Advisors Asset Management Inc

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Advisors Asset Management Inc
CRD #46727
SEC #801-62731
CIK #0001297376, 0001076557
AUM 2,209.3 M (2026-03-31)
Employees 255 (16% Investors, 78% Brokers)
Phone719-488-9956
Address18925 Base Camp Road
Monument, CO 80132
Source [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn]
Total AUM ($B)
5.04.03.02.01.00.02002201020182027
Sector Form 13F Holdings Value ($B)
Alphabet Inc 0.2
Amazon Com Inc 0.2
Apple Inc 0.1
Microsoft Corp 0.1
Wal Mart Stores Inc 0.1
Facebook Inc 0.1
Verizon Communications Inc 0.1
Visa Inc 0.1
Mastercard Inc 0.1
Broadcom Inc 0.0
View All
Holdings by Sector ($B)
151296302011201620212027
Type Form D Funds Date Sold AUM
Other AAM / Wilshire Infrastructure Fund LP 2026-03-31 44.6 M
AUM Breakdown Accounts AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals) 1,314 0.4
(b) Individuals (high net worth individuals) 125 0.3
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 11 1.4
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 1 0.0
(g) Pension and profit sharing plans 6 0.0
(h) Charitable organizations 3 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 45 0.1
(n) Other 0 0.0
Total 1,505 2.2
By Discretionary
Discretionary 1,460 2.2
Non-Discretionary 45 0.0
Total 1,505 2.2
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 2.2
Total 1,505 2.2
EDGAR Form CIK 2011 - 2026
13F-HR [0001297376]
SC 13G [0001297376]
Form 13D/13G Filer Form 13D/13G Subject Filed
Advisors Asset Management Inc Virtus Convertible & Income Fund II [2025-12-10]
Advisors Asset Management Inc Allspring Global Dividend Opportunity Fund [2025-05-08]
Advisors Asset Management Inc Clearbridge MLP & Midstream Total Return Fund Inc [2024-07-10]
Advisors Asset Management Inc Voya Global Advantage & Premium Opportunity Fund [2023-08-09]
Advisors Asset Management Inc Aberdeen Global Dynamic Dividend Fund [2022-05-10]
Advisors Asset Management Inc Virtus AllianzGI Diversified Income & Convertible Fund [2022-02-09]
Advisors Asset Management Inc Virtus AllianzGI Convertible & Income Fund [2021-06-10]
Advisors Asset Management Inc Nuveen Core Equity Alpha Fund [2020-05-08]
Advisors Asset Management Inc Tortoise Power & Energy Infrastructure Fund Inc [2019-11-08]
Advisors Asset Management Inc Voya Global Advantage & Premium Opportunity Fund [2019-11-08]
View All
Firm Profile (Form ADV)
Discretionary AUM$0.3B
ServesInstitutional, Retail
LEIZ75DLV0PQ63UKOG1Q572
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