Wealthplan Investment Management LLC

Item 5 – Fees and Compensation

In addition to the information provided in Item 4 – Advisory Business, this section describes the fees and
compensation arrangements for WealthPlan Investment Management LLC (“WealthPLAN Investment
Management” or “WPIM”). Clients should note that lower fees for comparable services may be available
from other sources. The exact fees and terms applicable to a client will be outlined in the written agreement
between the client and WPIM.

Financial Planning and Consulting Fees
WPIM may charge a fixed fee and/or an hourly fee for financial planning and consulting services. These
fees are negotiable and vary depending on the scope and complexity of the services provided and the
professional rendering the services. Flat fees generally range up to $5,000, and hourly fees generally range
between $100 and $300. The applicable fee will be disclosed in the written agreement executed by the
client.

Prior to engaging WPIM for financial planning or consulting services, the client and the firm must enter into
a written agreement setting forth the terms and conditions of the engagement, including the amount of the
fee. Fees are generally due upon delivery of the financial plan or completion of the agreed-upon services.
Financial planning services are provided pursuant to an ongoing agreement and may be terminated by
either party upon written notice. Upon termination, any prepaid but unearned fees will be refunded to the
client based on the time and effort completed prior to termination. Any fees owed to WPIM upon termination
will be billed at that time. No refunds will be made after delivery of the agreed-upon services. WPIM will not
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charge fees in excess of $1,200 more than six months in advance of services to be rendered. Clients receive
full disclosure of all fee arrangements in the applicable agreement.

WPIM may charge an additional $150 for ongoing access to the eMoney® financial planning software
platform. This optional fee may be offered to both financial planning clients and asset management clients
and will be disclosed in advance.

Asset Management Services
WPIM provides discretionary asset management services for the maximum combined annual management
fee and annual strategy fee charged by us under this Agreement will not exceed 2.00% of the market value
of the assets under our management. he specific fee schedule applicable to a client will be outlined in the
advisory agreement. Fees are negotiable based on factors such as account size, complexity, and services
provided.

Asset management fees are generally billed quarterly in advance, calculated on a pro-rata basis using
the value of the account(s) as of the last day of the prior quarter. Fees are typically deducted directly from
client account(s) pursuant to client authorization. In limited cases, WPIM may agree to invoice clients
directly. Fees are generally assessed on cash and cash equivalents unless otherwise agreed to in writing.
Adjustments are made for deposits and withdrawals in accordance with the advisory agreement.

As part of this billing process:
1. The qualified custodian sends account statements at least quarterly showing account values and
    disbursements, including advisory fees;
2. Clients authorize WPIM to deduct advisory fees from the account or to invoice the custodian; and
3. If WPIM provides a copy of an invoice to the client, it will include a legend encouraging the client to
    compare the invoice with the custodian’s statement.

Clients incur brokerage expenses and transaction costs charged by the qualified custodian, including
commissions, ticket charges, and other execution-related fees. WPIM does not receive any portion of such
fees. Clients may also incur third-party expenses related to investments held in the account, including
mutual fund sales loads, 12b-1 fees, internal fund expenses, surrender charges, annuity fees, retirement
plan fees, and custodian fees. Advisory fees charged by WPIM are separate from and in addition to these
costs. WPIM does not receive any portion of mutual fund internal expenses unless otherwise disclosed.

Third-Party Strategists and Sub-Advisers
WealthPlan Investment Management, LLC (“WPIM”) may use third-party investment strategists, model
providers, or sub-advisers (collectively, “Strategists”) to help manage client accounts. WPIM uses objective
criteria when selecting and regularly reviews Strategists to help ensure recommendations are made in the
client’s best interest. WPIM selects Strategists based on factors such as investment approach, risk profile,
performance history, and suitability for the client’s goals. More information about strategy selection and
monitoring is included in Item 8 and Item 16 of this Brochure.

In certain circumstances, additional fees may be assessed to the client account for the use of Strategists,
specifically for custom indexing or the use of a third-party investment adviser. In such cases, the additional
fee will be disclosed to the Client at the time the advisory agreement is signed.

Institutional Intelligent Portfolios® (Schwab)
Clients utilizing Institutional Intelligent Portfolios® (“IIP”) are charged an annual advisory fee by WPIM that
will not exceed 1.50% of assets under management. Fees are assessed quarterly in advance based on the
value of assets in the account as of the last day of the prior billing period. Fees are negotiable and disclosed
in the advisory agreement.
WealthPlan Investment Management LLC                Page 12                       Form ADV Part 2A: Firm Brochure

Fees are typically deducted from the client’s account pursuant to authorization. In limited circumstances,
WPIM may invoice the client directly. Fees are pro-rated for partial billing periods as applicable. Clients
...

Item 7 – Types of Clients

        WealthPlan Investment Management provides investment advice to the following types of clients:

         Individuals
         High net worth individuals
         Pension and profit-sharing plans
         Trusts, estates, or charitable organizations
         Corporations or business entities other than those listed above
         Broker Dealers
         Other investment adviser firms

You are required to execute a written agreement with WealthPlan Investment Management specifying the
particular advisory services in order to establish a client arrangement with WealthPlan Investment
Management.

Minimum Investment Amounts Required

Generally our firm does not have a minimum requirement for our services, however, for the Institutional
Intelligent Portfolios®, clients eligible to enroll in the Program include individuals, IRAs, and revocable
living trusts. Clients that are organizations (such as corporations and partnerships) or government
entities, and clients that are subject to the Employee Retirement Income Security Act of 1974, are not
eligible for the Program. The minimum investment required to open an account in the Program is $5,000.
The Program Disclosure Brochure describes related minimum required account balances for maintenance
of the account, automatic rebalancing, and tax-loss harvesting.