Wealthpro LLC

Item 5 – Fees and Compensation
For comprehensive or modular financial planning and/or consulting services (which may include
tax-related and other non-investment related matters), WealthPro may charge a fixed fee and/or
hourly fee for these services. WealthPro’s financial planning and consulting fees are negotiable,
but generally range from $3,000 to $12,000 on a fixed fee basis and/or from $350 to $800 on an
hourly rate basis, depending upon the level and scope of the services and the professional
rendering the financial planning and/or the consulting services. Certain non-advisory,
administrative and/or supporting services may be provided on an hourly basis with fees ranging
from $160 to $365 per hour. WealthPro shall be reimbursed for certain expenses to the extent
the client requires higher service levels, including for items such as shipping, printing, etc.

For investment management Advisory Business, WealthPro’s annual fee is exclusive of, and in
addition to brokerage commissions, transaction fees, and other related costs and expenses
which shall be incurred by the client. WealthPro’s annual fee shall be prorated and charged
quarterly, in advance, based upon the market value of the assets on the last day of the previous
quarter. The annual fee shall vary between 0.70% and 1.65%, depending upon the market value
of the assets under management and the type of investment management services to be
rendered, and the selection of Independent Manager. In certain instances, as discussed below
an accounts total annual fees may exceed 1.65% in instances when certain of the independent
managers include asset based custodial fees as a portion of their Platform Fee (the inclusion of
such custodial or trading expenses may or may not be disclosed by the Independent Manager
within such third-party managers own Brochure or Platform disclosure document(s). The terms,
conditions, and fee schedule under which the client shall engage the Independent Manager(s)
shall be set forth in separate written agreements between (1) the client and WealthPro and (2)
the client and the designated Independent Manager(s) and/or wrap fee program sponsor or
investment consulting service(s), WealthPro may provide such services on a fee basis.
WealthPro charges an annual fee based upon a percentage of the market value of the assets
being managed by WealthPro as further discussed in Item 4 – Advisory Business.

In most instances, fees based upon a percentage of the market value of the assets being
managed by WealthPro are deducted by the account’s custodian, directly from the account
being managed. Certain of the platforms and Independent Managers allow instructions to debit
such fees from alternative accounts held by the same client at the same Financial Institution, or
directly deducted from the client’s checking or savings account at the same or an unrelated
Financial Institution.

Please see Item 4 – Advisory Business for additional discussion of other types of fees or
expenses clients may pay in connection with WealthPro’s advisory services, such as custodian
fees, mutual fund expenses, brokerage and other transaction costs.

WealthPro, in its sole discretion, may charge a lesser management fee based upon certain
criteria (i.e., anticipated future earning capacity, anticipated future additional assets, dollar
amount of assets to be managed, related accounts, immediate family members of WealthPro’s
employees or associated persons, account composition, pre-existing client, account retention,
pro bono activities, etc.) All fees are subject to negotiation.

In certain circumstances, a client or prospective client may request that an Associated Person of
WealthPro provide expedited consulting or other services, perhaps involving the Associated
Person cancelling other engagements in order to meet the request. WealthPro may elect to
accommodate the request by offering “Head of the Class” service, making the requested service
available more immediately at two times the ordinary hourly fee or flat rate fee for the
professional involved.

Following notice of a client’s death or incapacity, WealthPro is often called upon to provide
advice and/or services to the client’s family member(s) and/or other beneficiary or beneficiaries.
The family member(s) and/or beneficiary (or beneficiaries) may express a sense of urgency and
may request various services either related to financial counseling and/or related to the
investment account(s). Significant time may be consumed by WealthPro’s Associated Persons
and administrative staff providing financial counseling and/or administrative services in such
circumstances. WealthPro bills for such services at its hourly rates or at a pre-specified fixed
rate, which may include its rates for expedited “Head of the Class” services as the situation
justifies. WealthPro reserves the right to decline to provide such services in the event that it
finds the family member(s) and/or beneficiary or beneficiaries non-cooperative or otherwise
unsuitable to become a WealthPro client(s). In such circumstances WealthPro may direct a
properly identified Authorized Person to contact the account(s) custodian(s) directly, and may
otherwise at its discretion, refrain from or withdraw from providing further services related to
distributing the account(s). WealthPro may, in its sole discretion, require the payment of its
predetermined fee, or a retainer fee prior to providing services, or may require that a family
member and/or beneficiary or beneficiaries agree to the payment of WealthPro’s fees for such
services from the proceeds of an inherited account or from insurance proceeds. With regards to
the investment account(s), WealthPro may allow such account(s) to remain under management
in whatever its existing risk/return strategy or profile may be, pending action by an appropriately
identified individual (or individuals) becoming authorized to supply instructions (for example an
...

Item 7 – Types of Clients
WealthPro offers portfolio management and or investment consulting services to individuals,
high net worth individuals, pension and profit-sharing plans, trusts, estates, charitable
organizations, corporations, not-for-profit organizations and other business entities.

WealthPro requires a minimum account size which varies depending upon the minimum
investment required by the Independent Manager chosen for a client’s account. Certain of the
Independent Managers require a minimum account sizes of $10,000, $25,000, $50,000,
$100,000 while other of the Independent Managers require a minimum account sizes of
$250,000, $500,000, $1,000,000 or more. These minimum account sizes serve as guidelines
only as the Independent Managers may waive their minimum account requirement or have
different minimum account sizes.