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| West Face Capital Inc
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|---|---|
| CRD # | 162056 |
| SEC # | 802-75122 |
| CIK # | 0001450746 |
| AUM | |
| Employees | |
| Phone | 647-724-8900 |
| Address | 77 Bloor Street West Toronto, Canada |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| PE | WF ACF KY I LP | [2014-02-26] | 182.2 M | 6.7 M |
| Filed 2015-08-05 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $5,000,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| PE | WF ACF SPV I LP | 2014-02-26 | ||
| PE | Winter Rock Alternative Credit Master LP Formerly West Face Alternative Credit Master LP | [2014-02-26] | 856.9 M | 4.0 M |
| Filed 2018-03-15 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | Project Black Bear LP | 2012-03-28 | 253.3 M | |
| HF | West Face Credit Opportunities Master I LP | [2012-03-28] | 62.6 M | 15.6 M |
| Filed 2017-12-11 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | West Face Long Term Opportunities Global Master LP | [2012-03-28] | 856.9 M | 40.4 M |
| Filed 2018-03-15 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 0 | 0.0 |
| By Discretionary | ||
| Discretionary | 0 | 0.0 |
| Non-Discretionary | 0 | 0.0 |
| Total | 0 | 0.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 0.0 | |
| Total | 0 | 0.0 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Philip Cater | Director | 96 | 25 | |
| Stephen Miller | Executive Officer | 36 | 7 | |
| Gary Butler | Director | 28 | 7 | |
| Robert Griffin | Executive Officer | 32 | 2 | |
| John Maynard | Executive Officer | 14 | 2 | |
| West Face Capital Inc | Executive Officer | 8 | 2 | |
| Gregory Boland | Executive Officer | 7 | 2 | |
| Anthony Griffin | Executive Officer | 4 | 2 | |
| Thomas Dea | Executive Officer | 3 | 2 | |
| Philip Panet | Executive Officer | 3 | 2 | |
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001450746] | |
| 3 | [0001450746] | |
| 4 | [0001450746] | |
| 5 | [0001450746] | |
| SC 13D | [0001450746] | |
| SC 13G | [0001450746] |
| Firm Profile (Form ADV) | |
|---|---|
| Fund Types | Hedge Fund, Private Equity |
| LEI | 549300U2SIEEWSYV6V71 |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| Civitas Resources Inc | |
| Boland Gregory A | |
| West Face Capital Inc | |
| SunOpta Inc |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Civitas Resources Inc BCEI
Common Stock, par value $0.001 per share
|
2017-04-28 | Other | 7,587,859 | ||
|
SunOpta Inc STKL
Common Shares, no par value
|
2013-08-13 | Sell | 360,200 | $9.10 | 3,277,820 |
|
SunOpta Inc STKL
Common Shares, no par value
|
2013-08-12 | Sell | 750,000 | $8.95 | 6,712,500 |
|
Civitas Resources Inc BCEI
Common Stock, par value $0.001
|
2013-06-06 | Sell | 578,275 | $35.40 | 20,470,935 |
|
Civitas Resources Inc BCEI
Common Stock, par value $0.001
|
2013-02-01 | Sell | 13,000,000 | $28.32 | 368,160,000 |
|
SunOpta Inc STKL
Common Shares, no par value
|
2012-11-16 | Buy | 20,300 | $6.07 | 123,221 |
|
SunOpta Inc STKL
Common Shares, no par value
|
2012-11-15 | Buy | 20,000 | $6.00 | 120,000 |
|
SunOpta Inc STKL
Common Shares, no par value
|
2012-11-14 | Buy | 90,000 | $5.90 | 531,000 |
|
Civitas Resources Inc BCEI
Common Stock, par value $0.001
|
2011-12-20 | Other | 7,587,859 | $0.00 | |
|
Civitas Resources Inc BCEI
Common Stock, par value $0.001
|
2011-12-20 | Other | 13,578,275 | $0.00 |