201520212027
Fees and Compensation — Form ADV Part 2A (3/9/2026) [Brochure]
Item 5           Fees and Compensation

   A.
                                         NON-WRAP FEE BASIS
         The Registrant provides discretionary investment management services on a fee basis.
         The Registrant’s annual fee shall be based upon a percentage (%) of the market value and
         type of assets placed under the Registrant’s management, generally between 0.45% and
         1.95%.

                              PRESTIGE WEALTH WRAP FEE PROGRAM
         If a client determines to engage the Registrant to provide investment management
         services on a wrap fee basis in accordance with the Registrant’s Program, the services
         offered under, and the corresponding terms and conditions pertaining to, the Program are
         discussed in the Wrap Fee Program Brochure, a copy of which is presented to all
         prospective Program participants. Under the Program, the Registrant is able to offer
         participants discretionary investment management services, for a single specified annual
         Program fee, inclusive of trade execution, custody, reporting, and investment
         management fees. The current annual Program fee ranges from 0.45% to 1.95%,
         depending upon the amount and type of the Program assets.

         Investment Management Fees: The Registrant bases its fee determination upon various
         objective and subjective factors. As a result, clients could pay diverse fees based upon the
         market value of their assets, the complexity of the engagement, the level and scope of the

   overall investment advisory services to be rendered, and client negotiations. As a result of
   these factors, similarly situated clients could pay diverse fees, and the services to be
   provided by Registrant to any particular client could be available from other advisers at
   lower fees. All clients and prospective clients should be guided accordingly.
   Before engaging Registrant to provide investment advisory services, clients are required
   to enter into a discretionary wrap or non-wrap Investment Advisory Agreement, setting
   forth the terms and conditions of the engagement (including termination), which
   describes the fees and services to be provided.

          FINANCIAL PLANNING AND CONSULTING SERVICES (STAND-ALONE)
   Registrant’s planning and consulting fees are negotiable, but generally range from $3,500
   to $50,000 on a fixed fee basis, and from $500 to $750 on an hourly rate basis, depending
   upon the level and scope of the service(s) required and the professional(s) rendering the
   service(s).

B. Clients may elect to have the Registrant’s advisory fees deducted from their custodial
   account. Both Registrant's Investment Advisory Agreement and the custodial/clearing
   agreement may authorize the custodian to debit the account for the amount of the
   Registrant's investment advisory fee and to directly remit that management fee to the
   Registrant in compliance with regulatory procedures. In the limited event that the
   Registrant bills the client directly, payment is due upon receipt of the Registrant’s
   invoice.

C. As discussed below, unless the client directs otherwise or an individual client’s
   circumstances require, the Registrant shall generally recommend that Charles Schwab
   & Co. Inc., member SIPC (“Schwab”) serve as the broker-dealer/custodian for client
   investment management assets.

   Broker-dealers such as Schwab charge brokerage commissions, transaction, and/or other
   type fees for affecting certain types of securities transactions (i.e., including transaction
   fees for certain mutual funds, and mark-ups and mark-downs charged for fixed income
   transactions, etc.). The types of securities for which transaction fees, commissions, and/or
   other type fees (as well as the amount of those fees) shall differ depending upon the
   broker-dealer/custodian. While certain custodians, including Schwab, generally (with the
   potential exception for large orders) do not currently charge fees on individual equity
   transactions (including ETFs), others do.

   There can be no assurance that Schwab will not change their transaction fee pricing in the
   future.

   Schwab may also assess fees to clients who elect to receive trade confirmations and
   account statements by regular mail rather than electronically.

   Clients will incur, in addition to Registrant’s investment management fee, brokerage
   commissions and/or transaction fees, and, relative to all mutual fund and exchange traded
   fund purchases, charges imposed at the fund level (e.g., management fees and other fund
   expenses).

   Clients who engage the Registrant on a wrap fee basis will not incur brokerage
   commissions and/or transaction custodial fees in addition to the Program fee.

D. Registrant's annual investment advisory fee shall be prorated and paid quarterly, in
   advance, based upon the market value of the assets on the last business day of the
   previous quarter, including any accrued interest. The Registrant shall also make
   adjustments to its quarterly fees based upon inflows and outflows.

    The Investment Advisory Agreement between the Registrant and the client will continue
    in effect until terminated by either party by written notice in accordance with the terms of
    the Investment Advisory Agreement. Upon termination, the Registrant shall refund the
    pro-rated portion of the advanced advisory fee paid based upon the number of days
    remaining in the billing quarter.

E. Commission Transactions. In the event that the client desires, the client can engage
   certain of the Registrant’s investment advisor representatives, in their individual
   capacities, as a registered representative of Osaic Wealth (“Osaic”), a FINRA member
   broker-dealer, to implement investment recommendations on a commission basis. In the
...
Account Minimums and Types of Clients — Form ADV Part 2A (3/9/2026) [Brochure]
Item 7           Types of Clients

         The Registrant’s clients shall generally include individuals, business entities, trusts,
         estates, and charitable organizations, pension and profit sharing plans.
Sector Form 13F Holdings Value ($M)
Apple Inc 26.2
Colgate Palmolive Co 12.5
Microsoft Corp 8.9
Johnson & Johnson 8.2
Alphabet Inc 6.3
Nvidia Corp 5.4
Merck & Co Inc 4.5
Lilly Eli & Co 4.5
J P Morgan Chase & Co 4.4
Broadcom Inc 4.0
View All
Holdings by Sector ($M)
60048036024012002017202020232027
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 258 104.7
(b) Individuals (high net worth individuals) 182 561.7
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 1,366 666.4
By Discretionary
Discretionary 1,366 666.4
Non-Discretionary 0 0.0
Total 1,366 666.4
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 666.4
Total 1,366 666.4
EDGAR Form CIK 2011 - 2026
3 [0001765850]
6-K [0001765850]
SC 13D [0001765850]
SC 13G [0001765850]
13F-HR [0001772715]
Form 13D/13G Filer Form 13D/13G Subject Filed
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View All
Firm Profile (Form ADV)
Discretionary AUM$0.4B
Clients1
ServesInstitutional, Retail
Form 3/4/5 Subject 2011 - 2026
Chiu Chang-Wei
Aurelion Inc
Zheng Xiang
Shimizu Tokihiko
Xu Yanli Yuki
Jin Xin Moore
Schmidtke Bjorn Valentin Vennor
Yu Herman Cheng-Chun
Kazmerzak Qiang You
He Jing
View All
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