Advisors Asset Management Inc

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Assets, Funds, Holdings

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Advisors Asset Management Inc
CRD #46727
SEC #801-62731
CIK #0001297376, 0001076557
AUM $2.0 B (2025-06-27)
Employees 274 (19% Investors, 76% Brokers)
Phone719-488-9956
Address18925 Base Camp Road
Monument, CO 80132
Source [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook]
Total AUM ($B)
5.04.03.02.01.00.02003201020182026
Sector Form 13F Holdings Value ($B)
Amazon Com Inc 0.2
Microsoft Corp 0.1
Facebook Inc 0.1
Apple Inc 0.1
Alphabet Inc 0.1
Wal Mart Stores Inc 0.1
VISA Inc 0.1
Mastercard Inc 0.1
International Business Machines Corp 0.1
Verizon Communications Inc 0.1
View All
Holdings by Sector ($B)
151296302012201620212026
AUM Breakdown Accounts AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals) 1,399 0.4
(b) Individuals (high net worth individuals) 123 0.3
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 9 1.2
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 6 0.0
(h) Charitable organizations 4 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 276 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 50 0.1
(n) Other 0 0.0
Total 1,591 2.0
By Discretionary
Discretionary 1,558 2.0
Non-Discretionary 33 0.0
Total 1,591 2.0
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 2.0
Total 1,591 2.0
EDGAR Form CIK 2011 - 2025
13F-HR [0001297376]
SC 13G [0001297376]
Form 13D/13G Filer Form 13D/13G Subject Filed
Advisors Asset Management Inc Allspring Global Dividend Opportunity Fund [2025-05-08]
Advisors Asset Management Inc Clearbridge MLP & Midstream Total Return Fund Inc [2024-07-10]
Advisors Asset Management Inc Voya Global Advantage & Premium Opportunity Fund [2023-08-09]
Advisors Asset Management Inc Aberdeen Global Dynamic Dividend Fund [2022-05-10]
Advisors Asset Management Inc Virtus AllianzGI Diversified Income & Convertible Fund [2022-02-09]
Advisors Asset Management Inc Virtus AllianzGI Convertible & Income Fund [2021-06-10]
Advisors Asset Management Inc Nuveen Core Equity Alpha Fund [2020-05-08]
Advisors Asset Management Inc Tortoise Power & Energy Infrastructure Fund Inc [2019-11-08]
Advisors Asset Management Inc Tortoise Power & Energy Infrastructure Fund Inc [2019-11-08]
Advisors Asset Management Inc Voya Global Advantage & Premium Opportunity Fund [2019-11-08]
View All
Comparable Firms State AUM ($B)
BSW Wealth Partners Inc A Public Benefit Corporation
CO 2.0
Cable Hill Partners LLC
OR 2.0
Marks Group Wealth Management Inc
MN 2.0
Pinnacle Wealth Management Advisory Group LLC
NJ 2.0
Sellwood Investment Partners LLC
OR 2.0
Sisung Investment Management Services LLC
LA 2.0
Tradition Wealth Management LLC
MN 2.0
Sigma Investment Counselors Inc
MI 1.9
Pinnacle Wealth Planning Services Inc
OH 1.9
Wealthquest Corporation
OH 1.9
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