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| Whippoorwill Associates Inc
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| CRD # | 107497 |
| SEC # | 801-43158 |
| CIK # | 0001197259 |
| AUM | $44.9 M (2025-03-17) |
| Employees | 1 (100% Investors, 0% Brokers) |
| Phone | 914-683-1002 |
| Address | 50 Main Street White Plains, NY 10606 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| HF | Whippoorwill Credit Opportunity Fund LP | [2014-03-28] | 7.5 | 1.4 |
| HF | Whippoorwill Loan Opportunity Fund LP | [2014-03-28] | 1.0 | 1.0 |
| PE | Whippoorwill Distressed Opportunity Fund LP | [2012-03-28] | 977.1 | 23.3 |
| PE | Whippoorwill Institutional Partners LP | [2012-03-28] | 55.0 | 8.2 |
| PE | Whippoorwill Offshore Distressed Opportunity Fund Ltd | [2012-03-28] | 977.1 | 13.5 |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 3 | 44.9 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 3 | 44.9 |
| By Discretionary | ||
| Discretionary | 3 | 44.9 |
| Non-Discretionary | 0 | 0.0 |
| Total | 3 | 44.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 13.5 | |
| United States Persons | 31.5 | |
| Total | 3 | 44.9 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 |
|---|---|---|---|
| Steven Gendal | 8 | ||
| Shelley Greenhaus | 5 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0001197259] | |
| 3 | [0001197259] | |
| 4 | [0001197259] | |
| SC 13D | [0001197259] | |
| SC 13G | [0001197259] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Whippoorwill Associates Inc | US Concrete Inc | [2015-03-02] |
| Whippoorwill Associates Inc | YRC Worldwide Inc | [2013-11-08] |
| Whippoorwill Associates Inc | Casella Waste Systems Inc | [2013-09-09] |
| Whippoorwill Associates Inc | US Concrete Inc | [2012-01-03] |
| Form 3/4/5 Subject | 2011 - 2025 |
|---|---|
| Greenhaus Shelley F | |
| Gendal Steven K. | |
| Whippoorwill Associates Inc | |
| US Concrete Inc |
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