Wealthshape LLC

ITEM 5 – FEES AND COMPENSATION

WealthShape services are provided on a fee only basis. WealthShape does not sell financial products or accept
commissions or any other compensation from outside sources, except for incidental research, technology, and
brokerage services provided by Charles Schwab under the Section 28(e) safe harbor, which provide economic value to
the Firm and create a conflict of interest. We evaluate these benefits to ensure they are consistent with our fiduciary
duty and best execution obligations.

Investment Advisory Services
The specific manner in which our fees are charged is established in the Investment Advisory Agreement.
WealthShape will charge an annual fee based on the Client’s assets under management. WealthShape’s tiered fee
schedule is as follows:

• 0.85% on the first $1,000,000
• 0.65% on the next $2,000,000
• 0.55% on assets over $3,000,000

Fees are negotiable in certain circumstances.

Fees are billed quarterly in arrears, based on the quarter-end values of a client’s account on the last trading day of
the quarter. The first quarter’s fee will be based on the client’s initial assets under management and pro-rated from
the date the assets are traded in the account. Should an account be terminated, the fee will be calculated based on
the ending value of the previous day market value. Per the Investment Advisory Agreement, the client directs the
firm to direct the custodian to deduct fees from the account. The custodian does not validate or check our fee or its
calculation on the assets on which the fee is based. The custodian will deduct the fee from the account(s) or, if the
client has more than one related account(s), from the account designated by the Firm and/or the client to pay our
fees, as applicable. The custodian with which our clients maintain accounts has agreed to send statements to each
client, at least quarterly, indicating all amounts disbursed from the account(s), including the amount of advisory fees
paid directly to us. We urge clients to carefully review such account statements for accuracy.

If insufficient cash is available to pay such fees, securities in an amount equal to the balance of unpaid fees will be
liquidated to pay for the unpaid balance. WealthShape does not collect fees in advance.

WealthShape’s compensation for services shall be calculated as follows:

Market Value on last trading day of Quarter X Annual Fee Percentage for WealthShape = Annual Fee Amount.
Annual Fee Amount / 4 = Quarterly Fee Amount. The Market Value of the accounts is determined by the custodians on
the last trading day at quarter end.

Investment advisory agreements are effective for one year beginning the date the contract is signed and shall be
automatically renewed for successive one-year terms. An investment advisory agreement may be canceled at any
time, by either party, for any reason upon receipt of written notice.

WealthShape’s fees are exclusive of brokerage commissions, transaction fees, and other related costs and expenses,
which shall be incurred by the client. For example, some mutual fund transactions produce a transaction charge,
which will be deducted from the client’s account. Similarly, trades through broker-dealers create other transaction
charges, which will also be deducted from the client’s account. Some custodians charge custodial fees, which will be
deducted from the client’s account.

Mutual funds and exchange traded funds also charge internal management fees, which are disclosed in a fund’s
prospectus. Such charges, fees and commissions are exclusive of and in addition to WealthShape’s fee.

Mutual Fund Share Class Selection: When recommending mutual funds, we have a conflict of interest in selecting
share classes, as higher-cost classes (e.g., with 12b-1 fees) could indirectly benefit the custodian or fund sponsors,
potentially increasing client expenses. To mitigate, we select the lowest-cost share class available (typically
institutional/no-load), document the rationale, and avoid revenue sharing. We do not receive commissions or 12b-1
fees. See Item 10 for other conflicts.

Additions may be in cash or securities provided that we reserve the right to liquidate any transferred securities or
decline to accept particular securities into a client’s account. We generally consult with clients about the options and
consequences of transferring securities, prior to any such transfer. However, clients are advised that when
transferred securities are liquidated, they are generally subject to transaction fees, fees assessed at the asset level
(i.e., contingent deferred sales charge on certain mutual funds) and/or tax consequences, among other
considerations.

The client may request that related accounts be combined in order to meet fee break points and reduce the advisory
fee charged. The standard fee schedules and minimum account sizes indicated for the investment advisory services
are negotiable and as a result, clients with similar assets may have differing fee schedules and pay different fees.
Clients who negotiate a flat fee schedule may or may not pay a higher fee than those who pay under a tiered
schedule, depending on asset levels. Clients will be charged a fee on all assets (securities, cash and cash equivalents),
in the account unless otherwise agreed upon between parties. WealthShape processes trades through: Charles
Schwab & Co., Inc. and other agreed-upon broker dealer or custodial entities.

Financial Planning and Retirement Plan Consulting Services
WealthShape has the ability to charge a flat or hourly fee for financial planning only and retirement plan consulting
services. WealthShape estimates and quotes planning/consulting fees prior to any services being rendered and bills
at the conclusion of the engagement. WealthShape may also provide financial planning retainer services on a case-
by-case basis. The retainer fee is quoted in advance and invoiced in arrears on a quarterly or biannual basis, due
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ITEM 7 – TYPES OF CLIENTS

The Firm provides investment management services to individuals, endowments, foundations, trusts, corporate
pension and profit-sharing plans, and corporations and other organizations.

The minimum account size is $10,000. The Firm may waive this minimum on a case-by-case basis. Clients may make
cash additions to the account at any time and may withdraw assets from the account on written notice to the Firm.