Wealth Management Nebraska LLC

Item 5 – Fees and Compensation

In addition to the information provide in Item 4 – Advisory Business , this section provides additional
details regarding our firm’s advisory services along with descriptions of each service’s fees and
compensation arrangements.

Wealth Management                                                                          Disclosure Brochure

Wealth Management does not receive any income in connection with acting as your investment advisor
except for the fees we charge as described below. Wealth Management does not receive commissions,
referral fees, finder’s fees or other cash compensation.

Fiduciary Services

Wealth Management offers Fiduciary Services both to defined contribution retirement plan sponsors
(“Sponsors”) and to investment advisers to defined contribution retirement plans (“Plans”). When we work
with an investment adviser to a Plan, we refer to that investment adviser as a “Relationship Manager
Advisor”. Fiduciary Services typically include:

    •   Providing a sample investment policy statement and assisting in its preparation for a Plan based
        upon information provided by the Plan’s Sponsor;
    •   Providing model investment portfolios to the Relationship Manager Advisor.        The Relationship
        Manager Advisor primarily offers six asset allocation models and makes them available to the
        Plan participants. Wealth Management monitors the asset allocation models and adjusts the
        holdings and weightings of each model on a discretionary basis in an effort to meet the stated
        investment objective of the model;
    •   Recommending specific mutual funds or investment vehicles to be offered as investment
        options under the Plan;
    •   Monitoring of the Plan’s investment options;
    •   Preparing reports concerning the performance of the investment options;
    •   Providing recommendations regarding changes in the Plan’s investments;
    •   Notifying the Sponsor of other relevant information regarding the investment options; and
    •   Providing other services as negotiated with the Sponsor or investment adviser to the Plan.

Wealth Management consults with each Relationship Manager Advisor about the investment options to be
made available under a Plan, including whether the Sponsor wishes investment vehicles to be selected from
the universe available through the custodian.

Fiduciary Fees

For its Fiduciary Services, Wealth Management charges a fee expressed as a percentage of the assets
covered by its investment advice and related services (the “Co-Fiduciary Fee”). The Co-Fiduciary Fee will
generally be between 0.10% to 0.15% per annum of covered assets with the right to adjust on a plan by
plan basis.

Backoffice Services

We provide backoffice services to other investment advisors. Our backoffice services include trade
processing, collection of management fees, record maintenance, report preparation, marketing assistance,
and research.

Wealth Management                                                                         Disclosure Brochure

Backoffice Fees

For our backoffice services, Wealth Management receives a portion of the fee paid by the clients to their
investment advisor. Our fee for backoffice services is charged directly to the investment advisor and is not
separately charged to the advisory clients that are serviced by the investment advisors. You (as an individual
client of the advisor receiving backoffice services) will not be charged any additional amount for charges
made to the registered investment advisor or investment advisor representative receiving backoffice
services from Wealth Management.

The fee for backoffice services from Wealth Management is negotiable. A fee schedule specific to each
Investment Advisor Representative or Registered Investment Advisor is negotiated and agreed upon for
backoffice services to be received. The annual fee we receive for backoffice services generally ranges from
0.10% to 1.0%, which is calculated based upon the amount of assets receiving backoffice services. The
fee is negotiable based upon factors including the total amount of assets receiving backoffice services, the
number of client accounts receiving services, the number of Plan participants in qualified accounts receiving
services, and the complexity of services to be provided. Typically, our fees are calculated and billed
quarterly, in advance, and are based on the market value of your account (Investment Advisor
Representative or Registered Investment Advisor) as reflected in the statements issued by the custodian
at that point in time. On an exception basis, our fees may be calculated and billed quarterly, in arrears,
and based on the market value of your account at the end of the billing quarter. Our fees are prorated in
the event that our services are provided for a partial quarter. On a quarterly basis we will provide you with
a report of all investment fees in total and show the portion for our services. Generally, the entire fee will
be charged against client accounts.

Investment Advisory (Asset Management) Services

We provide investment advisory services on your behalf. These services include the following:

        A.   Analyze your financial condition,
        B.   Recommend options to achieve your financial objectives,
        C.   Implement investment strategies, and
        D.   Monitor performance of your investments.

We work with you to determine your investment objectives and investor risk profile (investment policy) and
design a written investment policy statement. We use investment and portfolio allocation software to
evaluate alternative portfolio designs and we assist you in selecting the investment strategies that are
consistent with your investment policy. At your request we evaluate your existing investments with respect
to your investment policy and their individual performance. We work with you to develop a transition plan
...

Item 7 – Types of Clients

Wealth Management generally provides investment advice to the following types of clients:

    •   Individuals
    •   High-Net Worth Individuals
    •   Banks or thrift institutions
    •   Pension and profit sharing plans
    •   Trusts, estates, or charitable organizations
    •   Corporations or business entities other than those listed above
    •   State or municipal government entities

Wealth Management                                                                            Disclosure Brochure

Minimum Investment Amounts Required

There are no minimum investment amounts or conditions required for establishing an account managed
by Wealth Management. However, all clients are required to execute an agreement for services prior to
commencing any work.