Williamson Legacy Group LLC

Item 5 - Fees and Compensation

WLG charges fees based on a percentage of assets under management as well as fixed fees, depending on
the particular types of services to be provided. The specific fees charged by WLG for services provided will
be set forth in each client’s agreement.

   A.    Financial Planning and Investment Management Services

Fees for Financial Planning and Consulting Services
Clients that receive financial planning services only are charged an annual fixed fee, or one-time fee,
ranging up to $20,000, depending on the complexity of a client’s plan and services provided. Initially, 25%
of the annual fee is due upon entering into the agreement with the Firm and the remainder of the annual fee
is charged quarterly thereafter based on a calendar quarter. For those clients that are not receiving ongoing
financial planning services, the fee is payable at delivery of the completed financial plan. Actual fees
charged are clearly outlined in the financial planning agreement and clients receive invoices reflecting the
amount of the fee due and payable. Please refer to “Additional Information Regarding Fees” below for
more detailed information regarding fees paid by WLG clients.

Fees for Investment Management Services
WLG charges an annual advisory fee that is agreed upon with each client and set forth in an agreement
executed by WLG and the client. If fixed, the advisory fee will be specified on the fee schedule as set forth
in the agreement executed by WLG and the client. If based on a percentage of the value of assets under
management, the advisory fee for the initial month shall be paid, on a pro rata basis, in arrears, based on
the value of the net billable assets under management at the end of such initial month. For subsequent
months, the advisory fee shall be paid, in arrears, based on the asset value of the client’s accounts as of the
last business day of the month as provided by third-party sources, such as pricing services, custodians, fund
administrators, and client-provided sources. Following is WLG’s asset-based fee schedule for Investment
Management Services:

                                               FEE SCHEDULE
                             Market Value of Assets                        Rate
                       Up to $500,000                                      1.50%
                       $500,001 up to $2,000,000                           1.00%
                       $2,000,001 up to $5,000,000                         0.75%
                       $5,000,001 up to 10,000,000                         0.25%
                       $10,000,001 and above                               0.10%
                      The percentage fee shown for each range of the managed asset value
                      will apply only to the assets within that range.

Williamson Legacy Group                                                               Disclosure Brochure

Notwithstanding the foregoing, WLG and the client may choose to negotiate an annual advisory fee that
varies from the schedule set forth above. Factors upon which a different annual advisory fee may be
based include, but are not limited to, the size and nature of the relationship, the services rendered, the
nature and complexity of the products and investments involved, time commitments, and travel
requirements. In addition, there are clients of WLG with fee schedules that reflect the fee schedule for
these clients while serviced at unaffiliated advisory firm through which WLG personnel previously
provided investment advisory services. These historical fee schedules include fee schedules with an
effective fee rate greater than the fee schedule listed above. The advisory fee charged by the Firm will
apply to all of the client’s assets under management, unless specifically excluded in the client
agreement. The advisory fee may include the financial planning services described above. Although
WLG believes that its fees are competitive, clients should understand that lower fees for comparable
services may be available from other sources and firms.

The investment advisory agreement between WLG and the client may be terminated at will by either WLG
or the client upon written notice. WLG does not impose termination fees when the client terminates the
investment advisory relationship, except when agreed upon in advance.

    B.    Payment of Fees

WLG generally deducts its advisory fee from a client’s investment account(s) held at his/her custodian.
Upon engaging WLG to manage such account(s), a client grants WLG this limited authority through a
written instruction to the custodian of his/her account(s). The client is responsible for verifying the accuracy
of the calculation of the advisory fee; the custodian will not determine whether the fee is accurate or
properly calculated. A client may utilize the same procedure for financial planning or consulting fees if the
client has investment accounts held at a custodian.

Although clients generally are required to have their investment advisory fees deducted from their accounts,
in some cases, WLG will directly bill a client for investment advisory fees if it determines that such billing
arrangement is appropriate given the circumstances.

The custodian of the client’s accounts provides each client with a statement, at least quarterly, indicating
separate line items for all amounts disbursed from the client's account(s), including any fees paid directly
to WLG.

Clients may make additions to and withdrawals from their account at any time, subject to WLG’s right to
terminate an account. Additions may be in cash or securities provided that the Firm reserves the right to
liquidate transferred securities or decline to accept particular securities into a client’s account. Clients
may withdraw account assets at any time on notice to WLG, subject to the usual and customary securities
...

Item 7 - Types of Clients

WLG offers investment advisory services to individuals, including high net worth individuals, families,
family offices, trusts, businesses, charitable foundations, and retirement/profit-sharing plans. WLG does
not impose a minimum portfolio size or a minimum initial investment to open an account. However,
WLG does reserve the right to accept or decline a potential client for any reason in its sole discretion.

Williamson Legacy Group                                                                Disclosure Brochure