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| Happy Holidays!! thanks for using AUM13F!! |
| Westech Investment Advisors LLC
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| CRD # | 110429 |
| SEC # | 801-44806 |
| CIK # | 0001315824 |
| AUM | $2.1 B (2025-03-25) |
| Employees | 33 (45% Investors, 0% Brokers) |
| Phone | 650-234-4300 |
| Address | 104 La Mesa Drive Portola Valley, CA 94028-7510 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [Instagram] |
| Total AUM ($B) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| PE | WTI Fund Xi LLC | 2025-03-25 | 400.6 | |
| PE | WTI Fund X LLC | [2022-03-30] | 0.0 | 753.1 |
| PE | Venture Lending & Leasing IX LLC | [2018-03-30] | 0.0 | 412.2 |
| PE | Venture Lending & Leasing VIII LLC | [2016-03-28] | 0.0 | 231.8 |
| PE | WTI Equity Opportunity Fund I LP | [2016-03-28] | 0.0 | 61.3 |
| PE | Venture Lending & Leasing VII LLC | [2013-01-31] | 373.1 | 144.3 |
| PE | Venture Lending & Leasing III LLC | 2012-03-20 | 4.2 | |
| PE | Venture Lending & Leasing IV LLC | 2012-03-20 | 0.9 | |
| PE | Venture Lending & Leasing VI LLC | [2012-03-20] | 294.0 | 48.2 |
| PE | Venture Lending & Leasing V LLC | [2012-03-20] | 1.3 | |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 3 | 0.7 |
| (f) Pooled investment vehicles | 9 | 1.4 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 12 | 2.1 |
| By Discretionary | ||
| Discretionary | 12 | 2.1 |
| Non-Discretionary | 0 | 0.0 |
| Total | 12 | 2.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 2.1 | |
| Total | 12 | 2.1 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 |
|---|---|---|---|
| David Wanek | 8 | ||
| Maurice Werdegar | 8 | ||
| Jay Cohan | 7 | ||
| Martin Eng | 6 | ||
| Ronald Swenson | 2 | ||
| Salvador Gutierrez | 2 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| SC 13G | [0001315824] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Westech Investment Advisors LLC | WTI Fund Xi Inc | [2024-11-14] |
| Westech Investment Advisors LLC | WTI Fund X Inc | [2022-02-14] |
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|---|---|---|
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NY | 2.1 |
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K5 Global Advisor LLC
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2.1 | |
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Goldfinch Partners LP
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Essex Woodlands Management Inc
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Yukon Partners Management LLC
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MN | 2.0 |
|
Tiverton Advisors LLC
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NC | 2.0 |