Wealthtrust Asset Management LLC

ITEM 5 – FEES AND COMPENSATION
Investment Services Fees and Compensation
As stated in the Client Engagement Agreement, an Investment Services Fee is charged to
our Clients’ accounts as compensation for providing investment services including
investment analysis, investment advisory, asset management, trade entry, and investment
monitoring. Other account activities, which may include custodial fees, transaction costs,
redemption fees, financial planning and administrative fees or commissions may not be
included in our Investment Services Fee and our clients may incur an additional charge for
these activities. See Additional Fees and Expenses below.

Fees for investment services are based upon the following pricing methods:

       Assets Under Management (“AUM”) Pricing: An annual fee amount charged to an
       account based upon a) a negotiated fee schedule and b) the account’s market value
       of assets under management on the last business day of each month or quarter, as
       indicated in the Client engagement agreement signed by the client. The account’s
       market value will be reported by the Custodian.

       Fixed Dollar Pricing: A negotiated annual flat dollar amount

AUM Pricing fees are assessed on all assets under management, including securities, cash
and money market balances.

The AUM fees are based on the account’s asset value, applied on a pro-rated basis, and
billed monthly or quarterly in advance or arrears, as indicated in the Client engagement
agreement. The initial fee will be based upon the date the account is accepted for
management by execution of the investment advisory contract by the Firm and the assets
are transferred through the last day of the current calendar month or quarter. All fees are
stated in the Client Engagement Agreement executed by the Firm and the Client.

All of our WealthTrust DBS Strategies are subject to a maximum annual fee of 1.25%.

Discretionary Accounts: The maximum Investment Services Fee schedule for AUM Pricing
of Discretionary Accounts is 1.25%.

Non-Discretionary Accounts: Our maximum Investment Services Fee for AUM Pricing for
non-discretionary accounts is 1.55%

Fees may vary based on the size of the account, complexity of the portfolio, extent of
activity in the account or other reasons which we determine. Our fees may be negotiable.

         WealthTrust Asset Management, LLC 4458 Legendary Drive #140 Destin, FL 32541

Model Portfolio Subscription Fees
Fees for our model portfolio subscription services are assessed based on the assets under
advisement and are paid directly from the 3rd party model portfolio platform to our Firm as
defined in a separate contract. Fees are negotiable and may differ between DBS models
and platforms.
General
Through execution of our Client Engagement Agreement and the custodian’s new account
documentation, Clients authorize us to request their account be debited for our Investment
Services fee. The independent qualified custodian holding our Clients funds and securities
will debit the Clients account directly and pay that fee to us. Our Clients will provide written
authorization permitting the fees to be paid directly from our Clients account held by the
qualified custodian.

Under certain circumstances, our Investment Services Fees may be processed by a third-
party Turnkey Asset Management provider (“TAMP”). In these instances, a separate
authorization, provided by the Custodian, will be executed by the Client.

The qualified custodian agrees to deliver an account statement at least quarterly directly to
our Clients indicating all the amounts deducted from the account including our Investment
Services fees. Our Clients are encouraged to review their account statements for accuracy.

Either the Firm or our Clients may terminate the discretionary and non-discretionary client
engagement agreement, upon 30 day written notice to the other party. The investment
services fee will be pro-rated to the date of termination, for the respective period in which
the cancellation notice was given, and any unearned fees will be refunded to the affected
Client. All accounts will be serviced on either a discretionary or non-discretionary basis.
Should the Client or the Firm terminate relationship, the Client will be responsible for
monitoring the securities in their account until which time the account can be transferred from
our Firm. We will have no further obligation to act or advise with respect to those assets.

Retirement Plan Advisory Services
For Retirement Plan advisory services compensation, we charge an annual fee as negotiated
with the client and disclosed in the Investment Advisory Agreement-Plan Sponsor Agreement.
The compensation method is explained and agreed upon in advance before any services are
rendered.

Plan advisory services begin with the effective date of the Agreement, which is the date our
Clients sign the Investment Advisory Agreement-Plan Sponsor Agreement. Fees are assessed
monthly or quarterly and will be adjusted pro rata based upon the number of calendar days
in the billing period that the Agreement was effective. Our fee is billed in arrears on the last

         WealthTrust Asset Management, LLC 4458 Legendary Drive #140 Destin, FL 32541

business day of the billing period (month or quarter) and may be invoiced to the Plan
Sponsor or debited out of applicable account(s), as authorized in the Agreement. Written
authorization permitting us to be paid directly from the custodial account is outlined in the
Investment Advisory Agreement-Plan Sponsor Agreement.

Parties of an Investment Advisory Agreement-Plan Sponsor Agreement may terminate the
Agreement at any time upon 30 days written notice. Our Clients are responsible to pay for
services rendered until the termination of the agreement.

Consulting Services for Wealth Management Fees
Clients will be charged 1% of the assets.

Financial Planning Services
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ITEM 7 – TYPES OF CLIENTS
We offer our services to investment account holders and investment advisers. Investment
advisory, financial planning, retirement, and asset management services are offered directly
to individuals, families, businesses, trusts, estates, and profit-sharing plans. Asset
management as well as trading and back-office services are offered to other investment
advisers. Each of these services is provided through a contractual arrangement. Our Firm
requires a minimum account value of $50,000 in order to provide advisory services to you. This
minimum account value requirement is negotiable.