Wealth Engineers LLC

Item 5 – Fees and Compensation

The following section details the fee structure and compensation methodology for each of Wealth Engineers’
services.

Wealth Management and Dynamic Wealth Planning
As noted in Item 4, the Advisor’s primary service is a comprehensive ongoing engagement that includes
both discretionary investment management services and financial planning services, each of which are
subject to separate fees. The scope of service, deliverables, and fees for a comprehensive ongoing
engagement depend on whether the Client selects the Wealth Management or Dynamic Wealth Planning
service level. Clients who satisfy certain minimum levels of assets under management with the Advisor (as
detailed below) may have access to financial planning services at a lower fee than other Clients.

Investment Management Services

Advisor’s investment management fees are based on the following pricing schedule:

                        Investment Management Pricing Schedule (Annual Rate)
                                                                                    Dynamic Wealth
                                               Wealth Management
          Assets Under Management                                                      Planning
                                                 (Base Service)
                                                                                   (Premium Service)
          First $3,500,000                               0.50%                              0.75%

          Assets above $3,500,000                  No additional fee                   No additional fee

Investment management services are provided subject to a minimum portfolio requirement of $750,000 and
a minimum monthly fee of $312.50 for the Wealth Management service level or a minimum portfolio
requirement of $1,250,000 and a minimum monthly fee of $625.00 for the Dynamic Wealth Planning service
level. Due to these minimum fees, Client’s effective annual rate expressed in percentage terms may be higher
than the annual rate defined in the Investment Management Pricing Schedule above.

All fees will be specified in each Client’s written investment management agreement. Clients with existing
investment management agreements that were executed prior to the date of this amendment may be
grandfathered in on a legacy fee schedule that is no longer available to new clients.

Financial Planning Services

Wealth Engineers primarily offers ongoing financial planning on a fixed fee basis. The fee for ongoing
financial planning engagements depends on the scope and complexity of the Client’s circumstances and
ranges from $500 to $1,000 per month (or $6,000 to $12,000 per year). However, the Advisor offers the
following standardized fee schedule for Clients engaging Wealth Engineers for comprehensive service under
either its Wealth Management or Dynamic Wealth Planning service levels:

                                               Wealth Engineers, LLC
                                 600 17th Street, Suite 2800 South, Denver, CO 80202
                                                Phone: (303) 500-3245

                          Ongoing Financial Planning Pricing Schedule (Monthly)

                   Assets Under Management              Single Client          Couple/Joint Client

                   Under $750,000 Minimum                   $500                        $750

                     $750,000 to $1,000,000                 $250                        $375

                    $1,000,000 to $2,500,000                $185                        $285

                     $2,500,000 and above                          Complimentary

The Advisor’s ongoing financial planning service is an annual service engagement that includes meetings and
consultations, deliverables, and advice provided throughout the year. For Client convenience and simplicity,
Wealth Engineers allows ongoing financial planning fees to be paid on monthly basis in arrears. However, the
monthly fee does not necessarily correspond to the specific consultations/meetings, deliverables, or advice
provided in a given month. Rather, the fee is designed to correspond to the scope of services provided over a
full year when annualized by multiplying the monthly fee by 12.

At the outset of a new Client relationship the Advisor will review the complexity of the Client’s situation and
what the Advisor expects will be required to properly serve the Client relative to our standard scope of
service. If Wealth Engineers, in its sole discretion, concludes that the Client’s situation is more complex or
will require additional service compared to a typical Client, Wealth Engineers may adjust the above-stated
fees accordingly. Not all Clients with similar assets under management will pay the same financial planning
fee.

Financial planning fees are reviewed annually based on the service level selected by the Client and are not
adjusted on an interim basis due to market fluctuations in a Client’s assets under management. However,
deposits or withdrawals that significantly impact the amount of the Client’s assets under management with
the Advisor will be reviewed by Wealth Engineers on a case-by-case basis according to the tiers defined in
the above schedule.

All fees will be specified in each Client’s written financial planning agreement. Clients with existing financial
planning agreements that were executed prior to the date of this amendment may be grandfathered in on a
legacy fee schedule that is no longer available to new clients.

Hourly Financial Planning Services

In limited circumstances, Wealth Engineers may also offer financial planning services on a project-basis at an
hourly rate that ranges from $350 to $500 per hour, depending on the scope and complexity of the project.
Hourly financial planning engagements are subject to a $3,500 minimum project size. Prior to contracting for
...

Item 7 – Types of Clients

Wealth Engineers offers advisory services to individuals, high net worth individuals, trusts, estates,
corporations, and small business retirement plans in Colorado, California and other states. Wealth
Engineers requires a minimum portfolio size of $750,000 to establish an ongoing advisory relationship for
non-ERISA clients. Clients that do not meet the Advisor’s minimum may, at Wealth Engineers sole
discretion, engage the Advisor for hourly financial planning services on a project basis. In very limited
circumstances, Wealth Engineers may also offer stand-alone investment management or ongoing financial
planning services. Stand-alone investment management services require a minimum annual fee of $3,750
and a minimum portfolio size of $400,000. Stand-alone ongoing financial planning services require a
minimum annual fee of $6,000. Implementation of investment advice under a financial planning
relationship is the responsibility of the Client. Please see Item 4 – Advisory Business.