Westpark Capital Inc

Item 5 – Fees and Compensation
Financial Planning and Consulting Fees are determined by the IAR preparing your plan. Fees for Financial Plans can range
from a minimum of $150.00 to as high as $7,500 per plan depending upon the simplicity or complexity of your plan.
Consulting Fees are decided based on the complexity and type of consulting offered (one-time, ongoing & hourly versus a
flat rate). All fees are disclosed to you prior to purchasing a service. You may be required to pay one-half of the total fee
at the time of executing an agreement and the balance due upon delivery of the Plan; or to pay the total fee upon
delivery of the Plan only. Consulting fees are to be paid as outlined in the written agreement. Financial Planning and
Consulting Fees are negotiable. The specific manner in which fees are charged by WPC is established in your written
agreement with WPC. Upon termination of any service, any prepaid, unearned fees will be promptly refunded, and any
earned, unpaid fees will be due and payable.

The specific manner in which fees are charged by TPMs is established in your written agreement. Fees will be charged
in arrears or in advance, (depending on your specific client advisory agreement) within 15 days of the end of the
calendar month or quarterly in advance on the first day of the month. You can authorize the custodian or TPM to
directly debit fees from your accounts. In some cases, you can request to be billed directly.

Depending upon the specific client agreement, management fees may or may not be prorated for each capital contribution
and withdrawal you make during the applicable calendar quarter. Accounts initiated or terminated during a calendar
quarter generally are charged a prorated fee. Upon termination of any account, any prepaid, unearned fees will be
promptly refunded, and any earned, unpaid fees will be due and payable.

WPC is compensated by a percentage of the total fees charged on the account. An annual asset-based fee can range
from .25% to 2.75% of assets. Fees may vary depending upon the size of the account to be managed. These fees are known
as asset-based fees, portfolio management fees, advisory fees, etc.

The TPM’s Fee Schedule, Billing Schedule, and other important information regarding Fees and Compensation will be
disclosed in the TPM’s disclosure brochure or other account documents. It is important that you read the materials and
ask any questions before you establish an account.

Most TPMs will automatically debit the account fee from your account and will retain a portion to cover their services,
and will pass-through to WPC, WPC’s and your IAR’s percentage of the total fee debited from your account. A percentage
of the total fee billed is shared by the TPM, WPC and your IAR.

You may cancel your agreement within five days of execution and receive a full refund. If you cancel after five days of
executing your agreement, any prepaid, unearned fees will be promptly refunded, and any earned unpaid fees will be due
and payable. You may terminate your agreement(s) with WPC at any time. This request must be made in writing.

Management fees are exclusive of brokerage commissions, transaction fees, and other related costs and expenses, which
are the responsibility of the client. These charges are imposed by the custodian, broker-dealer, or other third-party service
providers and are separate from the advisory fees charged by WPC and/or the third-party manager. WPC does not receive
any portion of these brokerage commissions or transaction-related charges. Clients may incur additional expenses, including
but not limited to custodial fees, account maintenance fees, wire transfer fees, electronic fund fees, transfer taxes, and
other fees associated with securities transactions. Mutual funds and exchange traded funds also charge internal
management fees, which are disclosed in the fund’s prospectus. All such fees and expenses are in addition to the advisory
fees described above.

In determining which TPM to engage on your behalf, WPC takes into consideration specific current and historical
information available, including, but not limited to the TPM’s regulatory history, tenure, staffing, services offered, fees,
available programs, required account size, execution, clearance, custody and administrative services. The amount of the
fees, the services provided, the payment structure, termination provisions, and other aspects of each program are detailed
and disclosed in the TPM’s Form ADV Part 2A/Brochure, or other applicable disclosure document, and in the account
opening documents.

WPC’s IARs may also be registered representatives (“RRs”) of the affiliated broker/dealer WestPark Capital, Inc. The IAR is
compensated through fees paid by you to a TPM or when you purchase a financial plan or investment management
consulting service. A registered representative is paid through earned commissions when you purchase stocks, bonds,
and mutual funds through them in a brokerage account you may maintain with the Firm. The RR may receive 12b-1 fees
from the sale of mutual funds. These fees may create a conflict of interest as many mutual funds offer a variety of shares
classes, including those that don’t pay 12b-1 fees for eligible clients, to RRs. You have the option to either purchase the
recommended investment products to implement your financial plan through your IAR who a registered representative is
or through other brokers or agents that are not affiliated with WPC.

If you do decide to purchase investment products through your IAR, the purchase presents a conflict of interest and gives
your IAR an incentive to recommend investment products based on the compensation to be received, rather than on your
needs. Your IAR will disclose to you at the time of purchase the amount of compensation he/she will receive when you
purchase various investment products through them. This conflict is directly related to your payment of a fee for advisory
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Item 7 – Types of Clients
WPC offers investment services to individuals, high net worth individuals, trusts, estates, retirement plans, corporations, and
other business entities.