William Harris Investors Inc

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William Harris Investors Inc ✚
CRD #	108353
SEC #	801-29805
CIK #	0000928204
AUM
Employees	38 (11% Investors, 0% Brokers)
Fees
Minimum
Phone	312-621-0590
Address	191 N Wacker Drive Chicago, IL 60606-1899
Source	[IAPD] [EDGAR] [Website]

Total AUM ($M) Copy

Sector	Form 13F Holdings	Value ($M)
	Shake Shack Inc	45.1
	Amerisourcebergen Corp	12.4
	Overstockcom Inc	10.6
	Dicks Sporting Goods Inc	8.8
	Liberty Latin America Ltd	8.7
	American International Group Inc	8.1
	Davita Inc	7.8
	CBS Outdoor Americas Inc	7.8
	Darling International Inc	7.7
	Fox Corp	7.1
View All

Holdings by Sector ($M)

Type	Form D Funds	Date	Sold	AUM
HF	WHI Special Investments LLC	[2016-03-15]		11.6 M
	Filed 2019-01-11 (D/A) · Exemption 506(b) · Minimum $100,000 · Remaining Indefinite · Duration One year or less · Net Assets $5,000,001 - $25,000,000
RE	Harris Family REP	2013-03-25		15.7 M
RE	Harris Family Rep-PF	2013-03-25		11.3 M
RE	Whirep Employee Investment Partnership	2013-03-25		1.4 M
PE	Couderay Partners	2012-03-22		2.2 M
PE	Harris Venture Partners LLC	2012-03-22
HF	Panacea Fund LLC	[2012-03-22]	39.7 M	2.4 M
	Filed 2010-01-12 (D) · Exemption 506 · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets $25,000,001 - $50,000,000
HF	WHI Equity Managers Fund LLC	[2012-03-22]	0.1 M	69.0 M
	Filed 2025-12-29 (D/A) · Exemption 506(b) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	WHI ETF Fund LP	[2012-03-22]	4.2 M	4.7 M
	Filed 2012-01-13 (D/A) · Exemption 506 · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets $1 - $5,000,000
PE	WHI Fixed Income Fund III LP	[2012-03-22]	9.2 M	18.8 M
	Offered $9,180,000 · Filed 2010-10-01 (D) · Exemption 506 · Minimum $65,000 · Duration One year or less · Net Assets $25,000,001 - $50,000,000
PE	WHI Fixed Income Fund II LLC	2012-03-22		1.7 M
HF	WHI Fixed Income Fund LLC	2012-03-22		2.6 M
HF	WHI Growth Fund QP LP	[2012-03-22]		349.2 M
	Filed 2018-01-05 (D/A) · Exemption 506(b) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Net Assets Over $100,000,000
HF	WHI L&B Founders Fund LLC	[2012-03-22]	54.0 M	43.4 M
	Filed 2011-06-14 (D) · Exemption 506, 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	WHI L&B GP LLC	2012-03-22		0.5 M
PE	WHI Morula Fund II LP	[2012-03-22]		4.8 M
	Offered $5,000,000 · Filed 2010-06-30 (D) · Exemption 506 · Minimum $250,000 · Remaining $5,000,000 · Duration One year or less · Revenue Not Applicable
PE	WHI Morula Fund LLC	2012-03-22		0.7 M
HF	WHI Multi-Strategy Fund LLC	[2012-03-22]		166.2 M
	Filed 2025-12-29 (D/A) · Exemption 506(b) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	WHI NFP Fund LLC	[2012-03-22]		100.8 M
	Filed 2025-12-29 (D/A) · Exemption 506(b) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
PE	WHI Private Equity Fund II LP	2012-03-22
PE	WHI Private Equity Fund LLC	2012-03-22		0.0 M
PE	WHI Private Equity Managers Fund III LP	2012-03-22		24.2 M
PE	WHI Private Equity Managers Fund II LP	2012-03-22		8.2 M
PE	WHI Private Equity Managers Fund IV LP	[2012-03-22]	12.5 M	19.4 M
	Offered $12,520,000 · Filed 2010-08-05 (D) · Exemption 506 · Minimum $250,000 · Duration One year or less · Net Assets $5,000,001 - $25,000,000
PE	WHI Private Equity Managers Fund LLC	2012-03-22		6.5 M
RE	WHI Realty Fund III LP	2012-03-22		7.0 M
RE	WHI Realty Fund II LP	2012-03-22		1.9 M
RE	WHI Realty Fund LLC	2012-03-22		5.7 M
HF	WHI Select Fund LP	2012-03-22		0.2 M
HF	WHI Technology Fund LLC	2012-03-22		27.3 M
PE	WHI Ventures Fund I LLC	2012-03-22		1.1 M

AUM Breakdown	Accounts	AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals)	0	0.0
(b) Individuals (high net worth individuals)	0	0.0
(c) Banking or thrift institutions	0	0.0
(d) Investment companies	0	0.0
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	0	0.0
(g) Pension and profit sharing plans	0	0.0
(h) Charitable organizations	0	0.0
(i) State or municipal government entities	0	0.0
(j) Other investment advisers	0	0.0
(k) Insurance companies	0	0.0
(l) Sovereign wealth funds and foreign official institutions	0	0.0
(m) Corporations or other businesses not listed above	0	0.0
(n) Other	0	0.0
Total	419	1,629.7
By Discretionary
Discretionary	386	1,604.1
Non-Discretionary	33	25.6
Total	419	1,629.7
By Non-United States Persons
Non-United States Persons		0.0
United States Persons		1,629.7
Total	419	1,629.7

Form D Directors	Role	# Filings	# Firms
David Rosenbaum	Executive Officer	41	3
Michael Resnick	Executive Officer	21	3
Jack Polsky	Director, Executive Officer	16	3
Charles Polsky	Director, Executive Officer	20	2
William Harris Investors Inc	Executive Officer	1	1
Whi Seed Manager LLC Whi Seed Manager LLC	Executive Officer	1	1

EDGAR Form	CIK	2011 - 2026
13F-HR	[0000928204]
SC 13G	[0000928204]

Form 13D/13G Filer	Form 13D/13G Subject	Filed
William Harris Investors Inc	Lpath Inc	[2012-02-09]
William Harris Investors Inc	Derma Sciences Inc	[2012-02-09]

Firm Profile (Form ADV)
Discretionary AUM	$1.3B
Clients	419
Serves	Institutional, Retail, Research
Fund Types	Hedge Fund, Private Equity, Real Estate

William Harris Investors Inc

Assets, Funds, Holdings